SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$192M
Q1 2021
Positions
214
Filings on Record
27
2019–present window
Filed
Apr 19, 2021
original filing

Summary

Wambolt & Associates, LLC reported $192M in U.S.-listed holdings across 214 positions for Q1 2021.

Its largest position, IGIB, represents 10.2% of the portfolio.

Compared with Q4 2020, the fund opened 15 new positions and exited 5.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+35.6%
share of reported value
Largest Position
+10.2%
Ishares Tr
New / Exited
15 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 57.0%ETP: 33.9%REIT: 4.0%ADR: 3.9%MLP: 0.7%Other: 0.5%
  • Common Stock · 57.0% · $110M
  • ETP · 33.9% · $65M
  • REIT · 4.0% · $8M
  • ADR · 3.9% · $7M
  • MLP · 0.7% · $1M
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BHPBHP GROUP LTDNEW+8.3K8.3K+$581,000$581,000
INDAISHARES TRNEW+11.8K11.8K+$499,000$499,000
ASMLFASML HOLDING N VNEW+769769+$490,000$490,000
BABAALIBABA GROUP HLDG LTDNEW+1.5K1.5K+$337,000$337,000
GDDYGODADDY INCNEW+4.1K4.1K+$330,000$330,000
IRMIRON MTN INC NEWNEW+7.5K7.5K+$281,000$281,000
ISHARES INCNEW+9.3K9.3K+$277,000$277,000
MDYSPDR S&P MIDCAP 400 ETF TRNEW+460460+$222,000$222,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

172 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IGIBISHARES TRISHS 5-10YR INVT · COHEN STEER REIT · ISHS 1-5YR INVS · EAFE GRWTH ETF · SELECT DIVID ETF · CORE HIGH DV ETF · 0-5YR HI YL CP · MSCI EMG MKT ETF · EAFE VALUE ETF · CORE S&P500 ETF · MSCI INDIA ETF · S&P MC 400GR ETF · INTL SEL DIV ETF · MSCI EAFE ETF10.22%$20M302.1K
2MDYGSPDR SER TRS&P 400 MDCP GRW · S&P 600 SMCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · PRTFLO S&P500 GW · AEROSPACE DEF · PRTFLO S&P500 VL · RUSSELL YIELD · PRTFLO S&P500 HI · BLOMBERG BRC INV5.20%$10M144.3K
3BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · S&P INTL LOW · S&P500 LOW VOL · PFD ETF · EMRNG MKT SVRG3.96%$8M308.0K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ3.66%$7M57.0K
5UPSUNITED PARCEL SERVICE INChistory →CL B3.08%$6M34.5K
6VBKVANGUARD INDEX FDSSML CP GRW ETF · REAL ESTATE ETF · MCAP GR IDXVIP · MCAP VL IDXVIP · SM CP VAL ETF · MID CAP ETF · SMALL CP ETF2.59%$5M29.1K
7MSFTMICROSOFT CORPhistory →COM2.34%$4M18.5K
8QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.78%$3M43.7K
9AAPLAPPLE INChistory →COM1.47%$3M23.0K
10SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD1.27%$2M81.5K
11RFREGIONS FINANCIAL CORP NEWhistory →COM1.23%$2M112.4K
12METAFACEBOOK INChistory →CL A1.20%$2M7.7K
13JPMJPMORGAN CHASE & COhistory →COM1.11%$2M13.9K
14MAINMAIN STR CAP CORPhistory →COM1.11%$2M53.4K
15ABBVABBVIE INCCOM1.00%$2M17.7K
16VVISA INCCOM CL A0.95%$2M8.4K
17GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.90%$2M810
18INTUINTUITCOM0.88%$2M4.3K
19ARCCARES CAPITAL CORPCOM0.86%$2M87.7K
20WMTWALMART INCCOM0.86%$2M12.2K
21PLDPROLOGIS INC.COM0.86%$2M15.2K
22BBYBEST BUY INCCOM0.84%$2M14.0K
23WMWASTE MGMT INC DELCOM0.84%$2M12.5K
24IDOGALPS ETF TRINTL SEC DV DOG0.81%$2M56.5K
25BLACKROCK INCCOM0.80%$2M2.0K
26ETNEATON CORP PLCSHS0.80%$2M11.0K
27ETF MANAGERS TRPRIME CYBR SCRTY0.79%$2M27.1K
28SPYSPDR S&P 500 ETF TRTR UNIT0.77%$1M3.7K
29PFEPFIZER INCCOM0.77%$1M40.8K
30PGPROCTER AND GAMBLE COCOM0.77%$1M10.9K
31TSLXSIXTH STREET SPECIALTY LENDNCOM0.76%$1M68.6K
32BACBK OF AMERICA CORPCOM0.75%$1M36.3K
33TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.74%$1M11.5K
34LDOSLEIDOS HOLDINGS INCCOM0.73%$1M14.6K
35FLTRVANECK VECTORS ETF TRINVT GRADE FLTG · BDC INCOME ETF0.72%$1M59.3K
36RYROYAL BK CDACOM0.69%$1M14.3K
37MCDMCDONALDS CORPCOM0.68%$1M5.8K
38VZVERIZON COMMUNICATIONS INCCOM0.67%$1M22.0K
39TAT&T INCCOM0.66%$1M41.6K
40LNCLINCOLN NATL CORP INDCOM0.64%$1M19.6K
41DUKE REALTY CORPCOM NEW0.64%$1M28.5K
42DALDELTA AIR LINES INC DELCOM NEW0.63%$1M24.9K
43MAMASTERCARD INCORPORATEDCL A0.63%$1M3.3K
44DLRDIGITAL RLTY TR INCCOM0.62%$1M8.3K
45JNJJOHNSON & JOHNSONCOM0.61%$1M7.3K
46BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.61%$1M4.6K
47NVSNOVARTIS AGSPONSORED ADR0.60%$1M13.3K
48DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.59%$1M31.8K
49ACNACCENTURE PLC IRELANDSHS CLASS A0.57%$1M3.9K
50LOWLOWES COS INCCOM0.56%$1M5.7K
51GLWCORNING INCCOM0.56%$1M24.6K
52DISDISNEY WALT COCOM0.54%$1M5.5K
53TMOTHERMO FISHER SCIENTIFIC INCCOM0.54%$1M2.3K
54RTXRAYTHEON TECHNOLOGIES CORPCOM0.53%$1M13.3K
55MDTMEDTRONIC PLCSHS0.53%$1M8.6K
56COPCONOCOPHILLIPSCOM0.53%$1M18.7K
57APDAIR PRODS & CHEMS INCCOM0.52%$997,0003.5K
58BKNGBOOKING HOLDINGS INCCOM0.52%$996,000418
59WPCWP CAREY INCCOM0.51%$984,00013.6K
60HDHOME DEPOT INCCOM0.51%$983,0003.2K
61METMETLIFE INCCOM0.50%$963,00015.6K
62PAYXPAYCHEX INCCOM0.48%$925,0009.4K
63DGDOLLAR GEN CORP NEWCOM0.48%$924,0004.6K
64MTNVAIL RESORTS INCCOM0.47%$904,0003.1K
65STZCONSTELLATION BRANDS INCCL A0.47%$900,0003.9K
66PYPLPAYPAL HLDGS INCCOM0.47%$896,0003.6K
67VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.47%$895,00016.4K
68IXORIX CORPSPONSORED ADR0.46%$885,00010.5K
69TTTRANE TECHNOLOGIES PLCSHS0.44%$848,0005.1K
70VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.44%$846,0004.4K
71XELXCEL ENERGY INCCOM0.44%$839,00012.6K
72TMTOYOTA MOTOR CORPSP ADR REP2COM0.43%$835,0005.4K
73UNHUNITEDHEALTH GROUP INCCOM0.43%$823,0002.2K
74BCEBCE INCCOM NEW0.42%$798,00017.5K
75SHWSHERWIN WILLIAMS COCOM0.40%$774,0003.1K
76EMREMERSON ELEC COCOM0.39%$746,0008.3K
77HONHONEYWELL INTL INCCOM0.39%$745,0003.4K
78TXNTEXAS INSTRS INCCOM0.38%$732,0003.8K
79PEPPEPSICO INCCOM0.38%$724,0005.1K
80VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.36%$701,0006.9K
81BRBROADRIDGE FINL SOLUTIONS INCOM0.36%$699,0004.5K
82DEODIAGEO PLCSPON ADR NEW0.36%$692,0004.1K
83PBPROSPERITY BANCSHARES INCCOM0.36%$685,0009.0K
84UNILEVER PLCSPON ADR NEW0.35%$672,00012.0K
85SLFSUN LIFE FINANCIAL INC.COM0.35%$664,00013.0K
86LUVSOUTHWEST AIRLS COCOM0.34%$658,00010.7K
87XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI CONS DISCR0.34%$646,0007.0K
88FISVFISERV INCCOM0.33%$629,0005.2K
89DUKDUKE ENERGY CORP NEWCOM NEW0.32%$624,0006.5K
90CQPCHENIERE ENERGY PARTNERS LPCOM UNIT0.32%$617,00014.6K
91CICIGNA CORP NEWCOM0.32%$606,0002.5K
92NVDANVIDIA CORPORATIONCOM0.31%$593,0001.1K
93ADBEADOBE SYSTEMS INCORPORATEDCOM0.31%$590,0001.2K
94BHPBHP GROUP LTDSPONSORED ADS0.30%$581,0008.3K
95APOLLO GLOBAL MGMT INCCOM CL A0.29%$563,00011.7K
96NEENEXTERA ENERGY INCCOM0.29%$559,0007.4K
97APHAMPHENOL CORP NEWCL A0.29%$558,0008.3K
98PRUPRUDENTIAL FINL INCCOM0.28%$532,0005.7K
99NGGNATIONAL GRID PLCSPONSORED ADR NE0.28%$532,0008.9K
100PMPHILIP MORRIS INTL INCCOM0.27%$526,0006.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.