SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$282M
Q1 2023
Positions
259
Filings on Record
27
2019–present window
Filed
May 8, 2023
original filing

Summary

Wambolt & Associates, LLC reported $282M in U.S.-listed holdings across 259 positions for Q1 2023.

Its largest position, SHYG, represents 9.4% of the portfolio.

Compared with Q4 2022, the fund opened 33 new positions and exited 15.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+32.4%
share of reported value
Largest Position
+9.4%
Ishares Tr
New / Exited
33 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.3%ETP: 30.7%ADR: 5.1%REIT: 3.0%MLP: 0.6%Other: 0.3%
  • Common Stock · 60.3% · $170M
  • ETP · 30.7% · $87M
  • ADR · 5.1% · $14M
  • REIT · 3.0% · $8M
  • MLP · 0.6% · $2M
  • Other · 0.3% · $984,411

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MUBISHARES TRNEW+16.9K16.9K+$2M$2M
SCHDSCHWAB STRATEGIC TRNEW+18.0K18.0K+$1M$1M
NVONOVO-NORDISK A SNEW+7.1K7.1K+$1M$1M
NTRNUTRIEN LTDNEW+13.2K13.2K+$978,203$978,203
STLDSTEEL DYNAMICS INCNEW+8.2K8.2K+$924,825$924,825
FBNDFIDELITY MERRIMACK STR TRNEW+17.0K17.0K+$788,031$788,031
VYMIVANGUARD WHITEHALL FDSNEW+11.1K11.1K+$696,810$696,810
SJMSMUCKER J M CONEW+3.9K3.9K+$621,575$621,575

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

197 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · EAFE VALUE ETF · ISHS 1-5YR INVS · 0-5 YR TIPS ETF · TIPS BD ETF · NATIONAL MUN ETF · SELECT DIVID ETF · MSCI INDIA ETF · EAFE GRWTH ETF · COHEN STEER REIT · CORE HIGH DV ETF · CORE S&P500 ETF · MSCI EAFE ETF · CORE S&P MCP ETF · CORE S&P SCP ETF · INTL SEL DIV ETF · MSCI USA MIN VOL9.43%$27M436.0K
2SPYGSPDR SER TRPRTFLO S&P500 GW · S&P 400 MDCP VAL · S&P 400 MDCP GRW · BLOOMBERG INVT · S&P 600 SMCP VAL · PRTFLO S&P500 VL · S&P 600 SMCP GRW · AEROSPACE DEF · PRTFLO S&P500 HI · RUSSELL YIELD4.33%$12M225.4K
3BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · VAR RATE PFD · S&P500 LOW VOL · PFD ETF · S&P INTL LOW4.06%$11M540.8K
4AAPLAPPLE INChistory →COM2.93%$8M118.3K
5MSFTMICROSOFT CORPhistory →COM2.53%$7M24.8K
6UPSUNITED PARCEL SERVICE INChistory →CL B2.42%$7M35.2K
7RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · AEROSPACE DEFN2.09%$6M50.4K
8VBRVANGUARD INDEX FDSSM CP VAL ETF · MCAP VL IDXVIP · SML CP GRW ETF · MCAP GR IDXVIP · REAL ESTATE ETF · MID CAP ETF · SMALL CP ETF · GROWTH ETF1.77%$5M31.7K
9ABBVABBVIE INChistory →COM1.51%$4M26.5K
10SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · SCHWAB FDT US LG · SCHWB FDT INT LG · SCHWB FDT EMK LG · US LRG CAP ETF · EMRG MKTEQ ETF · US TIPS ETF · US SML CAP ETF · SCHWB FDT INT SC1.36%$4M85.4K
11PLDPROLOGIS INC.history →COM1.28%$4M29.2K
12VVISA INChistory →COM CL A1.17%$3M14.4K
13WMWASTE MGMT INC DELhistory →COM1.06%$3M18.1K
14ARCCARES CAPITAL CORPhistory →COM1.03%$3M158.1K
15BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.02%$3M9.2K
16QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.01%$3M39.6K
17COPCONOCOPHILLIPSCOM1.00%$3M25.9K
18PGPROCTER AND GAMBLE COCOM0.99%$3M18.7K
19NVDANVIDIA CORPORATIONCOM0.96%$3M9.7K
20PEPPEPSICO INCCOM0.96%$3M14.8K
21MCDMCDONALDS CORPCOM0.95%$3M9.5K
22UNHUNITEDHEALTH GROUP INCCOM0.94%$3M5.4K
23WMTWALMART INCCOM0.93%$3M17.6K
24INTUINTUITCOM0.91%$3M5.8K
25ETNEATON CORP PLCSHS0.90%$3M14.9K
26FLTRVANECK ETF TRUSTIG FLOATING RATE · BDC INCOME ETF0.84%$2M106.2K
27KRKROGER COCOM0.83%$2M46.9K
28RYROYAL BK CDA SUSTAINABLCOM0.83%$2M23.9K
29SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.81%$2M83.5K
30EWYISHARES INCMSCI FRONTIER · MSCI STH KOR ETF · MSCI ISRAEL ETF0.78%$2M61.7K
31IDOGALPS ETF TRINTL SEC DV DOG0.77%$2M78.2K
32DGDOLLAR GEN CORP NEWCOM0.77%$2M10.3K
33PFEPFIZER INCCOM0.77%$2M52.5K
34TSLXSIXTH STREET SPECIALTY LENDICOM0.76%$2M118.5K
35RFREGIONS FINANCIAL CORP NEWCOM0.76%$2M115.3K
36JNJJOHNSON & JOHNSONCOM0.72%$2M13.0K
37COSTCOSTCO WHSL CORP NEWCOM0.69%$2M3.9K
38BHPBHP GROUP LTDSPONSORED ADS0.68%$2M30.5K
39JPMJPMORGAN CHASE & COCOM0.68%$2M14.7K
40ADMARCHER DANIELS MIDLAND COCOM0.65%$2M22.8K
41BCEBCE INCCOM NEW0.65%$2M40.3K
42MAINMAIN STR CAP CORPCOM0.64%$2M45.6K
43NVSNOVARTIS AGSPONSORED ADR0.61%$2M18.7K
44GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.60%$2M16.2K
45IXORIX CORPSPONSORED ADR0.59%$2M19.8K
46TTTRANE TECHNOLOGIES PLCSHS0.58%$2M8.9K
47SPYSPDR S&P 500 ETF TRTR UNIT0.58%$2M4.0K
48MAMASTERCARD INCORPORATEDCL A0.58%$2M4.4K
49BLACKROCK INCCOM0.57%$2M2.4K
50LOWLOWES COS INCCOM0.57%$2M7.8K
51STZCONSTELLATION BRANDS INCCL A0.55%$2M6.9K
52RTXRAYTHEON TECHNOLOGIES CORPCOM0.53%$1M14.9K
53MDLZMONDELEZ INTL INCCL A0.53%$1M21.2K
54DGXQUEST DIAGNOSTICS INCCOM0.52%$1M10.2K
55TMTOYOTA MOTOR CORPADS0.51%$1M10.2K
56DEODIAGEO PLCSPON ADR NEW0.51%$1M7.9K
57BBYBEST BUY INCCOM0.51%$1M18.3K
58NGGNATIONAL GRID PLCSPONSORED ADR NE0.51%$1M21.1K
59TXNTEXAS INSTRS INCCOM0.50%$1M7.7K
60MDTMEDTRONIC PLCSHS0.50%$1M17.6K
61IRMIRON MTN INC DELCOM0.49%$1M26.1K
62ACNACCENTURE PLC IRELANDSHS CLASS A0.48%$1M4.8K
63DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.48%$1M42.6K
64LDOSLEIDOS HOLDINGS INCCOM0.48%$1M14.6K
65VYMIVANGUARD WHITEHALL FDSINTL HIGH ETF · HIGH DIV YLD0.47%$1M17.0K
66CSCOCISCO SYS INCCOM0.46%$1M24.9K
67LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.46%$1M13.5K
68TMOTHERMO FISHER SCIENTIFIC INCCOM0.45%$1M2.2K
69HONHONEYWELL INTL INCCOM0.44%$1M6.5K
70BACBANK AMERICA CORPCOM · 7.25%CNV PFD L0.44%$1M31.9K
71ETF MANAGERS TRPRIME CYBR SCRTY0.44%$1M26.0K
72PRUPRUDENTIAL FINL INCCOM0.44%$1M14.9K
73TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.43%$1M13.2K
74SHWSHERWIN WILLIAMS COCOM0.43%$1M5.4K
75VZVERIZON COMMUNICATIONS INCCOM0.43%$1M30.8K
76XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · SBI INT-UTILS · SBI INT-INDS · SBI CONS DISCR · FINANCIAL0.42%$1M16.2K
77SLFSUN LIFE FINANCIAL INC.COM0.41%$1M24.5K
78NVONOVO-NORDISK A SADR0.40%$1M7.1K
79METAMETA PLATFORMS INCCL A0.40%$1M5.3K
80USBUS BANCORP DELCOM NEW0.40%$1M31.8K
81NEENEXTERA ENERGY INCCOM0.40%$1M14.7K
82CRMSALESFORCE INCCOM0.39%$1M901.1K
83CVXCHEVRON CORP NEWCOM0.38%$1M6.3K
84HDHOME DEPOT INCCOM0.36%$1M3.4K
85NTRNUTRIEN LTDCOM0.35%$978,20313.2K
86DUKDUKE ENERGY CORP NEWCOM NEW0.34%$961,08410.1K
87BRBROADRIDGE FINL SOLUTIONS INCOM0.34%$958,9216.6K
88PAYXPAYCHEX INCCOM0.34%$944,7468.5K
89BXBLACKSTONE INCCOM0.33%$943,72811.1K
90UNILEVER PLCSPON ADR NEW0.33%$932,11117.7K
91STLDSTEEL DYNAMICS INCCOM0.33%$924,8258.2K
92SAICSCIENCE APPLICATIONS INTL COCOM0.32%$908,2008.2K
93BKNGBOOKING HOLDINGS INCCOM0.32%$906,165340
94MFCMANULIFE FINL CORPCOM0.31%$876,68647.2K
95TSLATESLA INCCOM0.31%$871,3364.5K
96APDAIR PRODS & CHEMS INCCOM0.31%$863,3623.0K
97WPCWP CAREY INCCOM0.30%$843,97311.1K
98TAT&T INCCOM0.29%$828,47642.7K
99METMETLIFE INCCOM0.28%$797,31913.8K
100FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.28%$788,03117.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.