SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$110M
Q1 2019
Positions
151
Filings on Record
27
2019–present window
Filed
Apr 11, 2019
original filing

Summary

Wambolt & Associates, LLC reported $110M in U.S.-listed holdings across 151 positions for Q1 2019.

Its largest position, ICF, represents 10.6% of the portfolio.

Compared with Q4 2018, the fund opened 18 new positions and exited 10.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+44.7%
share of reported value
Largest Position
+10.6%
Ishares Tr
New / Exited
18 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 48.7%ETP: 39.6%REIT: 5.7%MLP: 3.4%ADR: 2.1%Other: 0.5%
  • Common Stock · 48.7% · $54M
  • ETP · 39.6% · $44M
  • REIT · 5.7% · $6M
  • MLP · 3.4% · $4M
  • ADR · 2.1% · $2M
  • Other · 0.5% · $499,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IBMINTERNATIONAL BUSINESS MACHSNEW+2.6K2.6K+$373,000$373,000
GBDCGOLUB CAP BDC INCNEW+20.4K20.4K+$370,000$370,000
STZCONSTELLATION BRANDS INCNEW+1.8K1.8K+$353,000$353,000
JPMJPMORGAN CHASE & CONEW+3.1K3.1K+$330,000$330,000
DDOMINION ENERGY INCNEW+4.0K4.0K+$308,000$308,000
ADPAUTOMATIC DATA PROCESSING INNEW+1.7K1.7K+$273,000$273,000
EMREMERSON ELEC CONEW+3.8K3.8K+$269,000$269,000
LUVSOUTHWEST AIRLS CONEW+4.9K4.9K+$254,000$254,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

126 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · SELECT DIVID ETF · CORE HIGH DV ETF · EAFE GRWTH ETF · EAFE VALUE ETF · INTL SEL DIV ETF · CORE S&P500 ETF · S&P MC 400GR ETF · MSCI EAFE ETF10.60%$12M142.4K
2UPSUNITED PARCEL SERVICE INChistory →CL B5.82%$6M56.7K
3IDLVINVESCO EXCHNG TRADED FD TRS&P INTL LOW · S&P500 LOW VOL · PFD ETF · SR LN ETF5.76%$6M233.2K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ5.13%$6M61.9K
5IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP4.43%$5M322.8K
6MDYGSPDR SERIES TRUSTS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · S&P 600 SMCP GRW4.16%$5M83.1K
7MAINMAIN STREET CAPITAL CORPhistory →COM2.54%$3M73.8K
8DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF2.27%$2M67.2K
9VNQVANGUARD INDEX FDSREAL ESTATE ETF · MID CAP ETF · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF2.14%$2M20.7K
10OKEONEOK INC NEWhistory →COM1.83%$2M28.8K
11AAPLAPPLE INChistory →COM1.56%$2M8.6K
12QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.49%$2M33.3K
13METAFACEBOOK INChistory →CL A1.43%$2M8.8K
14WPCW P CAREY INChistory →COM1.34%$1M19.0K
15DCP MIDSTREAM LPCOM UT LTD PTN1.32%$1M44.1K
16ARCCARES CAP CORPhistory →COM1.30%$1M83.4K
17XELXCEL ENERGY INChistory →COM1.27%$1M25.2K
18MSFTMICROSOFT CORPhistory →COM1.08%$1M10.0K
19BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.03%$1M5.6K
20VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.87%$952,00011.0K
21MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.84%$922,00014.7K
22DLRDIGITAL RLTY TR INCCOM0.82%$907,0007.5K
23MFICAPOLLO INVT CORPCOM NEW0.76%$839,00055.2K
24VZVERIZON COMMUNICATIONS INCCOM0.74%$819,00014.0K
25VTRVENTAS INCCOM0.72%$797,00012.8K
26SPYSPDR S&P 500 ETF TRTR UNIT0.72%$794,0002.8K
27WMWASTE MGMT INC DELCOM0.72%$793,0007.8K
28FCPTFOUR CORNERS PPTY TR INCCOM0.72%$791,00027.5K
29GOOGLALPHABET INCCAP STK CL A0.72%$789,000656
30TPG SPECIALTY LENDING INCCOM0.71%$782,00039.1K
31ETF MANAGERS TRPRIME CYBR SCRTY0.70%$767,00019.1K
32PLDPROLOGIS INCCOM0.68%$752,00010.4K
33MCDMCDONALDS CORPCOM0.65%$713,0003.8K
34TMOTHERMO FISHER SCIENTIFIC INCCOM0.63%$695,0002.5K
35NVSNOVARTIS A GSPONSORED ADR0.63%$689,0008.3K
36EPDENTERPRISE PRODS PARTNERS LCOM0.63%$688,00023.5K
37UNPUNION PACIFIC CORPCOM0.61%$670,0004.0K
38GLOBAL X FDSGLB X MLP ENRG I0.60%$659,00049.9K
39DONWISDOMTREE TRUS MIDCAP DIVID0.60%$658,00018.1K
40BKNGBOOKING HLDGS INCCOM0.59%$648,000361
41VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.59%$644,0004.8K
42PFLTPENNANTPARK FLOATING RATE CACOM0.58%$641,00049.5K
43LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.57%$632,0007.0K
44EQREQUITY RESIDENTIALSH BEN INT0.57%$626,0008.3K
45DUKE REALTY CORPCOM NEW0.56%$611,00020.1K
46MAMASTERCARD INCCL A0.55%$607,0002.6K
47APDAIR PRODS & CHEMS INCCOM0.54%$593,0003.1K
48PGPROCTER AND GAMBLE COCOM0.54%$590,0005.6K
49PMPHILIP MORRIS INTL INCCOM0.52%$573,0006.7K
50PDC ENERGY INCCOM0.51%$564,00012.9K
51PFEPFIZER INCCOM0.51%$564,00013.2K
52BLACKROCK INCCOM0.51%$563,0001.3K
53WMTWALMART INCCOM0.51%$560,0005.7K
54UTXZUNITED TECHNOLOGIES CORPCOM0.50%$555,0004.2K
55EXMOCEXXON MOBIL CORPCOM0.49%$534,0006.5K
56VVISA INCCOM CL A0.46%$508,0003.2K
57SHWSHERWIN WILLIAMS COCOM0.45%$499,0001.1K
58VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF0.45%$497,00010.5K
59PAYXPAYCHEX INCCOM0.45%$493,0006.1K
60APHAMPHENOL CORP NEWCL A0.42%$466,0004.6K
61PSXPHILLIPS 66COM0.40%$444,0004.6K
62DISDISNEY WALT COCOM DISNEY0.40%$441,0003.8K
63LOWLOWES COS INCCOM0.39%$432,0003.8K
64BRBROADRIDGE FINL SOLUTIONS INCOM0.39%$430,0003.9K
65HDHOME DEPOT INCCOM0.39%$426,0002.1K
66INTUINTUITCOM0.39%$425,0001.6K
67TTENTOTAL S ASPONSORED ADS0.38%$420,0007.5K
68TJXTJX COS INC NEWCOM0.38%$420,0007.8K
69MPLXMPLX LPCOM UNIT REP LTD0.38%$418,00012.8K
70ETNEATON CORP PLCSHS0.38%$417,0005.1K
71SAPSAP SESPON ADR0.38%$417,0003.8K
72ABBVABBVIE INCCOM0.37%$412,0005.0K
73CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.37%$405,0005.4K
74DLTRDOLLAR TREE INCCOM0.37%$404,0003.9K
75MOALTRIA GROUP INCCOM0.36%$397,0007.2K
76XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.36%$394,0006.8K
77DUKDUKE ENERGY CORP NEWCOM NEW0.36%$392,0004.3K
78BDXBECTON DICKINSON & COCOM0.35%$387,0001.6K
79FLEETCOR TECHNOLOGIES INCCOM0.34%$379,0001.5K
80WFCWELLS FARGO CO NEWCOM0.34%$377,0007.8K
81SPGIS&P GLOBAL INCCOM0.34%$375,0001.7K
82IBMINTERNATIONAL BUSINESS MACHSCOM0.34%$373,0002.6K
83GBDCGOLUB CAP BDC INCCOM0.34%$370,00020.4K
84KOCOCA COLA COCOM0.33%$366,0007.8K
85CVSCVS HEALTH CORPCOM0.33%$363,0006.8K
86DEODIAGEO P L CSPON ADR NEW0.33%$359,0002.2K
87STZCONSTELLATION BRANDS INCCL A0.32%$353,0001.8K
88HONHONEYWELL INTL INCCOM0.32%$350,0002.2K
89SBUXSTARBUCKS CORPCOM0.31%$346,0004.6K
90ORCLORACLE CORPCOM0.31%$340,0006.3K
91MKLMARKEL CORPCOM0.30%$334,000341
92AMZNAMAZON COM INCCOM0.30%$330,000180
93JPMJPMORGAN CHASE & COCOM0.30%$330,0003.1K
94UNHUNITEDHEALTH GROUP INCCOM0.30%$330,0001.3K
95ECLECOLAB INCCOM0.30%$329,0001.8K
96CHKPCHECK POINT SOFTWARE TECH LTORD0.29%$314,0002.5K
97RYROYAL BK CDA MONTREAL QUECOM0.28%$311,0004.0K
98DDOMINION ENERGY INCCOM0.28%$308,0004.0K
99MIDDMIDDLEBY CORPCOM0.27%$296,0002.2K
100QQQINVESCO QQQ TRUNIT SER 10.27%$294,0001.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.