SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$97M
Q1 2020
Positions
158
Filings on Record
27
2019–present window
Filed
May 11, 2020
original filing

Summary

Wambolt & Associates, LLC reported $97M in U.S.-listed holdings across 158 positions for Q1 2020.

Its largest position, IDLV, represents 10.6% of the portfolio.

Compared with Q4 2019, the fund opened 12 new positions and exited 21.

Portfolio Metrics

Turnover
+4.6%
vs prior filed quarter
Top-10 Concentration
+40.8%
share of reported value
Largest Position
+10.6%
Invesco Exchange Traded Fd T
New / Exited
12 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 54.3%ETP: 35.7%REIT: 5.7%ADR: 2.6%MLP: 1.3%Other: 0.5%
  • Common Stock · 54.3% · $53M
  • ETP · 35.7% · $34M
  • REIT · 5.7% · $5M
  • ADR · 2.6% · $3M
  • MLP · 1.3% · $1M
  • Other · 0.5% · $443,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LDOSLEIDOS HOLDINGS INCNEW+14.6K14.6K+$1M$1M
SAICSCIENCE APPLICATNS INTL CP NNEW+4.7K4.7K+$348,000$348,000
PYPLPAYPAL HLDGS INCNEW+3.6K3.6K+$343,000$343,000
FISVFISERV INCNEW+3.4K3.4K+$320,000$320,000
DALDELTA AIR LINES INC DELNEW+11.0K11.0K+$313,000$313,000
ADBEADOBE INCNEW+966966+$307,000$307,000
BACBK OF AMERICA CORPNEW+12.7K12.7K+$270,000$270,000
MTNVAIL RESORTS INCNEW+1.8K1.8K+$265,000$265,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

131 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IDLVINVESCO EXCHANGE-TRADED FD TS&P INTL LOW · S&P500 EQL WGT · S&P500 LOW VOL · S&P500 PUR GWT · PFD ETF · S&P500 PUR VAL · SR LN ETF10.63%$10M319.2K
2ICFISHARES TRCOHEN STEER REIT · SELECT DIVID ETF · CORE HIGH DV ETF · EAFE GRWTH ETF · EAFE VALUE ETF · CORE S&P500 ETF · INTL SEL DIV ETF · MSCI EAFE ETF · S&P MC 400GR ETF · INTRM TR CRP ETF9.38%$9M139.8K
3MDYGSPDR SER TRS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · S&P 600 SMCP VAL · PRTFLO S&P500 GW · PRTFLO S&P500 VL4.49%$4M111.2K
4UPSUNITED PARCEL SERVICE INChistory →CL B4.11%$4M42.5K
5IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP2.56%$2M284.5K
6MSFTMICROSOFT CORPhistory →COM2.34%$2M14.4K
7DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF2.01%$2M94.2K
8QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.88%$2M39.0K
9AAPLAPPLE INChistory →COM1.80%$2M6.8K
10VNQVANGUARD INDEX FDSREAL ESTATE ETF · MID CAP ETF · SMALL CP ETF · MCAP VL IDXVIP1.64%$2M18.8K
11METAFACEBOOK INChistory →CL A1.49%$1M8.6K
12MAINMAIN STR CAP CORPhistory →COM1.47%$1M69.2K
13LDOSLEIDOS HOLDINGS INChistory →COM1.38%$1M14.6K
14WPCWP CAREY INChistory →COM1.17%$1M19.4K
15RFREGIONS FINANCIAL CORP NEWhistory →COM1.14%$1M122.5K
16VZVERIZON COMMUNICATIONS INChistory →COM1.01%$976,00018.2K
17DLRDIGITAL RLTY TR INChistory →COM1.00%$972,0007.0K
18WMTWALMART INCCOM0.98%$950,0008.4K
19WMWASTE MGMT INC DELCOM0.97%$940,00010.2K
20ARCCARES CAPITAL CORPCOM0.96%$927,00086.0K
21PLDPROLOGIS INC.COM0.95%$919,00011.4K
22SPYSPDR S&P 500 ETF TRTR UNIT0.91%$884,0003.4K
23NVSNOVARTIS A GSPONSORED ADR0.91%$877,00010.6K
24GOOGLALPHABET INCCAP STK CL A0.89%$858,000738
25PGPROCTER & GAMBLE COCOM0.86%$833,0007.6K
26BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.83%$806,0004.4K
27MCDMCDONALDS CORPCOM0.82%$790,0004.8K
28ETF MANAGERS TRPRIME CYBR SCRTY0.76%$737,00020.7K
29JPMJPMORGAN CHASE & COCOM0.75%$721,0008.0K
30APDAIR PRODS & CHEMS INCCOM0.74%$714,0003.6K
31VVISA INCCOM CL A0.71%$684,0004.2K
32TPG SPECIALTY LENDING INCCOM0.70%$678,00048.7K
33TMOTHERMO FISHER SCIENTIFIC INCCOM0.69%$670,0002.4K
34DUKE REALTY CORPCOM NEW0.69%$667,00020.6K
35PBPROSPERITY BANCSHARES INCCOM0.68%$658,00013.6K
36KOCOCA COLA COCOM0.67%$647,00014.6K
37ABBVABBVIE INCCOM0.65%$628,0008.2K
38VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.64%$622,0008.8K
39MAMASTERCARD INCCL A0.64%$618,0002.6K
40UNPUNION PAC CORPCOM0.64%$616,0004.4K
41FCPTFOUR CORNERS PPTY TR INCCOM0.62%$599,00032.0K
42BLACKROCK INCCOM0.61%$587,0001.3K
43OKEONEOK INC NEWCOM0.61%$586,00026.9K
44MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.59%$570,00015.6K
45VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.59%$569,0004.7K
46PAYXPAYCHEX INCCOM0.59%$567,0009.0K
47PFEPFIZER INCCOM0.58%$563,00017.2K
48EQREQUITY RESIDENTIALSH BEN INT0.58%$563,0009.1K
49BKNGBOOKING HLDGS INCCOM0.58%$562,000418
50HDHOME DEPOT INCCOM0.56%$539,0002.9K
51ETNEATON CORP PLCSHS0.55%$532,0006.8K
52PMPHILIP MORRIS INTL INCCOM0.50%$485,0006.6K
53SAPSAP SESPON ADR0.50%$482,0004.4K
54DISDISNEY WALT COCOM DISNEY0.49%$475,0004.9K
55LOWLOWES COS INCCOM0.49%$471,0005.5K
56DDOMINION ENERGY INCCOM0.46%$449,0006.2K
57DUKDUKE ENERGY CORP NEWCOM NEW0.46%$441,0005.5K
58RYROYAL BK CDACOM0.45%$436,0007.1K
59TJXTJX COS INC NEWCOM0.45%$435,0009.1K
60UNHUNITEDHEALTH GROUP INCCOM0.45%$434,0001.7K
61XELXCEL ENERGY INCCOM0.44%$429,0007.1K
62HONHONEYWELL INTL INCCOM0.44%$425,0003.2K
63JNJJOHNSON & JOHNSONCOM0.43%$412,0003.1K
64DONWISDOMTREE TRUS MIDCAP DIVID0.42%$411,00017.0K
65AMZNAMAZON COM INCCOM0.42%$409,000210
66UNILEVER PLCSPON ADR NEW0.42%$406,0008.0K
67GBDCGOLUB CAP BDC INCCOM0.42%$403,00032.1K
68CVSCVS HEALTH CORPCOM0.41%$401,0006.8K
69DGDOLLAR GEN CORP NEWCOM0.41%$394,0002.6K
70NEENEXTERA ENERGY INCCOM0.40%$391,0001.6K
71MFICAPOLLO INVT CORPCOM NEW0.40%$389,00057.7K
72DEODIAGEO P L CSPON ADR NEW0.40%$388,0003.0K
73VTRVENTAS INCCOM0.39%$381,00014.2K
74XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.39%$379,0006.8K
75FLTRVANECK VECTORS ETF TRINVT GRADE FLTG · BDC INCOME ETF0.39%$379,00026.8K
76INTUINTUITCOM0.39%$377,0001.6K
77ADPAUTOMATIC DATA PROCESSING INCOM0.38%$363,0002.7K
78IBMINTERNATIONAL BUSINESS MACHSCOM0.37%$360,0003.2K
79ZBRAZEBRA TECHNOLOGIES CORPCL A0.37%$356,0001.9K
80EPDENTERPRISE PRODS PARTNERS LCOM0.36%$349,00024.4K
81LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.36%$348,0007.0K
82SAICSCIENCE APPLICATNS INTL CP NCOM0.36%$348,0004.7K
83MDTMEDTRONIC PLCSHS0.36%$346,0003.8K
84PYPLPAYPAL HLDGS INCCOM0.35%$343,0003.6K
85EMREMERSON ELEC COCOM0.35%$342,0007.2K
86MKLMARKEL CORPCOM0.35%$339,000365
87BRBROADRIDGE FINL SOLUTIONS INCOM0.35%$335,0003.5K
88SHWSHERWIN WILLIAMS COCOM0.34%$327,000712
89FISVFISERV INCCOM0.33%$320,0003.4K
90DALDELTA AIR LINES INC DELCOM NEW0.32%$313,00011.0K
91TMTOYOTA MOTOR CORPSP ADR REP2COM0.32%$313,0002.6K
92APHAMPHENOL CORP NEWCL A0.32%$311,0004.3K
93LUVSOUTHWEST AIRLS COCOM0.32%$311,0008.7K
94QQQINVESCO QQQ TRUNIT SER 10.32%$310,0001.6K
95BDXBECTON DICKINSON & COCOM0.32%$308,0001.3K
96ADBEADOBE INCCOM0.32%$307,000966
97SBUXSTARBUCKS CORPCOM0.31%$303,0004.6K
98MRKMERCK & CO. INCCOM0.31%$301,0003.9K
99SPGIS&P GLOBAL INCCOM0.31%$300,0001.2K
100ORCLORACLE CORPCOM0.31%$300,0006.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.