SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$366M
Q3 2024
Positions
194
Filings on Record
27
2019–present window
Filed
Nov 12, 2024
original filing

Summary

Wambolt & Associates, LLC reported $366M in U.S.-listed holdings across 194 positions for Q3 2024.

Its largest position, AAPL, represents 5.1% of the portfolio.

Compared with Q2 2024, the fund opened 9 new positions and exited 18.

Portfolio Metrics

Turnover
+3.5%
vs prior filed quarter
Top-10 Concentration
+31.0%
share of reported value
Largest Position
+5.1%
Apple
New / Exited
9 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 76.2%ETP: 16.4%ADR: 4.5%REIT: 2.9%MLP: 0.1%
  • Common Stock · 76.2% · $279M
  • ETP · 16.4% · $60M
  • ADR · 4.5% · $17M
  • REIT · 2.9% · $10M
  • MLP · 0.1% · $327,089

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLKSELECT SECTOR SPDR TRNEW+1.4K1.4K+$309,990$309,990
HACKAMPLIFY ETF TRNEW+4.5K4.5K+$300,421$300,421
RGLDROYAL GOLD INCNEW+1.8K1.8K+$249,940$249,940
BAHBOOZ ALLEN HAMILTON HLDG CORNEW+1.5K1.5K+$237,732$237,732
DEDEERE & CONEW+550550+$229,042$229,042
SOSOUTHERN CONEW+2.5K2.5K+$224,929$224,929
IJRISHARES TRNEW+1.9K1.9K+$222,703$222,703
DHRDANAHER CORPORATIONNEW+785785+$215,530$215,530

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

163 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM5.13%$19M83.0K
2VBVANGUARD INDEX FDSSMALL CP ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · MID CAP ETF · SM CP VAL ETF · SML CP GRW ETF · GROWTH ETF3.80%$14M62.2K
3MSFTMICROSOFT CORPhistory →COM3.70%$14M32.2K
4NVDANVIDIA CORPORATIONhistory →COM3.23%$12M101.0K
5SPYGSPDR SER TRPRTFLO S&P500 GW · PRTFLO S&P500 VL · S&P 400 MDCP GRW · S&P 400 MDCP VAL · PORTFOLIO S&P600 · S&P 600 SMCP VAL · S&P 600 SMCP GRW3.01%$11M160.3K
6EFGISHARES TREAFE GRWTH ETF · 10+ YR INVST GRD · ISHS 5-10YR INVT · 0-5YR HI YL CP · ISHS 1-5YR INVS · COHEN STEER REIT · SELECT DIVID ETF · CORE S&P500 ETF · EAFE VALUE ETF · MSCI INDIA ETF · TIPS BD ETF · CORE S&P SCP ETF2.74%$10M145.2K
7EMXCISHARES INChistory →MSCI EMRG CHN2.70%$10M162.9K
8GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.70%$10M58.8K
9AMZNAMAZON COM INChistory →COM2.00%$7M39.5K
10BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.97%$7M15.8K
11VVISA INChistory →COM CL A1.75%$6M23.1K
12UPSUNITED PARCEL SERVICE INChistory →CL B1.68%$6M46.2K
13INTUINTUIThistory →COM1.60%$6M9.7K
14ABBVABBVIE INChistory →COM1.56%$6M29.1K
15MAMASTERCARD INCORPORATEDhistory →CL A1.52%$6M11.2K
16COSTCOSTCO WHSL CORP NEWhistory →COM1.49%$5M6.2K
17PGRPROGRESSIVE CORPhistory →COM1.42%$5M20.4K
18WMTWALMART INChistory →COM1.41%$5M63.7K
19ARCCARES CAPITAL CORPhistory →COM1.39%$5M245.3K
20UNHUNITEDHEALTH GROUP INChistory →COM1.35%$5M8.5K
21BXBLACKSTONE INChistory →COM1.25%$5M30.2K
22PGPROCTER AND GAMBLE COhistory →COM1.23%$4M25.9K
23PBPROSPERITY BANCSHARES INChistory →COM1.21%$4M63.2K
24ETNEATON CORP PLChistory →SHS1.20%$4M13.5K
25MAINMAIN STR CAP CORPhistory →COM1.16%$4M84.9K
26NVONOVO-NORDISK A Shistory →ADR1.15%$4M35.7K
27PANWPALO ALTO NETWORKS INChistory →COM1.13%$4M12.5K
28WMWASTE MGMT INC DELhistory →COM1.12%$4M19.8K
29TSLXSIXTH STREET SPECIALTY LENDIhistory →COM1.02%$4M184.0K
30PEPPEPSICO INChistory →COM1.01%$4M21.6K
31PPAINVESCO EXCHANGE TRADED FD TAEROSPACE DEFN · S&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL1.00%$4M39.0K
32NVSNOVARTIS AGSPONSORED ADR0.99%$4M31.6K
33KRKROGER COCOM0.98%$4M63.4K
34CDNSCADENCE DESIGN SYSTEM INCCOM0.97%$4M13.5K
35MCDMCDONALDS CORPCOM0.95%$3M11.4K
36TXNTEXAS INSTRS INCCOM0.92%$3M16.7K
37MDLZMONDELEZ INTL INCCL A0.84%$3M42.2K
38ODFLOLD DOMINION FREIGHT LINE INCOM0.84%$3M15.8K
39TMUST-MOBILE US INCCOM0.83%$3M14.7K
40RYROYAL BK CDACOM0.82%$3M24.3K
41COPCONOCOPHILLIPSCOM0.82%$3M27.5K
42PRUPRUDENTIAL FINL INCCOM0.82%$3M25.1K
43JNJJOHNSON & JOHNSONCOM0.81%$3M18.3K
44MFCMANULIFE FINL CORPCOM0.81%$3M100.4K
45SHELSHELL PLCSPON ADS0.77%$3M42.2K
46STLDSTEEL DYNAMICS INCCOM0.76%$3M21.5K
47LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.74%$3M28.4K
48VZVERIZON COMMUNICATIONS INCCOM0.73%$3M59.4K
49HONHONEYWELL INTL INCCOM0.72%$3M12.7K
50PLDPROLOGIS INC.COM0.71%$3M20.9K
51IXORIX CORPSPONSORED ADR0.69%$3M21.6K
52MKCMCCORMICK & CO INCCOM NON VTG0.68%$2M29.6K
53FNDFSCHWAB STRATEGIC TRFUNDAMENTAL INTL0.66%$2M65.2K
54QQQEDIREXION SHS ETF TRNAS100 EQL WGT0.65%$2M26.6K
55LDOSLEIDOS HOLDINGS INCCOM0.58%$2M12.9K
56CTVACORTEVA INCCOM0.58%$2M36.8K
57WELLWELLTOWER INCCOM0.58%$2M16.6K
58RFREGIONS FINANCIAL CORP NEWCOM0.56%$2M91.3K
59NGGNATIONAL GRID PLCSPONSORED ADR NE0.56%$2M29.2K
60CBOECBOE GLOBAL MKTS INCCOM0.55%$2M9.6K
61ONON SEMICONDUCTOR CORPCOM0.55%$2M28.3K
62CNICANADIAN NATL RY COCOM0.55%$2M17.1K
63EVREVERCORE INCCLASS A0.53%$2M7.8K
64SPYSPDR S&P 500 ETF TRTR UNIT0.51%$2M3.3K
65PSAPUBLIC STORAGE OPER COCOM0.51%$2M5.2K
66JPMJPMORGAN CHASE & CO.COM0.49%$2M8.7K
67CVXCHEVRON CORP NEWCOM0.49%$2M12.0K
68LLYELI LILLY & COCOM0.44%$2M1.8K
69METAMETA PLATFORMS INCCL A0.44%$2M2.8K
70DGXQUEST DIAGNOSTICS INCCOM0.43%$2M10.3K
71AVBAVALONBAY CMNTYS INCCOM0.43%$2M7.0K
72VMIVALMONT INDS INCCOM0.42%$2M5.3K
73VLOVALERO ENERGY CORPCOM0.41%$2M11.0K
74HDHOME DEPOT INCCOM0.38%$1M3.4K
75RUSHARUSH ENTERPRISES INCCL A0.38%$1M26.7K
76SAICSCIENCE APPLICATIONS INTL COCOM0.38%$1M9.8K
77TMOTHERMO FISHER SCIENTIFIC INCCOM0.37%$1M2.2K
78WYWEYERHAEUSER CO MTN BECOM NEW0.37%$1M40.1K
79EXMOCEXXON MOBIL CORPCOM0.36%$1M10.8K
80ARWARROW ELECTRS INCCOM0.34%$1M9.4K
81BACBANK AMERICA CORP7.25%CNV PFD L · COM0.32%$1M14.9K
82LOWLOWES COS INCCOM0.31%$1M4.2K
83ADMARCHER DANIELS MIDLAND COCOM0.30%$1M18.3K
84TTTRANE TECHNOLOGIES PLCSHS0.29%$1M2.8K
85BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · S&P500 LOW VOL0.28%$1M38.2K
86XLRESELECT SECTOR SPDR TRRL EST SEL SEC · TECHNOLOGY · SBI HEALTHCARE0.28%$1M12.9K
87BKNGBOOKING HOLDINGS INCCOM0.25%$922,780225
88RTXRTX CORPORATIONCOM0.24%$889,2177.1K
89PMPHILIP MORRIS INTL INCCOM0.23%$838,1827.0K
90AVGOBROADCOM INCCOM0.22%$791,1284.7K
91TJXTJX COS INC NEWCOM0.21%$779,7386.7K
92CITHE CIGNA GROUPCOM0.21%$776,5892.2K
93ULTAULTA BEAUTY INCCOM0.21%$762,8102.0K
94ENPHENPHASE ENERGY INCCOM0.21%$758,7186.8K
95ORCLORACLE CORPCOM0.20%$737,2654.4K
96APHAMPHENOL CORP NEWCL A0.20%$732,01211.5K
97ADBEADOBE INCCOM0.20%$729,5631.5K
98IRMIRON MTN INC DELCOM0.19%$705,3876.0K
99TSLATESLA INCCOM0.18%$670,8522.6K
100TMTOYOTA MOTOR CORPADS0.17%$633,8093.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.