SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$121M
Q3 2019
Positions
157
Filings on Record
27
2019–present window
Filed
Oct 15, 2019
original filing

Summary

Wambolt & Associates, LLC reported $121M in U.S.-listed holdings across 157 positions for Q3 2019.

Its largest position, ICF, represents 9.8% of the portfolio.

Compared with Q2 2019, the fund opened 9 new positions and exited 11.

Portfolio Metrics

Turnover
+4.6%
vs prior filed quarter
Top-10 Concentration
+41.0%
share of reported value
Largest Position
+9.8%
Ishares Tr
New / Exited
9 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 51.1%ETP: 37.4%REIT: 6.0%MLP: 2.9%ADR: 2.1%Other: 0.5%
  • Common Stock · 51.1% · $62M
  • ETP · 37.4% · $45M
  • REIT · 6.0% · $7M
  • MLP · 2.9% · $3M
  • ADR · 2.1% · $3M
  • Other · 0.5% · $629,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RFREGIONS FINL CORP NEWNEW+135.5K135.5K+$2M$2M
ZBRAZEBRA TECHNOLOGIES CORPNEW+1.5K1.5K+$301,000$301,000
ULTAULTA BEAUTY INCNEW+1.2K1.2K+$294,000$294,000
TXNTEXAS INSTRS INCNEW+2.0K2.0K+$261,000$261,000
FLTRVANECK VECTORS ETF TRNEW+8.9K8.9K+$225,000$225,000
NEENEXTERA ENERGY INCNEW+938938+$219,000$219,000
SLRCSOLAR CAP LTDNEW+10.3K10.3K+$213,000$213,000
BIZDVANECK VECTORS ETF TRNEW+12.4K12.4K+$210,000$210,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

132 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · SELECT DIVID ETF · CORE HIGH DV ETF · EAFE GRWTH ETF · EAFE VALUE ETF · INTL SEL DIV ETF · CORE S&P500 ETF · MSCI EAFE ETF · S&P MC 400GR ETF9.82%$12M143.2K
2IDLVINVESCO EXCHNG TRADED FD TRS&P INTL LOW · S&P500 LOW VOL · PFD ETF · SR LN ETF5.88%$7M248.6K
3RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ4.93%$6M65.0K
4MDYGSPDR SERIES TRUSTS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW4.25%$5M94.8K
5UPSUNITED PARCEL SERVICE INChistory →CL B4.21%$5M42.5K
6IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP3.75%$5M314.7K
7MAINMAIN STREET CAPITAL CORPhistory →COM2.55%$3M71.5K
8DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF2.08%$3M100.2K
9RFREGIONS FINL CORP NEWhistory →COM1.77%$2M135.5K
10VNQVANGUARD INDEX FDSREAL ESTATE ETF · MID CAP ETF · MCAP VL IDXVIP · SMALL CP ETF1.77%$2M18.8K
11OKEONEOK INC NEWhistory →COM1.71%$2M28.1K
12AAPLAPPLE INChistory →COM1.55%$2M8.4K
13MSFTMICROSOFT CORPhistory →COM1.47%$2M12.8K
14QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.47%$2M36.0K
15WPCW P CAREY INChistory →COM1.42%$2M19.2K
16METAFACEBOOK INChistory →CL A1.32%$2M9.0K
17ARCCARES CAP CORPhistory →COM1.28%$2M83.0K
18PBPROSPERITY BANCSHARES INChistory →COM1.16%$1M19.9K
19DCP MIDSTREAM LPCOM UT LTD PTN0.94%$1M43.4K
20WMWASTE MGMT INC DELCOM0.89%$1M9.4K
21VTRVENTAS INCCOM0.85%$1M14.1K
22MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.85%$1M15.4K
23GOOGLALPHABET INCCAP STK CL A0.84%$1M837
24SPYSPDR S&P 500 ETF TRTR UNIT0.84%$1M3.4K
25MCDMCDONALDS CORPCOM0.82%$990,0004.6K
26DLRDIGITAL RLTY TR INCCOM0.77%$930,0007.2K
27VZVERIZON COMMUNICATIONS INCCOM0.76%$925,00015.3K
28PLDPROLOGIS INCCOM0.76%$915,00010.7K
29TPG SPECIALTY LENDING INCCOM0.74%$901,00042.9K
30MFICAPOLLO INVT CORPCOM NEW0.74%$899,00055.9K
31BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.71%$861,0004.1K
32VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.70%$849,0009.6K
33PGPROCTER & GAMBLE COCOM0.69%$841,0006.8K
34FCPTFOUR CORNERS PPTY TR INCCOM0.69%$839,00029.7K
35WMTWALMART INCCOM0.67%$815,0006.9K
36NVSNOVARTIS A GSPONSORED ADR0.67%$811,0009.3K
37ETF MANAGERS TRPRIME CYBR SCRTY0.65%$793,00021.2K
38GLOBAL X FDSGLB X MLP ENRG I0.64%$777,00063.2K
39EQREQUITY RESIDENTIALSH BEN INT0.63%$767,0008.9K
40BKNGBOOKING HLDGS INCCOM0.63%$765,000390
41APDAIR PRODS & CHEMS INCCOM0.62%$749,0003.4K
42UNPUNION PACIFIC CORPCOM0.60%$728,0004.5K
43TMOTHERMO FISHER SCIENTIFIC INCCOM0.60%$726,0002.5K
44MAMASTERCARD INCCL A0.58%$702,0002.6K
45DUKE REALTY CORPCOM NEW0.57%$692,00020.4K
46EPDENTERPRISE PRODS PARTNERS LCOM0.57%$686,00024.0K
47VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.55%$660,0004.8K
48UTXZUNITED TECHNOLOGIES CORPCOM0.53%$641,0004.7K
49VVISA INCCOM CL A0.53%$639,0003.7K
50DONWISDOMTREE TRUS MIDCAP DIVID0.52%$633,00017.4K
51LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.50%$611,0006.8K
52PFLTPENNANTPARK FLOATING RATE CACOM0.50%$601,00051.8K
53TJXTJX COS INC NEWCOM0.48%$584,00010.5K
54SHWSHERWIN WILLIAMS COCOM0.47%$567,0001.0K
55HDHOME DEPOT INCCOM0.46%$559,0002.4K
56PFEPFIZER INCCOM0.46%$554,00015.4K
57BLACKROCK INCCOM0.45%$547,0001.2K
58PAYXPAYCHEX INCCOM0.45%$547,0006.6K
59AMZNAMAZON COM INCCOM0.45%$543,000313
60KOCOCA COLA COCOM0.45%$539,0009.9K
61LOWLOWES COS INCCOM0.44%$531,0004.8K
62JPMJPMORGAN CHASE & COCOM0.43%$526,0004.5K
63GBDCGOLUB CAP BDC INCCOM0.43%$515,00027.3K
64PMPHILIP MORRIS INTL INCCOM0.42%$512,0006.7K
65WFCWELLS FARGO CO NEWCOM0.42%$503,00010.0K
66ETNEATON CORP PLCSHS0.41%$501,0006.0K
67DISDISNEY WALT COCOM DISNEY0.41%$491,0003.8K
68IBMINTERNATIONAL BUSINESS MACHSCOM0.41%$491,0003.4K
69BRBROADRIDGE FINL SOLUTIONS INCOM0.40%$488,0003.9K
70MKLMARKEL CORPCOM0.40%$488,000413
71DLTRDOLLAR TREE INCCOM0.40%$482,0004.2K
72EXMOCEXXON MOBIL CORPCOM0.40%$480,0006.8K
73STZCONSTELLATION BRANDS INCCL A0.39%$472,0002.3K
74EMREMERSON ELEC COCOM0.39%$468,0007.0K
75PSXPHILLIPS 66COM0.39%$467,0004.6K
76XELXCEL ENERGY INCCOM0.37%$448,0006.9K
77XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.36%$442,0006.8K
78APHAMPHENOL CORP NEWCL A0.36%$441,0004.6K
79SAPSAP SESPON ADR0.36%$438,0003.7K
80DDOMINION ENERGY INCCOM0.36%$437,0005.4K
81RYROYAL BK CDA MONTREAL QUECOM0.36%$435,0005.4K
82INTUINTUITCOM0.36%$435,0001.6K
83FLTRVANECK VECTORS ETF TRINVT GRADE FLTG · BDC INCOME ETF0.36%$435,00021.4K
84ABBVABBVIE INCCOM0.36%$430,0005.7K
85CVSCVS HEALTH CORPCOM0.35%$428,0006.8K
86DUKDUKE ENERGY CORP NEWCOM NEW0.35%$419,0004.4K
87HONHONEYWELL INTL INCCOM0.34%$413,0002.4K
88DEODIAGEO P L CSPON ADR NEW0.34%$409,0002.5K
89SBUXSTARBUCKS CORPCOM0.34%$407,0004.6K
90BDXBECTON DICKINSON & COCOM0.32%$392,0001.6K
91LUVSOUTHWEST AIRLS COCOM0.32%$384,0007.1K
92UNILEVER PLCSPON ADR NEW0.31%$371,0006.2K
93ADPAUTOMATIC DATA PROCESSING INCOM0.30%$365,0002.3K
94MPLXMPLX LPCOM UNIT REP LTD0.30%$365,00013.0K
95PDC ENERGY INCCOM0.30%$359,00012.9K
96UNHUNITEDHEALTH GROUP INCCOM0.29%$350,0001.6K
97AVBAVALONBAY CMNTYS INCCOM0.29%$348,0001.6K
98ORCLORACLE CORPCOM0.28%$340,0006.2K
99DGDOLLAR GEN CORP NEWCOM0.28%$340,0002.1K
100CBCHUBB LIMITEDCOM0.27%$331,0002.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.