SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$334M
Q1 2024
Positions
219
Filings on Record
27
2019–present window
Filed
Apr 30, 2024
original filing

Summary

Wambolt & Associates, LLC reported $334M in U.S.-listed holdings across 219 positions for Q1 2024.

Its largest position, AAPL, represents 4.0% of the portfolio.

Compared with Q4 2023, the fund opened 10 new positions and exited 27.

Portfolio Metrics

Turnover
+11.0%
vs prior filed quarter
Top-10 Concentration
+28.2%
share of reported value
Largest Position
+4.0%
Apple
New / Exited
10 / 27
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.3%ETP: 15.9%ADR: 5.8%REIT: 2.7%MLP: 0.2%Other: 0.1%
  • Common Stock · 75.3% · $252M
  • ETP · 15.9% · $53M
  • ADR · 5.8% · $19M
  • REIT · 2.7% · $9M
  • MLP · 0.2% · $639,955
  • Other · 0.1% · $303,138

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WSMWILLIAMS SONOMA INCNEW+1.6K1.6K+$493,495$493,495
XLKSELECT SECTOR SPDR TRNEW+2.1K2.1K+$445,617$445,617
CPAYCORPAY INCNEW+1.0K1.0K+$309,265$309,265
VTIVANGUARD INDEX FDSNEW+1.0K1.0K+$267,002$267,002
TSCOTRACTOR SUPPLY CONEW+1.0K1.0K+$260,276$260,276
LAM RESEARCH CORPNEW+265265+$260,260$260,260
VUGVANGUARD INDEX FDSNEW+636636+$218,956$218,956
AZOAUTOZONE INCNEW+6767+$212,296$212,296

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

182 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM3.99%$13M78.4K
2MSFTMICROSOFT CORPhistory →COM3.85%$13M30.3K
3VBVANGUARD INDEX FDSSMALL CP ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · MID CAP ETF · SM CP VAL ETF · SML CP GRW ETF · TOTAL STK MKT · GROWTH ETF3.27%$11M51.1K
4SPYGSPDR SER TRPRTFLO S&P500 GW · PRTFLO S&P500 VL · S&P 400 MDCP GRW · S&P 400 MDCP VAL · PORTFOLIO S&P600 · S&P 600 SMCP VAL · S&P 600 SMCP GRW · AEROSPACE DEF3.08%$10M155.7K
5EFGISHARES TREAFE GRWTH ETF · 10+ YR INVST GRD · 0-5YR HI YL CP · ISHS 5-10YR INVT · SELECT DIVID ETF · EAFE VALUE ETF · ISHS 1-5YR INVS · COHEN STEER REIT · MSCI INDIA ETF · CORE S&P500 ETF · TIPS BD ETF · CORE HIGH DV ETF2.95%$10M149.6K
6NVDANVIDIA CORPORATIONhistory →COM2.66%$9M9.8K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.57%$9M55.0K
8EMXCISHARES INCMSCI EMRG CHN · FRONTIER AND SEL2.13%$7M130.3K
9UPSUNITED PARCEL SERVICE INChistory →CL B2.02%$7M45.8K
10INTUINTUIThistory →COM1.72%$6M9.0K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.71%$6M13.6K
12VVISA INChistory →COM CL A1.67%$6M20.1K
13AMZNAMAZON COM INChistory →COM1.66%$6M30.6K
14ABBVABBVIE INChistory →COM1.49%$5M27.5K
15MAMASTERCARD INCORPORATEDhistory →CL A1.38%$5M9.6K
16ARCCARES CAPITAL CORPhistory →COM1.37%$5M225.0K
17COSTCOSTCO WHSL CORP NEWhistory →COM1.36%$5M6.3K
18PBPROSPERITY BANCSHARES INChistory →COM1.29%$4M67.1K
19ETNEATON CORP PLChistory →SHS1.28%$4M13.8K
20WMWASTE MGMT INC DELhistory →COM1.26%$4M19.8K
21PGPROCTER AND GAMBLE COhistory →COM1.22%$4M25.5K
22WMTWALMART INChistory →COM1.21%$4M67.5K
23NVONOVO-NORDISK A Shistory →ADR1.15%$4M30.3K
24UNHUNITEDHEALTH GROUP INChistory →COM1.11%$4M7.6K
25MAINMAIN STR CAP CORPhistory →COM1.11%$4M79.4K
26PGRPROGRESSIVE CORPhistory →COM1.08%$4M17.2K
27TSLXSIXTH STREET SPECIALTY LENDIhistory →COM1.08%$4M170.5K
28PPAINVESCO EXCHANGE TRADED FD TAEROSPACE DEFN · S&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL1.06%$4M42.4K
29PEPPEPSICO INChistory →COM1.00%$3M19.4K
30BXBLACKSTONE INCCOM1.00%$3M25.4K
31KRKROGER COCOM0.99%$3M58.3K
32COPCONOCOPHILLIPSCOM0.99%$3M25.7K
33CDNSCADENCE DESIGN SYSTEM INCCOM0.98%$3M10.5K
34MCDMCDONALDS CORPCOM0.85%$3M10.2K
35BHPBHP GROUP LTDSPONSORED ADS0.85%$3M48.7K
36PANWPALO ALTO NETWORKS INCCOM0.84%$3M10.1K
37ODFLOLD DOMINION FREIGHT LINE INCOM0.84%$3M12.9K
38PLDPROLOGIS INC.COM0.84%$3M22.0K
39MDTMEDTRONIC PLCSHS0.82%$3M31.5K
40NVSNOVARTIS AGSPONSORED ADR0.81%$3M28.2K
41PRUPRUDENTIAL FINL INCCOM0.80%$3M23.0K
42STLDSTEEL DYNAMICS INCCOM0.79%$3M17.6K
43MDLZMONDELEZ INTL INCCL A0.78%$3M37.4K
44TXNTEXAS INSTRS INCCOM0.76%$3M14.7K
45JNJJOHNSON & JOHNSONCOM0.76%$3M16.1K
46QQQEDIREXION SHS ETF TRNAS100 EQL WGT0.73%$2M27.5K
47RYROYAL BK CDACOM0.71%$2M23.8K
48LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.70%$2M22.9K
49SHELSHELL PLCSPON ADS0.68%$2M33.6K
50HONHONEYWELL INTL INCCOM0.67%$2M11.1K
51MFCMANULIFE FINL CORPCOM0.67%$2M90.9K
52VZVERIZON COMMUNICATIONS INCCOM0.67%$2M52.9K
53BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · S&P500 LOW VOL · S&P INTL LOW · VAR RATE PFD · PFD ETF0.66%$2M89.0K
54IXORIX CORPSPONSORED ADR0.62%$2M19.8K
55TMUST-MOBILE US INCCOM0.61%$2M12.6K
56NGGNATIONAL GRID PLCSPONSORED ADR NE0.57%$2M28.3K
57MKCMCCORMICK & CO INCCOM NON VTG0.57%$2M24.8K
58JPMJPMORGAN CHASE & COCOM0.55%$2M9.3K
59RFREGIONS FINANCIAL CORP NEWCOM0.55%$2M89.7K
60BCEBCE INCCOM NEW0.55%$2M54.0K
61ONON SEMICONDUCTOR CORPCOM0.53%$2M24.0K
62DEODIAGEO PLCSPON ADR NEW0.51%$2M11.5K
63LDOSLEIDOS HOLDINGS INCCOM0.50%$2M12.9K
64CNICANADIAN NATL RY COCOM0.50%$2M12.8K
65CTVACORTEVA INCCOM0.50%$2M28.7K
66VLOVALERO ENERGY CORPCOM0.49%$2M9.6K
67SPYSPDR S&P 500 ETF TRTR UNIT0.49%$2M3.2K
68CVXCHEVRON CORP NEWCOM0.49%$2M10.4K
69CBOECBOE GLOBAL MKTS INCCOM0.49%$2M9.0K
70WELLWELLTOWER INCCOM0.42%$1M15.4K
71EVREVERCORE INCCLASS A0.42%$1M7.4K
72DGXQUEST DIAGNOSTICS INCCOM0.41%$1M10.2K
73LLYELI LILLY & COCOM0.41%$1M1.8K
74METAMETA PLATFORMS INCCL A0.40%$1M2.7K
75EXMOCEXXON MOBIL CORPCOM0.40%$1M11.3K
76PSAPUBLIC STORAGECOM0.39%$1M4.6K
77TMOTHERMO FISHER SCIENTIFIC INCCOM0.39%$1M2.3K
78LOWLOWES COS INCCOM0.38%$1M5.1K
79SAICSCIENCE APPLICATIONS INTL COCOM0.38%$1M9.8K
80RUSHARUSH ENTERPRISES INCCL A0.36%$1M22.9K
81BACBANK AMERICA CORPCOM · 7.25%CNV PFD L0.36%$1M16.8K
82HDHOME DEPOT INCCOM0.34%$1M3.1K
83TMTOYOTA MOTOR CORPADS0.34%$1M4.7K
84ADMARCHER DANIELS MIDLAND COCOM0.33%$1M17.6K
85AVBAVALONBAY CMNTYS INCCOM0.31%$1M5.8K
86ULTAULTA BEAUTY INCCOM0.31%$1M2.0K
87WYWEYERHAEUSER CO MTN BECOM NEW0.31%$1M29.3K
88XLKSELECT SECTOR SPDR TRTECHNOLOGY · RL EST SEL SEC · SBI HEALTHCARE0.31%$1M12.5K
89TTTRANE TECHNOLOGIES PLCSHS0.31%$1M3.5K
90VMIVALMONT INDS INCCOM0.31%$1M4.5K
91ARWARROW ELECTRS INCCOM0.30%$1M7.9K
92FNDFSCHWAB STRATEGIC TRSCHWB FDT INT LG0.29%$963,73027.2K
93RTXRTX CORPORATIONCOM0.28%$945,3379.7K
94IRMIRON MTN INC DELCOM0.26%$882,47211.1K
95CITHE CIGNA GROUPCOM0.26%$868,3312.4K
96BKNGBOOKING HOLDINGS INCCOM0.25%$842,278236
97BLACKROCK INCCOM0.24%$806,175975
98ACNACCENTURE PLC IRELANDSHS CLASS A0.24%$805,4422.4K
99ENPHENPHASE ENERGY INCCOM0.24%$787,6936.7K
100APHAMPHENOL CORP NEWCL A0.23%$772,6896.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.