SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$235M
Q3 2022
Positions
232
Filings on Record
27
2019–present window
Filed
Oct 19, 2022
original filing

Summary

Wambolt & Associates, LLC reported $235M in U.S.-listed holdings across 232 positions for Q3 2022.

Its largest position, SHYG, represents 10.0% of the portfolio.

Compared with Q2 2022, the fund opened 7 new positions and exited 11.

Portfolio Metrics

Turnover
+6.1%
vs prior filed quarter
Top-10 Concentration
+33.6%
share of reported value
Largest Position
+10.0%
Ishares Tr
New / Exited
7 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.1%ETP: 30.9%ADR: 4.5%REIT: 3.3%MLP: 0.7%Other: 0.5%
  • Common Stock · 60.1% · $141M
  • ETP · 30.9% · $73M
  • ADR · 4.5% · $11M
  • REIT · 3.3% · $8M
  • MLP · 0.7% · $2M
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KRKROGER CONEW+41.5K41.5K+$2M$2M
ADMARCHER DANIELS MIDLAND CONEW+19.0K19.0K+$2M$2M
UUPINVESCO DB US DLR INDEX TRNEW+44.0K44.0K+$1M$1M
USBUS BANCORP DELNEW+30.1K30.1K+$1M$1M
DGXQUEST DIAGNOSTICS INCNEW+9.5K9.5K+$1M$1M
MFCMANULIFE FINL CORPNEW+17.5K17.5K+$275,000$275,000
DVNDEVON ENERGY CORP NEWNEW+3.8K3.8K+$230,000$230,000
GOOGLALPHABET INCADDED+13.1K13.8K−$237,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

187 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · ISHS 1-5YR INVS · EAFE VALUE ETF · TIPS BD ETF · 0-5 YR TIPS ETF · SELECT DIVID ETF · MSCI INDIA ETF · COHEN STEER REIT · CORE HIGH DV ETF · EAFE GRWTH ETF · CORE S&P500 ETF · MSCI USA MIN VOL · MSCI EAFE ETF · CORE S&P SCP ETF · INTL SEL DIV ETF10.03%$24M443.1K
2BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · VAR RATE PFD · PFD ETF · S&P500 LOW VOL · S&P INTL LOW4.64%$11M539.7K
3SPYGSPDR SER TRPRTFLO S&P500 GW · S&P 400 MDCP VAL · BLOOMBERG INVT · S&P 400 MDCP GRW · S&P 600 SMCP VAL · PRTFLO S&P500 VL · S&P 600 SMCP GRW · PRTFLO S&P500 HI · AEROSPACE DEF · RUSSELL YIELD4.29%$10M209.1K
4AAPLAPPLE INChistory →COM3.15%$7M122.2K
5UPSUNITED PARCEL SERVICE INChistory →CL B2.41%$6M35.2K
6MSFTMICROSOFT CORPhistory →COM2.41%$6M24.4K
7RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · AEROSPACE DEFN · S&P SML 600 EQ2.41%$6M54.5K
8VOEVANGUARD INDEX FDSMCAP VL IDXVIP · SM CP VAL ETF · SML CP GRW ETF · REAL ESTATE ETF · MCAP GR IDXVIP · MID CAP ETF · SMALL CP ETF1.65%$4M28.0K
9ABBVABBVIE INChistory →COM1.45%$3M25.5K
10WMWASTE MGMT INC DELhistory →COM1.15%$3M16.8K
11ARCCARES CAPITAL CORPhistory →COM1.08%$3M150.0K
12VVISA INChistory →COM CL A1.07%$3M14.1K
13COPCONOCOPHILLIPShistory →COM1.07%$3M24.5K
14QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.05%$2M40.8K
15FLTRVANECK ETF TRUSTIG FLOATING RATE · BDC INCOME ETF1.04%$2M109.3K
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.00%$2M8.8K
17JNJJOHNSON & JOHNSONCOM0.98%$2M14.2K
18PFEPFIZER INCCOM0.97%$2M52.2K
19INTUINTUITCOM0.96%$2M5.9K
20PGPROCTER AND GAMBLE COCOM0.96%$2M17.9K
21WMTWALMART INCCOM0.95%$2M17.3K
22DGDOLLAR GEN CORP NEWCOM0.95%$2M9.3K
23PEPPEPSICO INCCOM0.94%$2M13.6K
24RFREGIONS FINANCIAL CORP NEWCOM0.89%$2M103.8K
25UNHUNITEDHEALTH GROUP INCCOM0.88%$2M4.1K
26RYROYAL BK CDACOM0.87%$2M22.8K
27MCDMCDONALDS CORPCOM0.86%$2M8.8K
28EISISHARES INCMSCI FRONTIER · MSCI ISRAEL ETF · MSCI STH KOR ETF0.83%$2M60.5K
29ETNEATON CORP PLCSHS0.82%$2M14.4K
30TSLXSIXTH STREET SPECIALTY LENDICOM0.81%$2M117.3K
31SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.80%$2M85.5K
32KRKROGER COCOM0.77%$2M41.5K
33IDOGALPS ETF TRINTL SEC DV DOG0.73%$2M81.2K
34STZCONSTELLATION BRANDS INCCL A0.68%$2M7.0K
35BCEBCE INCCOM NEW0.68%$2M38.1K
36LOWLOWES COS INCCOM0.67%$2M8.4K
37COSTCOSTCO WHSL CORP NEWCOM0.67%$2M3.3K
38DUKE REALTY CORPCOM NEW0.66%$2M32.3K
39ADMARCHER DANIELS MIDLAND COCOM0.65%$2M19.0K
40JPMJPMORGAN CHASE & COCOM0.65%$2M14.6K
41PLDPROLOGIS INC.COM0.65%$2M15.0K
42DBAINVESCO DB MULTI-SECTOR COMMAGRICULTURE FD0.64%$1M74.8K
43BLACKROCK INCCOM0.63%$1M2.7K
44MAINMAIN STR CAP CORPCOM0.62%$1M43.1K
45SPYSPDR S&P 500 ETF TRTR UNIT0.60%$1M3.9K
46IXORIX CORPSPONSORED ADR0.59%$1M19.7K
47TMTOYOTA MOTOR CORPADS0.59%$1M10.6K
48UUPINVESCO DB US DLR INDEX TRBULLISH FD0.56%$1M44.0K
49GOOGLALPHABET INCCAP STK CL A0.56%$1M13.8K
50NVSNOVARTIS AGSPONSORED ADR0.56%$1M17.4K
51TTTRANE TECHNOLOGIES PLCSHS0.55%$1M9.0K
52MAMASTERCARD INCORPORATEDCL A0.55%$1M4.5K
53ACNACCENTURE PLC IRELANDSHS CLASS A0.54%$1M5.0K
54LDOSLEIDOS HOLDINGS INCCOM0.54%$1M14.6K
55DEODIAGEO PLCSPON ADR NEW0.54%$1M7.5K
56DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.53%$1M43.0K
57RTXRAYTHEON TECHNOLOGIES CORPCOM0.53%$1M15.2K
58BBYBEST BUY INCCOM0.53%$1M19.7K
59SHWSHERWIN WILLIAMS COCOM0.53%$1M6.1K
60MDTMEDTRONIC PLCSHS0.52%$1M15.2K
61USBUS BANCORP DELCOM NEW0.52%$1M30.1K
62BHPBHP GROUP LTDSPONSORED ADS0.50%$1M23.5K
63ETF MANAGERS TRPRIME CYBR SCRTY0.50%$1M27.0K
64NVDANVIDIA CORPORATIONCOM0.50%$1M9.6K
65DGXQUEST DIAGNOSTICS INCCOM0.49%$1M9.5K
66NEENEXTERA ENERGY INCCOM0.49%$1M14.8K
67TMOTHERMO FISHER SCIENTIFIC INCCOM0.49%$1M2.3K
68HDHOME DEPOT INCCOM0.49%$1M4.1K
69CRMSALESFORCE INCCOM0.48%$1M901.6K
70PRUPRUDENTIAL FINL INCCOM0.47%$1M13.0K
71VZVERIZON COMMUNICATIONS INCCOM0.47%$1M29.1K
72IRMIRON MTN INC DELCOM0.46%$1M24.4K
73BACBK OF AMERICA CORPCOM0.43%$1M33.9K
74METAMETA PLATFORMS INCCL A0.43%$1M7.4K
75TXNTEXAS INSTRS INCCOM0.42%$992,0006.4K
76SLFSUN LIFE FINANCIAL INC.COM0.41%$975,00024.5K
77PAYXPAYCHEX INCCOM0.41%$975,0008.7K
78CSCOCISCO SYS INCCOM0.40%$948,00023.7K
79BRBROADRIDGE FINL SOLUTIONS INCOM0.40%$936,0006.5K
80HONHONEYWELL INTL INCCOM0.40%$931,0005.6K
81MDLZMONDELEZ INTL INCCL A0.39%$925,00016.9K
82NGGNATIONAL GRID PLCSPONSORED ADR NE0.39%$912,00017.7K
83METMETLIFE INCCOM0.39%$910,00015.0K
84DUKDUKE ENERGY CORP NEWCOM NEW0.38%$892,0009.6K
85TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.38%$890,00013.0K
86TSLATESLA INCCOM0.35%$815,0003.1K
87CQPCHENIERE ENERGY PARTNERS LPCOM UNIT0.34%$796,00014.9K
88UNILEVER PLCSPON ADR NEW0.34%$794,00018.1K
89LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.34%$789,00010.5K
90WPCWP CAREY INCCOM0.33%$785,00011.2K
91APDAIR PRODS & CHEMS INCCOM0.31%$741,0003.2K
92DLRDIGITAL RLTY TR INCCOM0.31%$735,0007.4K
93XELXCEL ENERGY INCCOM0.31%$732,00011.4K
94XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI CONS DISCR · FINANCIAL0.30%$718,00012.6K
95CVXCHEVRON CORP NEWCOM0.30%$706,0004.9K
96CICIGNA CORP NEWCOM0.30%$695,0002.5K
97BXBLACKSTONE INCCOM0.29%$686,0008.2K
98WELLWELLTOWER INCCOM0.29%$683,00010.6K
99AMZNAMAZON COM INCCOM0.29%$672,0005.9K
100LNCLINCOLN NATL CORP INDCOM0.28%$656,00014.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.