SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$127M
Q2 2020
Positions
178
Filings on Record
27
2019–present window
Filed
Jul 23, 2020
original filing

Summary

Wambolt & Associates, LLC reported $127M in U.S.-listed holdings across 178 positions for Q2 2020.

Its largest position, ICF, represents 8.0% of the portfolio.

Compared with Q1 2020, the fund opened 24 new positions and exited 4.

Portfolio Metrics

Turnover
+2.0%
vs prior filed quarter
Top-10 Concentration
+35.4%
share of reported value
Largest Position
+8.0%
Ishares Tr
New / Exited
24 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 57.8%ETP: 32.0%REIT: 5.1%ADR: 2.9%MLP: 1.7%Other: 0.5%
  • Common Stock · 57.8% · $74M
  • ETP · 32.0% · $41M
  • REIT · 5.1% · $7M
  • ADR · 2.9% · $4M
  • MLP · 1.7% · $2M
  • Other · 0.5% · $656,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMLPALPS ETF TRNEW+37.1K37.1K+$915,000$915,000
TSLXSIXTH STREET SPECIALTY LENDNNEW+54.6K54.6K+$900,000$900,000
BBYBEST BUY INCNEW+7.4K7.4K+$647,000$647,000
LNCLINCOLN NATL CORP INDNEW+17.4K17.4K+$639,000$639,000
RTXRAYTHEON TECHNOLOGIES CORPNEW+9.9K9.9K+$608,000$608,000
GLWCORNING INCNEW+21.7K21.7K+$562,000$562,000
TSMTAIWAN SEMICONDUCTOR MFG LTDNEW+9.2K9.2K+$524,000$524,000
MLPXGLOBAL X FDSNEW+20.9K20.9K+$520,000$520,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

151 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · SELECT DIVID ETF · EAFE GRWTH ETF · CORE HIGH DV ETF · EAFE VALUE ETF · CORE S&P500 ETF · INTL SEL DIV ETF · S&P MC 400GR ETF · MSCI EAFE ETF · INTRM TR CRP ETF7.97%$10M137.5K
2RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · SR LN ETF4.71%$6M90.6K
3MDYGSPDR SER TRS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · S&P 600 SMCP VAL · PRTFLO S&P500 GW · PRTFLO S&P500 VL · PRTFLO S&P500 HI4.39%$6M120.0K
4IDLVINVESCO EXCH TRADED FD TR IIS&P INTL LOW · S&P500 LOW VOL · PFD ETF4.38%$6M224.9K
5UPSUNITED PARCEL SERVICE INChistory →CL B3.72%$5M42.6K
6MSFTMICROSOFT CORPhistory →COM2.41%$3M15.0K
7IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP2.30%$3M127.4K
8AAPLAPPLE INChistory →COM1.94%$2M6.8K
9QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.84%$2M39.2K
10MAINMAIN STR CAP CORPhistory →COM1.75%$2M71.6K
11DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF1.65%$2M89.0K
12METAFACEBOOK INChistory →CL A1.54%$2M8.6K
13VNQVANGUARD INDEX FDSREAL ESTATE ETF · MID CAP ETF · SMALL CP ETF · MCAP VL IDXVIP1.41%$2M18.3K
14LDOSLEIDOS HOLDINGS INChistory →COM1.07%$1M14.6K
15RFREGIONS FINANCIAL CORP NEWhistory →COM1.07%$1M122.5K
16WPCWP CAREY INChistory →COM1.05%$1M19.8K
17ARCCARES CAPITAL CORPCOM1.00%$1M87.8K
18WMTWALMART INCCOM0.92%$1M9.8K
19WMWASTE MGMT INC DELCOM0.89%$1M10.7K
20PLDPROLOGIS INC.COM0.85%$1M11.6K
21VZVERIZON COMMUNICATIONS INCCOM0.84%$1M19.5K
22PGPROCTER AND GAMBLE COCOM0.84%$1M8.9K
23DLRDIGITAL RLTY TR INCCOM0.84%$1M7.5K
24GOOGLALPHABET INCCAP STK CL A0.82%$1M740
25SPYSPDR S&P 500 ETF TRTR UNIT0.82%$1M3.4K
26JPMJPMORGAN CHASE & COCOM0.80%$1M10.9K
27NVSNOVARTIS AGSPONSORED ADR0.78%$998,00011.4K
28ABBVABBVIE INCCOM0.78%$992,00010.1K
29ETF MANAGERS TRPRIME CYBR SCRTY0.78%$992,00022.3K
30OKEONEOK INC NEWCOM0.75%$949,00028.6K
31MCDMCDONALDS CORPCOM0.74%$941,0005.1K
32TSLXSIXTH STREET SPECIALTY LENDNCOM0.71%$900,00054.6K
33MAMASTERCARD INCORPORATEDCL A0.70%$888,0003.0K
34BACBK OF AMERICA CORPCOM0.70%$885,00037.3K
35VVISA INCCOM CL A0.69%$877,0004.5K
36DUKE REALTY CORPCOM NEW0.68%$870,00024.6K
37TMOTHERMO FISHER SCIENTIFIC INCCOM0.67%$855,0002.4K
38APDAIR PRODS & CHEMS INCCOM0.67%$852,0003.5K
39BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.66%$844,0004.7K
40BKNGBOOKING HOLDINGS INCCOM0.64%$818,000514
41PFEPFIZER INCCOM0.64%$816,00025.0K
42PBPROSPERITY BANCSHARES INCCOM0.64%$810,00013.6K
43LOWLOWES COS INCCOM0.63%$796,0005.9K
44HDHOME DEPOT INCCOM0.62%$795,0003.2K
45BLACKROCK INCCOM0.61%$778,0001.4K
46FCPTFOUR CORNERS PPTY TR INCCOM0.60%$767,00031.5K
47INTUINTUITCOM0.58%$735,0002.5K
48KOCOCA COLA COCOM0.57%$730,00016.3K
49PAYXPAYCHEX INCCOM0.56%$712,0009.4K
50VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.55%$697,0008.8K
51DALDELTA AIR LINES INC DELCOM NEW0.54%$693,00024.7K
52VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.54%$686,0004.7K
53BBYBEST BUY INCCOM0.51%$647,0007.4K
54PYPLPAYPAL HLDGS INCCOM0.51%$645,0003.7K
55LNCLINCOLN NATL CORP INDCOM0.50%$639,00017.4K
56MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.50%$638,00014.8K
57APOLLO GLOBAL MGMT INCCOM CL A0.50%$637,00012.8K
58SAPSAP SESPON ADR0.49%$623,0004.5K
59RTXRAYTHEON TECHNOLOGIES CORPCOM0.48%$608,0009.9K
60ETNEATON CORP PLCSHS0.48%$605,0006.9K
61XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI CONS DISCR0.47%$598,0008.5K
62MFICAPOLLO INVT CORPCOM NEW0.47%$596,00062.3K
63AMZNAMAZON COM INCCOM0.46%$590,000214
64UNHUNITEDHEALTH GROUP INCCOM0.44%$564,0001.9K
65GLWCORNING INCCOM0.44%$562,00021.7K
66DISDISNEY WALT COCOM DISNEY0.43%$548,0004.9K
67UNILEVER PLCSPON ADR NEW0.43%$543,0009.9K
68ADBEADOBE INCCOM0.42%$538,0001.2K
69EQREQUITY RESIDENTIALSH BEN INT0.42%$534,0009.1K
70HONHONEYWELL INTL INCCOM0.42%$530,0003.7K
71RYROYAL BK CDACOM0.41%$526,0007.8K
72TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.41%$524,0009.2K
73MLPXGLOBAL X FDSGLB X MLP ENRG I0.41%$520,00020.9K
74DDOMINION ENERGY INCCOM0.41%$516,0006.4K
75MTNVAIL RESORTS INCCOM0.40%$514,0002.8K
76FISVFISERV INCCOM0.40%$513,0005.3K
77EMREMERSON ELEC COCOM0.39%$499,0008.0K
78VTRVENTAS INCCOM0.39%$496,00013.6K
79ZBRAZEBRA TECHNOLOGIES CORPORATICL A0.39%$496,0001.9K
80DGDOLLAR GEN CORP NEWCOM0.39%$494,0002.6K
81DUKDUKE ENERGY CORP NEWCOM NEW0.38%$489,0006.1K
82DCP MIDSTREAM LLCCOM UT LTD PTN0.38%$481,00042.6K
83DONWISDOMTREE TRUS MIDCAP DIVID0.38%$480,00016.9K
84JNJJOHNSON & JOHNSONCOM0.37%$470,0003.3K
85GBDCGOLUB CAP BDC INCCOM0.37%$467,00040.1K
86PMPHILIP MORRIS INTL INCCOM0.37%$467,0006.7K
87MDTMEDTRONIC PLCSHS0.36%$462,0005.0K
88LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.35%$451,0006.9K
89XELXCEL ENERGY INCCOM0.35%$445,0007.1K
90TAT&T INCCOM0.35%$444,00014.7K
91BRBROADRIDGE FINL SOLUTIONS INCOM0.35%$444,0003.5K
92ADPAUTOMATIC DATA PROCESSING INCOM0.35%$442,0003.0K
93UNPUNION PAC CORPCOM0.35%$442,0002.6K
94DEODIAGEO P L CSPON ADR NEW0.35%$439,0003.3K
95NGGNATIONAL GRID PLCSPONSORED ADR NE0.34%$438,0007.2K
96PFLTPENNANTPARK FLOATING RATE CACOM0.34%$437,00052.1K
97METMETLIFE INCCOM0.34%$436,00011.9K
98CVSCVS HEALTH CORPCOM0.34%$434,0006.7K
99LUVSOUTHWEST AIRLS COCOM0.33%$423,00012.4K
100ACNACCENTURE PLC IRELANDSHS CLASS A0.33%$419,0002.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.