SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$134M
Q3 2020
Positions
180
Filings on Record
27
2019–present window
Filed
Nov 4, 2020
original filing

Summary

Wambolt & Associates, LLC reported $134M in U.S.-listed holdings across 180 positions for Q3 2020.

Its largest position, ICF, represents 7.4% of the portfolio.

Compared with Q2 2020, the fund opened 11 new positions and exited 9.

Portfolio Metrics

Turnover
+5.7%
vs prior filed quarter
Top-10 Concentration
+34.6%
share of reported value
Largest Position
+7.4%
Ishares Tr
New / Exited
11 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.1%ETP: 30.0%REIT: 4.9%ADR: 3.2%MLP: 1.1%Other: 0.8%
  • Common Stock · 60.1% · $80M
  • ETP · 30.0% · $40M
  • REIT · 4.9% · $7M
  • ADR · 3.2% · $4M
  • MLP · 1.1% · $1M
  • Other · 0.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CITRIX SYS INCNEW+2.5K2.5K+$341,000$341,000
CPRTCOPART INCNEW+3.1K3.1K+$325,000$325,000
VBKVANGUARD INDEX FDSNEW+1.5K1.5K+$315,000$315,000
ABTABBOTT LABSNEW+2.7K2.7K+$293,000$293,000
CMECME GROUP INCNEW+1.7K1.7K+$283,000$283,000
WELLWELLTOWER INCNEW+4.8K4.8K+$266,000$266,000
FLTRVANECK VECTORS ETF TRNEW+10.3K10.3K+$260,000$260,000
CTASCINTAS CORPNEW+624624+$208,000$208,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

151 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · EAFE GRWTH ETF · SELECT DIVID ETF · CORE HIGH DV ETF · EAFE VALUE ETF · CORE S&P500 ETF · ISHS 5-10YR INVT · INTL SEL DIV ETF · S&P MC 400GR ETF · 0-5YR HI YL CP7.39%$10M131.3K
2IDLVINVESCO EXCH TRADED FD TR IIS&P INTL LOW · S&P500 LOW VOL · PFD ETF · SR LN ETF4.72%$6M249.8K
3UPSUNITED PARCEL SERVICE INChistory →CL B4.30%$6M34.5K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ4.19%$6M61.2K
5MDYGSPDR SER TRS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · S&P 600 SMCP VAL · PRTFLO S&P500 VL4.18%$6M111.4K
6MSFTMICROSOFT CORPhistory →COM2.43%$3M15.5K
7AAPLAPPLE INChistory →COM2.06%$3M23.8K
8QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.93%$3M40.1K
9IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP1.77%$2M112.0K
10METAFACEBOOK INChistory →CL A1.67%$2M8.5K
11DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF1.57%$2M84.5K
12VNQVANGUARD INDEX FDSREAL ESTATE ETF · MCAP VL IDXVIP · MID CAP ETF · SML CP GRW ETF · SMALL CP ETF1.54%$2M18.8K
13MAINMAIN STR CAP CORPhistory →COM1.49%$2M67.3K
14WMTWALMART INChistory →COM1.12%$1M10.7K
15RFREGIONS FINANCIAL CORP NEWhistory →COM1.06%$1M122.5K
16PGPROCTER AND GAMBLE COCOM0.99%$1M9.5K
17LDOSLEIDOS HOLDINGS INCCOM0.97%$1M14.6K
18VZVERIZON COMMUNICATIONS INCCOM0.95%$1M21.3K
19WPCWP CAREY INCCOM0.92%$1M18.9K
20WMWASTE MGMT INC DELCOM0.91%$1M10.7K
21PLDPROLOGIS INC.COM0.90%$1M12.0K
22JPMJPMORGAN CHASE & COCOM0.85%$1M11.8K
23ARCCARES CAPITAL CORPCOM0.85%$1M81.1K
24ABBVABBVIE INCCOM0.84%$1M12.8K
25VVISA INCCOM CL A0.82%$1M5.5K
26ETF MANAGERS TRPRIME CYBR SCRTY0.82%$1M23.5K
27MCDMCDONALDS CORPCOM0.81%$1M4.9K
28PFEPFIZER INCCOM0.81%$1M29.5K
29GOOGLALPHABET INCCAP STK CL A0.81%$1M736
30DLRDIGITAL RLTY TR INCCOM0.80%$1M7.3K
31MAMASTERCARD INCORPORATEDCL A0.79%$1M3.1K
32APDAIR PRODS & CHEMS INCCOM0.79%$1M3.5K
33NVSNOVARTIS AGSPONSORED ADR0.78%$1M11.9K
34BBYBEST BUY INCCOM0.76%$1M9.2K
35TMOTHERMO FISHER SCIENTIFIC INCCOM0.75%$1M2.3K
36INTUINTUITCOM0.75%$1M3.1K
37BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.75%$1M4.7K
38LOWLOWES COS INCCOM0.71%$952,0005.7K
39DUKE REALTY CORPCOM NEW0.67%$890,00024.1K
40HDHOME DEPOT INCCOM0.65%$875,0003.1K
41BACBK OF AMERICA CORPCOM0.65%$870,00036.1K
42TSLXSIXTH STREET SPECIALTY LENDNCOM0.64%$858,00049.8K
43BKNGBOOKING HOLDINGS INCCOM0.64%$857,000501
44BLACKROCK INCCOM0.63%$838,0001.5K
45TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.60%$800,0009.9K
46RTXRAYTHEON TECHNOLOGIES CORPCOM0.59%$790,00013.7K
47DALDELTA AIR LINES INC DELCOM NEW0.56%$753,00024.6K
48GLWCORNING INCCOM0.56%$749,00023.1K
49VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.56%$747,0004.7K
50SAPSAP SESPON ADR0.54%$721,0004.6K
51FCPTFOUR CORNERS PPTY TR INCCOM0.53%$713,00027.9K
52PBPROSPERITY BANCSHARES INCCOM0.53%$707,00013.6K
53PYPLPAYPAL HLDGS INCCOM0.53%$704,0003.6K
54ETNEATON CORP PLCSHS0.52%$701,0006.9K
55PAYXPAYCHEX INCCOM0.52%$694,0008.7K
56KOCOCA COLA COCOM0.51%$683,00013.8K
57UNHUNITEDHEALTH GROUP INCCOM0.51%$678,0002.2K
58DGDOLLAR GEN CORP NEWCOM0.50%$668,0003.2K
59SPYSPDR S&P 500 ETF TRTR UNIT0.50%$668,0002.0K
60XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI CONS DISCR0.50%$664,0008.6K
61UNILEVER PLCSPON ADR NEW0.49%$654,00010.6K
62AMZNAMAZON COM INCCOM0.48%$645,000205
63VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.47%$634,0007.8K
64MTNVAIL RESORTS INCCOM0.47%$623,0002.9K
65DUKDUKE ENERGY CORP NEWCOM NEW0.45%$604,0006.8K
66OKEONEOK INC NEWCOM0.44%$594,00022.9K
67DISDISNEY WALT COCOM DISNEY0.44%$592,0004.8K
68ADBEADOBE SYSTEMS INCORPORATEDCOM0.44%$587,0001.2K
69NVDANVIDIA CORPORATIONCOM0.44%$585,0001.1K
70JNJJOHNSON & JOHNSONCOM0.44%$582,0003.9K
71METMETLIFE INCCOM0.43%$576,00015.5K
72LNCLINCOLN NATL CORP INDCOM0.43%$573,00018.3K
73APOLLO GLOBAL MGMT INCCOM CL A0.42%$558,00012.5K
74MDTMEDTRONIC PLCSHS0.41%$547,0005.3K
75HONHONEYWELL INTL INCCOM0.41%$547,0003.3K
76TXNTEXAS INSTRS INCCOM0.40%$537,0003.8K
77FISVFISERV INCCOM0.40%$535,0005.2K
78XELXCEL ENERGY INCCOM0.39%$520,0007.5K
79RYROYAL BK CDACOM0.38%$513,0007.3K
80EMREMERSON ELEC COCOM0.37%$499,0007.6K
81DEODIAGEO PLCSPON ADR NEW0.37%$497,0003.6K
82PMPHILIP MORRIS INTL INCCOM0.37%$491,0006.5K
83ZBRAZEBRA TECHNOLOGIES CORPORATICL A0.37%$489,0001.9K
84TAT&T INCCOM0.37%$489,00017.1K
85BRBROADRIDGE FINL SOLUTIONS INCOM0.36%$485,0003.7K
86VTRVENTAS INCCOM0.36%$485,00011.6K
87ACNACCENTURE PLC IRELANDSHS CLASS A0.36%$482,0002.1K
88SHWSHERWIN WILLIAMS COCOM0.35%$473,000679
89NEENEXTERA ENERGY INCCOM0.35%$470,0001.7K
90UNPUNION PAC CORPCOM0.35%$469,0002.4K
91MFICAPOLLO INVT CORPCOM NEW0.35%$469,00056.8K
92DDOMINION ENERGY INCCOM0.35%$468,0005.9K
93APHAMPHENOL CORP NEWCL A0.34%$461,0004.3K
94MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.33%$448,00013.1K
95FLTRVANECK VECTORS ETF TRINVT GRADE FLTG · BDC INCOME ETF0.33%$447,00025.7K
96SPGIS&P GLOBAL INCCOM0.33%$441,0001.2K
97TMTOYOTA MOTOR CORPSP ADR REP2COM0.33%$437,0003.3K
98DONWISDOMTREE TRUS MIDCAP DIVID0.33%$435,00015.0K
99LUVSOUTHWEST AIRLS COCOM0.32%$431,00011.5K
100STZCONSTELLATION BRANDS INCCL A0.32%$429,0002.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.