SEC 13F Intelligence

Managers / Q2 2022 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$249M
Q2 2022
Positions
236
Filings on Record
27
2019–present window
Filed
Aug 1, 2022
original filing

Summary

Wambolt & Associates, LLC reported $249M in U.S.-listed holdings across 236 positions for Q2 2022.

Its largest position, SHYG, represents 10.1% of the portfolio.

Compared with Q1 2022, the fund opened 14 new positions and exited 15.

Portfolio Metrics

Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+34.7%
share of reported value
Largest Position
+10.1%
Ishares Tr
New / Exited
14 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 58.4%ETP: 31.5%ADR: 4.7%REIT: 4.3%MLP: 0.6%Other: 0.5%
  • Common Stock · 58.4% · $145M
  • ETP · 31.5% · $78M
  • ADR · 4.7% · $12M
  • REIT · 4.3% · $11M
  • MLP · 0.6% · $2M
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VICIVICI PPTYS INCNEW+39.2K39.2K+$1M$1M
DBAINVESCO DB MULTI-SECTOR COMMNEW+56.4K56.4K+$1M$1M
STIPISHARES TRNEW+7.7K7.7K+$780,000$780,000
MKCMCCORMICK & CO INCNEW+4.9K4.9K+$406,000$406,000
VLOVALERO ENERGY CORPNEW+2.8K2.8K+$303,000$303,000
PPAINVESCO EXCHANGE TRADED FD TNEW+4.1K4.1K+$287,000$287,000
EOGEOG RES INCNEW+2.4K2.4K+$263,000$263,000
PGRPROGRESSIVE CORPNEW+1.9K1.9K+$224,000$224,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

189 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · ISHS 1-5YR INVS · TIPS BD ETF · COHEN STEER REIT · EAFE GRWTH ETF · SELECT DIVID ETF · MSCI INDIA ETF · CORE HIGH DV ETF · EAFE VALUE ETF · 0-5 YR TIPS ETF · MSCI EMG MKT ETF · CORE S&P500 ETF · MSCI EAFE ETF · INTL SEL DIV ETF · CORE S&P SCP ETF · MSCI USA MIN VOL10.12%$25M443.3K
2MDYGSPDR SER TRS&P 400 MDCP GRW · PRTFLO S&P500 GW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · S&P 600 SMCP VAL · BLOOMBERG INVT · PRTFLO S&P500 VL · AEROSPACE DEF · PRTFLO S&P500 HI · RUSSELL YIELD4.61%$11M208.8K
3BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · VAR RATE PFD · PFD ETF · S&P500 LOW VOL · S&P INTL LOW4.47%$11M536.0K
4AAPLAPPLE INChistory →COM3.00%$7M123.0K
5UPSUNITED PARCEL SERVICE INChistory →CL B2.58%$6M35.2K
6MSFTMICROSOFT CORPhistory →COM2.51%$6M24.3K
7RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · AEROSPACE DEFN · S&P SML 600 EQ2.40%$6M54.2K
8VBKVANGUARD INDEX FDSSML CP GRW ETF · MCAP VL IDXVIP · SM CP VAL ETF · REAL ESTATE ETF · MCAP GR IDXVIP · MID CAP ETF · SMALL CP ETF · S&P 500 ETF SHS2.22%$6M37.3K
9ABBVABBVIE INChistory →COM1.56%$4M25.4K
10PGPROCTER AND GAMBLE COhistory →COM1.24%$3M21.5K
11MAINMAIN STR CAP CORPhistory →COM1.19%$3M76.5K
12PFEPFIZER INChistory →COM1.10%$3M52.3K
13ARCCARES CAPITAL CORPhistory →COM1.06%$3M147.6K
14QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.06%$3M41.7K
15VVISA INChistory →COM CL A1.05%$3M13.3K
16WMWASTE MGMT INC DELhistory →COM1.03%$3M16.7K
17JNJJOHNSON & JOHNSONhistory →COM1.01%$3M14.1K
18FLTRVANECK ETF TRUSTINVESTMENT GRD · BDC INCOME ETF0.99%$2M109.2K
19BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.95%$2M8.7K
20INTUINTUITCOM0.92%$2M6.0K
21PEPPEPSICO INCCOM0.91%$2M13.5K
22DGDOLLAR GEN CORP NEWCOM0.90%$2M9.1K
23COPCONOCOPHILLIPSCOM0.88%$2M24.4K
24MCDMCDONALDS CORPCOM0.87%$2M8.8K
25RYROYAL BK CDACOM0.87%$2M22.4K
26WMTWALMART INCCOM0.86%$2M17.6K
27TSLXSIXTH STREET SPECIALTY LENDICOM0.86%$2M115.7K
28EWYISHARES INCMSCI FRONTIER · MSCI STH KOR ETF · MSCI ISRAEL ETF0.84%$2M58.6K
29SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.82%$2M83.6K
30UNHUNITEDHEALTH GROUP INCCOM0.81%$2M3.9K
31RFREGIONS FINANCIAL CORP NEWCOM0.78%$2M103.8K
32BCEBCE INCCOM NEW0.74%$2M37.2K
33ETNEATON CORP PLCSHS0.73%$2M14.4K
34DUKE REALTY CORPCOM NEW0.72%$2M32.6K
35PLDPROLOGIS INC.COM0.72%$2M15.2K
36JPMJPMORGAN CHASE & COCOM0.67%$2M14.8K
37IXORIX CORPSPONSORED ADR0.67%$2M19.7K
38TMTOYOTA MOTOR CORPADS0.66%$2M10.7K
39BLACKROCK INCCOM0.66%$2M2.7K
40STZCONSTELLATION BRANDS INCCL A0.66%$2M7.0K
41COSTCOSTCO WHSL CORP NEWCOM0.63%$2M3.3K
42GOOGLALPHABET INCCAP STK CL A0.63%$2M716
43SPYSPDR S&P 500 ETF TRTR UNIT0.60%$1M3.9K
44LOWLOWES COS INCCOM0.59%$1M8.5K
45VZVERIZON COMMUNICATIONS INCCOM0.59%$1M28.9K
46LDOSLEIDOS HOLDINGS INCCOM0.59%$1M14.6K
47RTXRAYTHEON TECHNOLOGIES CORPCOM0.59%$1M15.3K
48MAMASTERCARD INCORPORATEDCL A0.59%$1M4.6K
49NVSNOVARTIS AGSPONSORED ADR0.59%$1M17.2K
50NVDANVIDIA CORPORATIONCOM0.56%$1M9.1K
51ACNACCENTURE PLC IRELANDSHS CLASS A0.55%$1M5.0K
52SHWSHERWIN WILLIAMS COCOM0.55%$1M6.1K
53DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.54%$1M43.2K
54MDTMEDTRONIC PLCSHS0.54%$1M14.9K
55DEODIAGEO PLCSPON ADR NEW0.52%$1M7.4K
56TMOTHERMO FISHER SCIENTIFIC INCCOM0.50%$1M2.3K
57ETF MANAGERS TRPRIME CYBR SCRTY0.50%$1M27.0K
58METAMETA PLATFORMS INCCL A0.49%$1M7.6K
59BBYBEST BUY INCCOM0.49%$1M18.6K
60IRMIRON MTN INC NEWCOM0.48%$1M24.4K
61TTTRANE TECHNOLOGIES PLCSHS0.48%$1M9.1K
62PRUPRUDENTIAL FINL INCCOM0.48%$1M12.4K
63FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.47%$1M25.4K
64CRMSALESFORCE INCCOM0.47%$1M901.6K
65VICIVICI PPTYS INCCOM0.47%$1M39.2K
66NEENEXTERA ENERGY INCCOM0.47%$1M15.0K
67BHPBHP GROUP LTDSPONSORED ADS0.46%$1M20.6K
68DBAINVESCO DB MULTI-SECTOR COMMAGRICULTURE FD0.46%$1M56.4K
69HDHOME DEPOT INCCOM0.46%$1M4.2K
70SLFSUN LIFE FINANCIAL INC.COM0.45%$1M24.7K
71NGGNATIONAL GRID PLCSPONSORED ADR NE0.44%$1M16.9K
72BACBK OF AMERICA CORPCOM0.43%$1M34.2K
73TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.43%$1M13.0K
74PAYXPAYCHEX INCCOM0.41%$1M8.8K
75CSCOCISCO SYS INCCOM0.40%$999,00023.4K
76IDOGALPS ETF TRINTL SEC DV DOG0.40%$992,00039.4K
77DLRDIGITAL RLTY TR INCCOM0.40%$984,0007.6K
78HONHONEYWELL INTL INCCOM0.39%$965,0005.5K
79BRBROADRIDGE FINL SOLUTIONS INCOM0.38%$952,0006.7K
80METMETLIFE INCCOM0.38%$948,00015.1K
81WPCWP CAREY INCCOM0.38%$937,00011.3K
82MDLZMONDELEZ INTL INCCL A0.37%$927,00014.9K
83DUKDUKE ENERGY CORP NEWCOM NEW0.37%$920,0008.6K
84TXNTEXAS INSTRS INCCOM0.36%$899,0005.9K
85TAT&T INCCOM0.36%$889,00042.4K
86WELLWELLTOWER INCCOM0.35%$866,00010.5K
87UNILEVER PLCSPON ADR NEW0.34%$844,00018.4K
88ASMLFASML HOLDING N VN Y REGISTRY SHS0.34%$838,0001.8K
89LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.33%$830,0009.5K
90XELXCEL ENERGY INCCOM0.33%$824,00011.6K
91SONYSONY GROUP CORPORATIONSPONSORED ADR0.33%$819,00010.0K
92APDAIR PRODS & CHEMS INCCOM0.31%$765,0003.2K
93XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI CONS DISCR · FINANCIAL0.30%$751,00013.0K
94LNCLINCOLN NATL CORP INDCOM0.28%$706,00015.1K
95EMREMERSON ELEC COCOM0.28%$690,0008.7K
96BXBLACKSTONE INCCOM0.27%$678,0007.4K
97VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.27%$673,0003.8K
98CQPCHENIERE ENERGY PARTNERS LPCOM UNIT0.27%$669,00014.9K
99BKNGBOOKING HOLDINGS INCCOM0.27%$663,000379
100CICIGNA CORP NEWCOM0.27%$660,0002.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.