SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$167M
Q4 2020
Positions
204
Filings on Record
27
2019–present window
Filed
Jan 19, 2021
original filing

Summary

Wambolt & Associates, LLC reported $167M in U.S.-listed holdings across 204 positions for Q4 2020.

Its largest position, ICF, represents 9.5% of the portfolio.

Compared with Q3 2020, the fund opened 32 new positions and exited 8.

Portfolio Metrics

Turnover
+2.9%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+9.5%
Ishares Tr
New / Exited
32 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 58.1%ETP: 32.8%REIT: 4.5%ADR: 3.2%MLP: 0.8%Other: 0.6%
  • Common Stock · 58.1% · $97M
  • ETP · 32.8% · $55M
  • REIT · 4.5% · $7M
  • ADR · 3.2% · $5M
  • MLP · 0.8% · $1M
  • Other · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IGSBISHARES TRNEW+32.2K32.2K+$2M$2M
EEMISHARES TRNEW+15.5K15.5K+$802,000$802,000
CICIGNA CORP NEWNEW+3.0K3.0K+$625,000$625,000
VOTVANGUARD INDEX FDSNEW+2.3K2.3K+$495,000$495,000
MTCHMATCH GROUP INC NEWNEW+2.7K2.7K+$412,000$412,000
VWOVANGUARD INTL EQUITY INDEX FNEW+8.0K8.0K+$400,000$400,000
TTWOTAKE-TWO INTERACTIVE SOFTWARNEW+1.9K1.9K+$395,000$395,000
TTTRANE TECHNOLOGIES PLCNEW+2.7K2.7K+$390,000$390,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

166 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · EAFE GRWTH ETF · ISHS 5-10YR INVT · SELECT DIVID ETF · ISHS 1-5YR INVS · CORE HIGH DV ETF · EAFE VALUE ETF · 0-5YR HI YL CP · MSCI EMG MKT ETF · CORE S&P500 ETF · S&P MC 400GR ETF · INTL SEL DIV ETF · MSCI EAFE ETF9.47%$16M244.9K
2MDYGSPDR SER TRS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · S&P 600 SMCP VAL · PRTFLO S&P500 VL · AEROSPACE DEF · RUSSELL YIELD4.72%$8M125.0K
3IDLVINVESCO EXCH TRADED FD TR IIS&P INTL LOW · S&P500 LOW VOL · PFD ETF · SR LN ETF · EMRNG MKT SVRG4.21%$7M273.9K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ3.86%$6M58.6K
5UPSUNITED PARCEL SERVICE INChistory →CL B3.48%$6M34.6K
6MSFTMICROSOFT CORPhistory →COM2.22%$4M16.7K
7VBKVANGUARD INDEX FDSSML CP GRW ETF · REAL ESTATE ETF · MCAP GR IDXVIP · MCAP VL IDXVIP · MID CAP ETF · SM CP VAL ETF · SMALL CP ETF2.20%$4M25.2K
8QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.92%$3M42.8K
9AAPLAPPLE INChistory →COM1.84%$3M23.2K
10DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF1.40%$2M83.0K
11METAFACEBOOK INChistory →CL A1.28%$2M7.8K
12MAINMAIN STR CAP CORPhistory →COM1.24%$2M64.5K
13IDOGALPS ETF TRhistory →INTL SEC DV DOG1.13%$2M72.4K
14RFREGIONS FINANCIAL CORP NEWhistory →COM1.10%$2M113.8K
15WMTWALMART INCCOM1.00%$2M11.6K
16ABBVABBVIE INCCOM0.96%$2M15.0K
17ETF MANAGERS TRPRIME CYBR SCRTY0.93%$2M27.0K
18JPMJPMORGAN CHASE & COCOM0.92%$2M12.1K
19LDOSLEIDOS HOLDINGS INCCOM0.91%$2M14.6K
20VVISA INCCOM CL A0.90%$2M6.9K
21INTUINTUITCOM0.90%$2M4.0K
22PLDPROLOGIS INC.COM0.89%$1M15.0K
23WMWASTE MGMT INC DELCOM0.89%$1M12.6K
24PGPROCTER AND GAMBLE COCOM0.88%$1M10.6K
25SPYSPDR S&P 500 ETF TRTR UNIT0.83%$1M3.7K
26ARCCARES CAPITAL CORPCOM0.83%$1M82.1K
27PFEPFIZER INCCOM0.82%$1M37.2K
28VZVERIZON COMMUNICATIONS INCCOM0.78%$1M22.3K
29GOOGLALPHABET INCCAP STK CL A0.76%$1M729
30DLRDIGITAL RLTY TR INCCOM0.73%$1M8.8K
31MCDMCDONALDS CORPCOM0.72%$1M5.6K
32WPCWP CAREY INCCOM0.71%$1M16.9K
33NVSNOVARTIS AGSPONSORED ADR0.71%$1M12.5K
34BBYBEST BUY INCCOM0.70%$1M11.7K
35MAMASTERCARD INCORPORATEDCL A0.68%$1M3.2K
36TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.67%$1M10.3K
37TSLXSIXTH STREET SPECIALTY LENDNCOM0.66%$1M53.6K
38BACBK OF AMERICA CORPCOM0.66%$1M36.3K
39BKNGBOOKING HOLDINGS INCCOM0.65%$1M491
40BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.64%$1M4.7K
41BLACKROCK INCCOM0.64%$1M1.5K
42DUKE REALTY CORPCOM NEW0.64%$1M26.8K
43TMOTHERMO FISHER SCIENTIFIC INCCOM0.63%$1M2.3K
44RTXRAYTHEON TECHNOLOGIES CORPCOM0.60%$1M14.1K
45DISDISNEY WALT COCOM0.60%$997,0005.5K
46DALDELTA AIR LINES INC DELCOM NEW0.59%$985,00024.5K
47LNCLINCOLN NATL CORP INDCOM0.59%$983,00019.5K
48ETNEATON CORP PLCSHS0.57%$961,0008.0K
49APDAIR PRODS & CHEMS INCCOM0.57%$958,0003.5K
50JNJJOHNSON & JOHNSONCOM0.57%$950,0006.0K
51PBPROSPERITY BANCSHARES INCCOM0.57%$946,00013.6K
52DGDOLLAR GEN CORP NEWCOM0.55%$916,0004.4K
53TAT&T INCCOM0.53%$891,00031.0K
54FLTRVANECK VECTORS ETF TRINVT GRADE FLTG · BDC INCOME ETF0.53%$888,00040.6K
55LOWLOWES COS INCCOM0.53%$886,0005.5K
56XELXCEL ENERGY INCCOM0.52%$874,00013.1K
57HDHOME DEPOT INCCOM0.52%$868,0003.3K
58PAYXPAYCHEX INCCOM0.52%$868,0009.3K
59GLWCORNING INCCOM0.51%$856,00023.8K
60PYPLPAYPAL HLDGS INCCOM0.51%$853,0003.6K
61MTNVAIL RESORTS INCCOM0.50%$843,0003.0K
62DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD0.48%$810,00025.8K
63VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.48%$802,0004.5K
64UNHUNITEDHEALTH GROUP INCCOM0.47%$781,0002.2K
65MDTMEDTRONIC PLCSHS0.46%$773,0006.6K
66RYROYAL BK CDACOM0.44%$743,0009.1K
67XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI CONS DISCR0.44%$729,0008.6K
68KOCOCA COLA COCOM0.43%$728,00013.3K
69METMETLIFE INCCOM0.43%$723,00015.4K
70STZCONSTELLATION BRANDS INCCL A0.43%$717,0003.3K
71HONHONEYWELL INTL INCCOM0.42%$705,0003.3K
72UNILEVER PLCSPON ADR NEW0.42%$702,00011.6K
73ACNACCENTURE PLC IRELANDSHS CLASS A0.41%$681,0002.6K
74COPCONOCOPHILLIPSCOM0.40%$677,00016.9K
75FCPTFOUR CORNERS PPTY TR INCCOM0.40%$676,00022.7K
76SAPSAP SESPON ADR0.40%$669,0005.1K
77VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.39%$658,0007.2K
78TXNTEXAS INSTRS INCCOM0.37%$625,0003.8K
79CICIGNA CORP NEWCOM0.37%$625,0003.0K
80DUKDUKE ENERGY CORP NEWCOM NEW0.37%$618,0006.8K
81ADBEADOBE SYSTEMS INCORPORATEDCOM0.36%$611,0001.2K
82VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.36%$608,00011.6K
83FISVFISERV INCCOM0.36%$599,0005.3K
84EMREMERSON ELEC COCOM0.36%$596,0007.4K
85PEPPEPSICO INCCOM0.35%$588,0004.0K
86DEODIAGEO PLCSPON ADR NEW0.35%$587,0003.7K
87BRBROADRIDGE FINL SOLUTIONS INCOM0.35%$579,0003.8K
88BCEBCE INCCOM NEW0.34%$577,00013.5K
89ZBRAZEBRA TECHNOLOGIES CORPORATICL A0.34%$575,0001.5K
90NVDANVIDIA CORPORATIONCOM0.34%$574,0001.1K
91APOLLO GLOBAL MGMT INCCOM CL A0.34%$574,00011.7K
92TMTOYOTA MOTOR CORPSP ADR REP2COM0.34%$570,0003.7K
93APHAMPHENOL CORP NEWCL A0.33%$557,0004.3K
94AMZNAMAZON COM INCCOM0.33%$547,000168
95NEENEXTERA ENERGY INCCOM0.32%$534,0006.9K
96NGGNATIONAL GRID PLCSPONSORED ADR NE0.31%$520,0008.8K
97SHWSHERWIN WILLIAMS COCOM0.30%$509,000693
98PMPHILIP MORRIS INTL INCCOM0.30%$506,0006.1K
99LUVSOUTHWEST AIRLS COCOM0.30%$500,00010.7K
100UNPUNION PAC CORPCOM0.30%$497,0002.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.