SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$118M
Q2 2019
Positions
159
Filings on Record
27
2019–present window
Filed
Jul 26, 2019
original filing

Summary

Wambolt & Associates, LLC reported $118M in U.S.-listed holdings across 159 positions for Q2 2019.

Its largest position, ICF, represents 10.0% of the portfolio.

Compared with Q1 2019, the fund opened 10 new positions and exited 2.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+42.7%
share of reported value
Largest Position
+10.0%
Ishares Tr
New / Exited
10 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 49.3%ETP: 38.6%REIT: 5.8%MLP: 3.3%ADR: 2.5%Other: 0.5%
  • Common Stock · 49.3% · $58M
  • ETP · 38.6% · $46M
  • REIT · 5.8% · $7M
  • MLP · 3.3% · $4M
  • ADR · 2.5% · $3M
  • Other · 0.5% · $641,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PBPROSPERITY BANCSHARES INCNEW+19.9K19.9K+$1M$1M
FBINFORTUNE BRANDS HOME & SEC INNEW+5.7K5.7K+$326,000$326,000
SLFSUN LIFE FINL INCNEW+6.9K6.9K+$287,000$287,000
TMTOYOTA MOTOR CORPNEW+1.9K1.9K+$232,000$232,000
ROYAL DUTCH SHELL PLCNEW+3.6K3.6K+$231,000$231,000
CQPCHENIERE ENERGY PARTNERS LPNEW+5.1K5.1K+$216,000$216,000
SPYGSPDR SERIES TRUSTNEW+5.3K5.3K+$207,000$207,000
WALWESTERN ALLIANCE BANCORPNEW+4.6K4.6K+$205,000$205,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

133 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · SELECT DIVID ETF · CORE HIGH DV ETF · EAFE GRWTH ETF · EAFE VALUE ETF · INTL SEL DIV ETF · CORE S&P500 ETF · S&P MC 400GR ETF · MSCI EAFE ETF9.99%$12M144.1K
2IDLVINVESCO EXCHNG TRADED FD TRS&P INTL LOW · S&P500 LOW VOL · PFD ETF · SR LN ETF5.82%$7M245.5K
3UPSUNITED PARCEL SERVICE INChistory →CL B4.96%$6M56.7K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ4.93%$6M63.0K
5MDYGSPDR SERIES TRUSTS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW4.43%$5M95.8K
6IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP4.06%$5M323.4K
7MAINMAIN STREET CAPITAL CORPhistory →COM2.57%$3M73.7K
8DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF2.16%$3M69.1K
9VNQVANGUARD INDEX FDSREAL ESTATE ETF · MCAP VL IDXVIP · MID CAP ETF · SMALL CP ETF · SM CP VAL ETF2.03%$2M21.2K
10OKEONEOK INC NEWhistory →COM1.71%$2M29.3K
11QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.47%$2M34.9K
12AAPLAPPLE INChistory →COM1.46%$2M8.7K
13METAFACEBOOK INChistory →CL A1.44%$2M8.8K
14WPCW P CAREY INChistory →COM1.36%$2M19.8K
15ARCCARES CAP CORPhistory →COM1.28%$2M84.1K
16MSFTMICROSOFT CORPhistory →COM1.20%$1M10.6K
17PBPROSPERITY BANCSHARES INChistory →COM1.11%$1M19.9K
18DCP MIDSTREAM LPCOM UT LTD PTN1.11%$1M44.8K
19WMWASTE MGMT INC DELCOM0.89%$1M9.1K
20MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.83%$984,00015.4K
21VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.82%$963,00011.0K
22VTRVENTAS INCCOM0.81%$962,00014.1K
23BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.79%$928,0004.4K
24MCDMCDONALDS CORPCOM0.77%$913,0004.4K
25PLDPROLOGIS INCCOM0.76%$900,00011.2K
26DLRDIGITAL RLTY TR INCCOM0.76%$893,0007.6K
27MFICAPOLLO INVT CORPCOM NEW0.75%$883,00055.9K
28VZVERIZON COMMUNICATIONS INCCOM0.73%$867,00015.2K
29NVSNOVARTIS A GSPONSORED ADR0.73%$867,0009.5K
30ETF MANAGERS TRPRIME CYBR SCRTY0.73%$862,00021.7K
31SPYSPDR S&P 500 ETF TRTR UNIT0.73%$862,0002.9K
32TPG SPECIALTY LENDING INCCOM0.71%$835,00042.6K
33FCPTFOUR CORNERS PPTY TR INCCOM0.69%$814,00029.8K
34GOOGLALPHABET INCCAP STK CL A0.69%$809,000747
35GLOBAL X FDSGLB X MLP ENRG I0.66%$779,00060.2K
36APDAIR PRODS & CHEMS INCCOM0.65%$769,0003.4K
37WMTWALMART INCCOM0.64%$758,0006.9K
38UNPUNION PACIFIC CORPCOM0.63%$740,0004.4K
39TMOTHERMO FISHER SCIENTIFIC INCCOM0.62%$732,0002.5K
40BKNGBOOKING HLDGS INCCOM0.61%$722,000385
41EPDENTERPRISE PRODS PARTNERS LCOM0.60%$713,00024.7K
42PGPROCTER AND GAMBLE COCOM0.60%$710,0006.5K
43MAMASTERCARD INCCL A0.57%$679,0002.6K
44EQREQUITY RESIDENTIALSH BEN INT0.57%$679,0008.9K
45DUKE REALTY CORPCOM NEW0.57%$672,00021.3K
46PFEPFIZER INCCOM0.57%$671,00015.5K
47VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.56%$657,0004.8K
48LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.55%$644,0007.5K
49DONWISDOMTREE TRUS MIDCAP DIVID0.54%$641,00017.7K
50PFLTPENNANTPARK FLOATING RATE CACOM0.54%$637,00055.1K
51VVISA INCCOM CL A0.53%$627,0003.6K
52UTXZUNITED TECHNOLOGIES CORPCOM0.52%$615,0004.7K
53BLACKROCK INCCOM0.52%$613,0001.3K
54PAYXPAYCHEX INCCOM0.46%$549,0006.7K
55SHWSHERWIN WILLIAMS COCOM0.45%$533,0001.2K
56ETNEATON CORP PLCSHS0.45%$526,0006.3K
57DISDISNEY WALT COCOM DISNEY0.45%$526,0003.8K
58PMPHILIP MORRIS INTL INCCOM0.44%$525,0006.7K
59SAPSAP SESPON ADR0.44%$522,0003.8K
60EXMOCEXXON MOBIL CORPCOM0.44%$518,0006.8K
61BRBROADRIDGE FINL SOLUTIONS INCOM0.42%$501,0003.9K
62JPMJPMORGAN CHASE & COCOM0.42%$495,0004.4K
63KOCOCA COLA COCOM0.42%$493,0009.7K
64GBDCGOLUB CAP BDC INCCOM0.40%$478,00026.8K
65PDC ENERGY INCCOM0.40%$467,00012.9K
66VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF0.39%$456,0009.8K
67MKLMARKEL CORPCOM0.38%$450,000413
68EMREMERSON ELEC COCOM0.38%$449,0006.7K
69MPLXMPLX LPCOM UNIT REP LTD0.38%$448,00013.9K
70LOWLOWES COS INCCOM0.38%$447,0004.4K
71HONHONEYWELL INTL INCCOM0.37%$440,0002.5K
72DEODIAGEO P L CSPON ADR NEW0.37%$440,0002.6K
73APHAMPHENOL CORP NEWCL A0.37%$439,0004.6K
74HDHOME DEPOT INCCOM0.37%$437,0002.1K
75IBMINTERNATIONAL BUSINESS MACHSCOM0.37%$437,0003.2K
76RYROYAL BK CDA MONTREAL QUECOM0.36%$430,0005.4K
77ABBVABBVIE INCCOM0.36%$429,0005.9K
78INTUINTUITCOM0.36%$427,0001.6K
79PSXPHILLIPS 66COM0.36%$427,0004.6K
80DLTRDOLLAR TREE INCCOM0.36%$423,0003.9K
81XELXCEL ENERGY INCCOM0.35%$411,0006.9K
82TJXTJX COS INC NEWCOM0.35%$411,0007.8K
83DDOMINION ENERGY INCCOM0.34%$407,0005.3K
84XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.34%$407,0006.8K
85FLEETCOR TECHNOLOGIES INCCOM0.34%$406,0001.4K
86STZCONSTELLATION BRANDS INCCL A0.34%$405,0002.1K
87DUKDUKE ENERGY CORP NEWCOM NEW0.34%$399,0004.5K
88SPGIS&P GLOBAL INCCOM0.33%$395,0001.7K
89BDXBECTON DICKINSON & COCOM0.33%$391,0001.6K
90UNILEVER PLCSPON ADR NEW0.33%$390,0006.3K
91SBUXSTARBUCKS CORPCOM0.33%$386,0004.6K
92ADPAUTOMATIC DATA PROCESSING INCOM0.32%$373,0002.3K
93LUVSOUTHWEST AIRLS COCOM0.32%$373,0007.3K
94UNHUNITEDHEALTH GROUP INCCOM0.32%$372,0001.5K
95WFCWELLS FARGO CO NEWCOM0.31%$370,0007.8K
96CVSCVS HEALTH CORPCOM0.31%$367,0006.7K
97TTENTOTAL S ASPONSORED ADS0.31%$362,0006.5K
98ORCLORACLE CORPCOM0.30%$360,0006.3K
99CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.29%$345,0005.4K
100AMZNAMAZON COM INCCOM0.29%$341,000180

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.