SEC 13F Intelligence

Managers / Q1 2025 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$295M
Q1 2025
Positions
170
Filings on Record
27
2019–present window
Filed
May 12, 2025
original filing

Summary

Wambolt & Associates, LLC reported $295M in U.S.-listed holdings across 170 positions for Q1 2025.

Its largest position, VB, represents 4.1% of the portfolio.

Compared with Q4 2024, the fund opened 2 new positions and exited 15.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+30.7%
share of reported value
Largest Position
+4.1%
Vanguard Index Fds
New / Exited
2 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.0%ETP: 17.4%ADR: 4.4%REIT: 2.8%MLP: 0.4%
  • Common Stock · 75.0% · $221M
  • ETP · 17.4% · $51M
  • ADR · 4.4% · $13M
  • REIT · 2.8% · $8M
  • MLP · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BILSPDR SER TRNEW+5.0K5.0K+$453,127$453,127
MPLXMPLX LPNEW+3.8K3.8K+$203,173$203,173
IXORIX CORPADDED+85.6K106.4K+$11,823$2M
IBMINTERNATIONAL BUSINESS MACHSADDED+1.1K2.0K+$306,173$506,438
PBPROSPERITY BANCSHARES INCSOLD OUT−63.2K0−$5M$0
VTEBVANGUARD MUN BD FDSSOLD OUT−7.1K0−$355,923$0
VOOGVANGUARD ADMIRAL FDS INCSOLD OUT−9290−$340,070$0
IWMISHARES TRSOLD OUT−1.5K0−$331,963$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2025

140 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VBVANGUARD INDEX FDSSMALL CP ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SM CP VAL ETF · SML CP GRW ETF · MID CAP ETF · GROWTH ETF4.11%$12M56.7K
2AAPLAPPLE INChistory →COM3.98%$12M52.5K
3SPYGSPDR SER TRPRTFLO S&P500 GW · PRTFLO S&P500 VL · S&P 400 MDCP GRW · S&P 400 MDCP VAL · PORTFOLIO S&P600 · BLOOMBERG 1-3 MO · S&P 600 SMCP VAL · S&P 600 SMCP GRW3.44%$10M151.6K
4NVDANVIDIA CORPORATIONhistory →COM3.25%$10M87.0K
5MSFTMICROSOFT CORPhistory →COM3.23%$10M24.9K
6EMXCISHARES INChistory →MSCI EMRG CHN2.79%$8M148.4K
7EFGISHARES TREAFE GRWTH ETF · 10+ YR INVST GRD · ISHS 5-10YR INVT · ISHS 1-5YR INVS · 0-5YR HI YL CP · COHEN STEER REIT · SELECT DIVID ETF · EAFE VALUE ETF · CORE S&P500 ETF · MSCI INDIA ETF2.77%$8M125.4K
8GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.54%$7M47.2K
9BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.31%$7M12.8K
10AMZNAMAZON COM INChistory →COM2.25%$7M34.5K
11VVISA INChistory →COM CL A1.97%$6M16.8K
12INTUINTUIThistory →COM1.83%$5M8.8K
13MAMASTERCARD INCORPORATEDhistory →CL A1.76%$5M9.4K
14UPSUNITED PARCEL SERVICE INChistory →CL B1.69%$5M45.5K
15ARCCARES CAPITAL CORPhistory →COM1.63%$5M215.2K
16PGRPROGRESSIVE CORPhistory →COM1.61%$5M16.7K
17ABBVABBVIE INChistory →COM1.56%$5M22.3K
18MAINMAIN STR CAP CORPhistory →COM1.46%$4M74.7K
19WMTWALMART INChistory →COM1.46%$4M48.4K
20COSTCOSTCO WHSL CORP NEWhistory →COM1.46%$4M4.5K
21WMWASTE MGMT INC DELhistory →COM1.33%$4M16.8K
22UNHUNITEDHEALTH GROUP INChistory →COM1.28%$4M7.2K
23PANWPALO ALTO NETWORKS INChistory →COM1.26%$4M21.6K
24KRKROGER COhistory →COM1.24%$4M53.4K
25TSLXSIXTH STREET SPECIALTY LENDIhistory →COM1.22%$4M160.5K
26BXBLACKSTONE INChistory →COM1.21%$4M24.9K
27PGPROCTER AND GAMBLE COhistory →COM1.12%$3M19.4K
28ETNEATON CORP PLChistory →SHS1.12%$3M11.9K
29PPAINVESCO EXCHANGE TRADED FD TAEROSPACE DEFN · S&P500 EQL WGT · S&P500 PUR VAL · S&P500 PUR GWT1.11%$3M35.2K
30TMUST-MOBILE US INChistory →COM1.08%$3M11.9K
31MCDMCDONALDS CORPhistory →COM1.03%$3M9.6K
32CDNSCADENCE DESIGN SYSTEM INChistory →COM1.02%$3M11.6K
33MFCMANULIFE FINL CORPhistory →COM1.01%$3M93.5K
34NVSNOVARTIS AGhistory →SPONSORED ADR1.01%$3M27.0K
35TXNTEXAS INSTRS INCCOM0.87%$3M14.4K
36PEPPEPSICO INCCOM0.84%$2M16.6K
37PRUPRUDENTIAL FINL INCCOM0.84%$2M22.1K
38MDLZMONDELEZ INTL INCCL A0.83%$2M36.1K
39SHELSHELL PLCSPON ADS0.83%$2M33.4K
40RYROYAL BK CDACOM0.83%$2M21.4K
41COPCONOCOPHILLIPSCOM0.82%$2M23.0K
42VZVERIZON COMMUNICATIONS INCCOM0.82%$2M53.2K
43NVONOVO-NORDISK A SADR0.80%$2M34.7K
44JNJJOHNSON & JOHNSONCOM0.80%$2M15.3K
45HONHONEYWELL INTL INCCOM0.79%$2M10.9K
46STLDSTEEL DYNAMICS INCCOM0.78%$2M18.6K
47ODFLOLD DOMINION FREIGHT LINE INCOM0.78%$2M13.8K
48IXORIX CORPSPONSORED ADR0.75%$2M106.4K
49MKCMCCORMICK & CO INCCOM NON VTG0.70%$2M25.2K
50AVGOBROADCOM INCCOM0.70%$2M12.2K
51WELLWELLTOWER INCCOM0.70%$2M13.3K
52CTVACORTEVA INCCOM0.69%$2M32.2K
53PLDPROLOGIS INC.COM0.69%$2M18.2K
54QQQEDIREXION SHS ETF TRNAS100 EQL WGT0.68%$2M22.9K
55FNDFSCHWAB STRATEGIC TRFUNDAMENTAL INTL0.68%$2M55.0K
56PLTRPALANTIR TECHNOLOGIES INCCL A0.64%$2M22.1K
57CBOECBOE GLOBAL MKTS INCCOM0.60%$2M7.9K
58NGGNATIONAL GRID PLCSPONSORED ADR NE0.60%$2M26.9K
59CNICANADIAN NATL RY COCOM0.56%$2M16.8K
60CVXCHEVRON CORP NEWCOM0.56%$2M9.8K
61SPYSPDR S&P 500 ETF TRTR UNIT0.56%$2M2.9K
62RFREGIONS FINANCIAL CORP NEWCOM0.55%$2M75.2K
63METAMETA PLATFORMS INCCL A0.54%$2M2.7K
64LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.54%$2M22.6K
65DGXQUEST DIAGNOSTICS INCCOM0.49%$1M8.5K
66PSAPUBLIC STORAGE OPER COCOM0.46%$1M4.5K
67LDOSLEIDOS HOLDINGS INCCOM0.45%$1M9.9K
68AVBAVALONBAY CMNTYS INCCOM0.45%$1M6.2K
69VLOVALERO ENERGY CORPCOM0.43%$1M9.4K
70VMIVALMONT INDS INCCOM0.42%$1M4.3K
71RUSHARUSH ENTERPRISES INCCL A0.42%$1M22.1K
72EVREVERCORE INCCLASS A0.42%$1M6.1K
73BACBANK AMERICA CORP7.25%CNV PFD L · COM0.39%$1M13.7K
74XLKSELECT SECTOR SPDR TRTECHNOLOGY · RL EST SEL SEC · SBI HEALTHCARE0.39%$1M13.1K
75JPMJPMORGAN CHASE & CO.COM0.37%$1M4.5K
76HDHOME DEPOT INCCOM0.36%$1M2.9K
77TMOTHERMO FISHER SCIENTIFIC INCCOM0.36%$1M2.2K
78WYWEYERHAEUSER CO MTN BECOM NEW0.35%$1M35.5K
79SAICSCIENCE APPLICATIONS INTL COCOM0.35%$1M9.0K
80PMPHILIP MORRIS INTL INCCOM0.33%$984,0676.2K
81WESWESTERN MIDSTREAM PARTNERS LCOM UNIT LP INT0.31%$911,23522.2K
82EXMOCEXXON MOBIL CORPCOM0.30%$896,9667.5K
83ARWARROW ELECTRS INCCOM0.30%$884,6728.6K
84BKNGBOOKING HOLDINGS INCCOM0.30%$871,550186
85TSLATESLA INCCOM0.28%$829,0043.1K
86TTTRANE TECHNOLOGIES PLCSHS0.28%$812,6742.4K
87TJXTJX COS INC NEWCOM0.26%$761,9686.2K
88APHAMPHENOL CORP NEWCL A0.25%$745,00511.3K
89CITHE CIGNA GROUPCOM0.25%$738,4612.2K
90BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · S&P500 LOW VOL0.25%$734,71925.3K
91LOWLOWES COS INCCOM0.24%$719,1133.1K
92ULTAULTA BEAUTY INCCOM0.21%$625,5511.7K
93CPRTCOPART INCCOM0.20%$601,96410.5K
94SPGIS&P GLOBAL INCCOM0.20%$593,5261.2K
95WFCWELLS FARGO CO NEWPERP PFD CNV A0.19%$572,753480
96BIZDVANECK ETF TRUSTBDC INCOME ETF0.19%$548,71033.2K
97CBCHUBB LIMITEDCOM0.18%$534,6841.8K
98RTXRTX CORPORATIONCOM0.18%$526,6174.0K
99ADBEADOBE INCCOM0.18%$519,2361.4K
100FISVFISERV INCCOM0.17%$511,0672.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.