SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$281M
Q2 2023
Positions
250
Filings on Record
27
2019–present window
Filed
Aug 3, 2023
original filing

Summary

Wambolt & Associates, LLC reported $281M in U.S.-listed holdings across 250 positions for Q2 2023.

Its largest position, SHYG, represents 7.4% of the portfolio.

Compared with Q1 2023, the fund opened 11 new positions and exited 20.

Portfolio Metrics

Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+30.8%
share of reported value
Largest Position
+7.4%
Ishares Tr
New / Exited
11 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 64.6%ETP: 26.2%ADR: 5.2%REIT: 3.0%MLP: 0.6%Other: 0.3%
  • Common Stock · 64.6% · $182M
  • ETP · 26.2% · $74M
  • ADR · 5.2% · $15M
  • REIT · 3.0% · $9M
  • MLP · 0.6% · $2M
  • Other · 0.3% · $903,441

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ODFLOLD DOMINION FREIGHT LINE INNEW+2.9K2.9K+$1M$1M
ONON SEMICONDUCTOR CORPNEW+7.4K7.4K+$700,649$700,649
ENPHENPHASE ENERGY INCNEW+1.6K1.6K+$267,466$267,466
AVGOBROADCOM INCNEW+265265+$229,869$229,869
QSRRESTAURANT BRANDS INTL INCNEW+2.8K2.8K+$220,312$220,312
XMHQINVESCO EXCHANGE TRADED FD TNEW+2.5K2.5K+$204,761$204,761
CIBRFIRST TR EXCHANGE TRADED FDNEW+4.5K4.5K+$203,936$203,936
ABTABBOTT LABSNEW+1.9K1.9K+$202,014$202,014

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

198 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · EAFE VALUE ETF · 0-5 YR TIPS ETF · TIPS BD ETF · SELECT DIVID ETF · MSCI INDIA ETF · EAFE GRWTH ETF · COHEN STEER REIT · CORE HIGH DV ETF · CORE S&P500 ETF · MSCI EAFE ETF · ISHS 1-5YR INVS · MSCI USA MIN VOL · CORE S&P SCP ETF · INTL SEL DIV ETF7.37%$21M350.1K
2SPYGSPDR SER TRPRTFLO S&P500 GW · S&P 400 MDCP VAL · S&P 400 MDCP GRW · PRTFLO S&P500 VL · S&P 600 SMCP VAL · BLOOMBERG INVT · S&P 600 SMCP GRW · AEROSPACE DEF · PRTFLO S&P500 HI · RUSSELL YIELD4.31%$12M212.2K
3BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · VAR RATE PFD · S&P500 LOW VOL · PFD ETF · S&P INTL LOW4.03%$11M534.1K
4AAPLAPPLE INChistory →COM3.51%$10M119.4K
5MSFTMICROSOFT CORPhistory →COM3.03%$9M25.0K
6UPSUNITED PARCEL SERVICE INChistory →CL B2.24%$6M35.2K
7RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · AEROSPACE DEFN · S&P MDCP QUALITY2.01%$6M48.9K
8VBRVANGUARD INDEX FDSSM CP VAL ETF · MCAP VL IDXVIP · SML CP GRW ETF · MCAP GR IDXVIP · REAL ESTATE ETF · MID CAP ETF · GROWTH ETF · SMALL CP ETF1.72%$5M29.7K
9ABBVABBVIE INChistory →COM1.27%$4M26.4K
10PLDPROLOGIS INC.history →COM1.27%$4M29.0K
11VVISA INChistory →COM CL A1.25%$4M14.8K
12BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.15%$3M9.5K
13WMWASTE MGMT INC DELhistory →COM1.14%$3M18.5K
14GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.13%$3M26.4K
15ARCCARES CAPITAL CORPhistory →COM1.09%$3M163.2K
16QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.08%$3M39.4K
17ETNEATON CORP PLChistory →SHS1.07%$3M15.0K
18PGPROCTER AND GAMBLE COhistory →COM1.07%$3M19.7K
19PEPPEPSICO INChistory →COM1.04%$3M15.8K
20MCDMCDONALDS CORPhistory →COM1.03%$3M9.7K
21WMTWALMART INChistory →COM1.02%$3M18.2K
22UNHUNITEDHEALTH GROUP INCCOM0.97%$3M5.7K
23COPCONOCOPHILLIPSCOM0.96%$3M26.0K
24INTUINTUITCOM0.94%$3M5.8K
25NVDANVIDIA CORPORATIONCOM0.87%$2M5.7K
26EWYISHARES INCFRONTIER AND SEL · MSCI STH KOR ETF · MSCI ISRAEL ETF0.83%$2M64.1K
27COSTCOSTCO WHSL CORP NEWCOM0.82%$2M4.3K
28SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.82%$2M82.8K
29RYROYAL BK CDACOM0.81%$2M23.9K
30TSLXSIXTH STREET SPECIALTY LENDICOM0.80%$2M121.0K
31JNJJOHNSON & JOHNSONCOM0.80%$2M13.6K
32KRKROGER COCOM0.79%$2M47.3K
33IDOGALPS ETF TRINTL SEC DV DOG0.77%$2M77.2K
34JPMJPMORGAN CHASE & COCOM0.75%$2M14.5K
35FLTRVANECK ETF TRUSTIG FLOATING RATE · BDC INCOME ETF0.74%$2M93.8K
36RFREGIONS FINANCIAL CORP NEWCOM0.73%$2M115.3K
37DGDOLLAR GEN CORP NEWCOM0.71%$2M11.7K
38NVSNOVARTIS AGSPONSORED ADR0.70%$2M19.4K
39MAINMAIN STR CAP CORPCOM0.68%$2M47.9K
40BHPBHP GROUP LTDSPONSORED ADS0.68%$2M31.9K
41BCEBCE INCCOM NEW0.67%$2M41.3K
42MAMASTERCARD INCORPORATEDCL A0.66%$2M4.7K
43IXORIX CORPSPONSORED ADR0.65%$2M19.9K
44PFEPFIZER INCCOM0.65%$2M49.4K
45ADMARCHER DANIELS MIDLAND COCOM0.64%$2M24.0K
46MDLZMONDELEZ INTL INCCL A0.63%$2M24.3K
47LOWLOWES COS INCCOM0.61%$2M7.6K
48MDTMEDTRONIC PLCSHS0.59%$2M18.9K
49TTTRANE TECHNOLOGIES PLCSHS0.58%$2M8.6K
50BLACKROCK INCCOM0.57%$2M2.3K
51TMTOYOTA MOTOR CORPADS0.57%$2M9.9K
52SPYSPDR S&P 500 ETF TRTR UNIT0.57%$2M3.6K
53IRMIRON MTN INC DELCOM0.55%$2M27.0K
54METAMETA PLATFORMS INCCL A0.54%$2M5.3K
55ACNACCENTURE PLC IRELANDSHS CLASS A0.53%$1M4.8K
56STZCONSTELLATION BRANDS INCCL A0.52%$1M6.0K
57HONHONEYWELL INTL INCCOM0.52%$1M7.1K
58TXNTEXAS INSTRS INCCOM0.51%$1M8.0K
59NGGNATIONAL GRID PLCSPONSORED ADR NE0.51%$1M21.4K
60PRUPRUDENTIAL FINL INCCOM0.51%$1M16.2K
61RTXRAYTHEON TECHNOLOGIES CORPCOM0.50%$1M14.5K
62DEODIAGEO PLCSPON ADR NEW0.50%$1M8.1K
63DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.50%$1M43.5K
64CSCOCISCO SYS INCCOM0.49%$1M26.5K
65DGXQUEST DIAGNOSTICS INCCOM0.49%$1M9.7K
66LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.49%$1M14.8K
67BBYBEST BUY INCCOM0.48%$1M16.4K
68ETF MANAGERS TRPRIME CYBR SCRTY0.47%$1M25.9K
69TSLATESLA INCCOM0.46%$1M4.9K
70LDOSLEIDOS HOLDINGS INCCOM0.46%$1M14.6K
71NVONOVO-NORDISK A SADR0.45%$1M7.8K
72SLFSUN LIFE FINANCIAL INC.COM0.45%$1M24.1K
73VZVERIZON COMMUNICATIONS INCCOM0.45%$1M33.7K
74BACBANK AMERICA CORPCOM · 7.25%CNV PFD L0.42%$1M31.7K
75XLISELECT SECTOR SPDR TRSBI INT-INDS · SBI CONS DISCR · SBI HEALTHCARE · SBI INT-UTILS · FINANCIAL0.42%$1M15.3K
76CRMSALESFORCE INCCOM0.41%$1M901.2K
77TMOTHERMO FISHER SCIENTIFIC INCCOM0.41%$1M2.2K
78BRBROADRIDGE FINL SOLUTIONS INCOM0.40%$1M6.8K
79CVXCHEVRON CORP NEWCOM0.39%$1M7.0K
80NEENEXTERA ENERGY INCCOM0.39%$1M14.7K
81BXBLACKSTONE INCCOM0.39%$1M11.7K
82ODFLOLD DOMINION FREIGHT LINE INCOM0.39%$1M2.9K
83HDHOME DEPOT INCCOM0.38%$1M3.5K
84USBUS BANCORP DELCOM NEW0.38%$1M31.9K
85STLDSTEEL DYNAMICS INCCOM0.37%$1M9.4K
86DUKDUKE ENERGY CORP NEWCOM NEW0.35%$996,67911.1K
87MFCMANULIFE FINL CORPCOM0.34%$945,00450.0K
88SAICSCIENCE APPLICATIONS INTL COCOM0.33%$924,4738.2K
89PAYXPAYCHEX INCCOM0.32%$907,6018.1K
90UNILEVER PLCSPON ADR NEW0.32%$903,44117.3K
91APDAIR PRODS & CHEMS INCCOM0.32%$896,1943.0K
92AMZNAMAZON COM INCCOM0.32%$892,4526.8K
93WELLWELLTOWER INCCOM0.32%$892,12311.0K
94ADBEADOBE SYSTEMS INCORPORATEDCOM0.31%$881,1601.8K
95PGRPROGRESSIVE CORPCOM0.31%$875,7606.6K
96NTRNUTRIEN LTDCOM0.30%$850,56314.4K
97TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.30%$841,5628.3K
98ISRGINTUITIVE SURGICAL INCCOM NEW0.30%$837,7532.5K
99SHELSHELL PLCSPON ADS0.30%$835,22213.8K
100MKCMCCORMICK & CO INCCOM NON VTG0.29%$828,3369.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.