SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$306M
Q4 2023
Positions
236
Filings on Record
27
2019–present window
Filed
Feb 7, 2024
original filing

Summary

Wambolt & Associates, LLC reported $306M in U.S.-listed holdings across 236 positions for Q4 2023.

Its largest position, AAPL, represents 4.4% of the portfolio.

Compared with Q3 2023, the fund opened 12 new positions and exited 17.

Portfolio Metrics

Turnover
+8.1%
vs prior filed quarter
Top-10 Concentration
+26.4%
share of reported value
Largest Position
+4.4%
Apple
New / Exited
12 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 73.3%ETP: 17.4%ADR: 5.8%REIT: 3.0%MLP: 0.3%Other: 0.2%
  • Common Stock · 73.3% · $224M
  • ETP · 17.4% · $53M
  • ADR · 5.8% · $18M
  • REIT · 3.0% · $9M
  • MLP · 0.3% · $923,253
  • Other · 0.2% · $600,549

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EMXCISHARES INCNEW+58.4K58.4K+$3M$3M
VBVANGUARD INDEX FDSNEW+10.0K10.0K+$2M$2M
PANWPALO ALTO NETWORKS INCNEW+5.8K5.8K+$2M$2M
IGLBISHARES TRNEW+14.6K14.6K+$770,170$770,170
FNDFSCHWAB STRATEGIC TRNEW+20.6K20.6K+$693,759$693,759
IGIBISHARES TRNEW+12.3K12.3K+$637,728$637,728
SPDR SER TRNEW+11.8K11.8K+$496,339$496,339
IGSBISHARES TRNEW+9.6K9.6K+$493,061$493,061

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

197 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM4.37%$13M138.0K
2SHYGISHARES TR0-5YR HI YL CP · EAFE GRWTH ETF · EAFE VALUE ETF · SELECT DIVID ETF · MSCI INDIA ETF · COHEN STEER REIT · 10+ YR INVST GRD · ISHS 5-10YR INVT · ISHS 1-5YR INVS · TIPS BD ETF · CORE S&P500 ETF · CORE HIGH DV ETF3.68%$11M180.2K
3MSFTMICROSOFT CORPhistory →COM3.55%$11M28.9K
4SPYGSPDR SER TRPRTFLO S&P500 GW · PRTFLO S&P500 VL · S&P 400 MDCP VAL · S&P 400 MDCP GRW · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PORTFOLIO S&P600 · AEROSPACE DEF3.47%$11M166.1K
5VBVANGUARD INDEX FDSSMALL CP ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SM CP VAL ETF · SML CP GRW ETF · MID CAP ETF · REAL ESTATE ETF2.42%$7M39.5K
6UPSUNITED PARCEL SERVICE INChistory →CL B2.36%$7M45.9K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.86%$6M40.5K
8INTUINTUIThistory →COM1.67%$5M8.2K
9PBPROSPERITY BANCSHARES INChistory →COM1.50%$5M67.9K
10VVISA INChistory →COM CL A1.48%$5M17.4K
11EMXCISHARES INCMSCI EMRG CHN · FRONTIER AND SEL · MSCI STH KOR ETF1.43%$4M91.6K
12COSTCOSTCO WHSL CORP NEWhistory →COM1.41%$4M6.5K
13NVDANVIDIA CORPORATIONhistory →COM1.39%$4M8.6K
14ABBVABBVIE INChistory →COM1.39%$4M27.4K
15ARCCARES CAPITAL CORPhistory →COM1.29%$4M196.8K
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.29%$4M11.0K
17BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · S&P500 LOW VOL · VAR RATE PFD · S&P INTL LOW · PFD ETF1.27%$4M169.0K
18ETNEATON CORP PLChistory →SHS1.25%$4M15.9K
19WMTWALMART INChistory →COM1.24%$4M24.0K
20WMWASTE MGMT INC DELhistory →COM1.20%$4M20.4K
21RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · AEROSPACE DEFN · S&P500 PUR VAL · S&P500 PUR GWT1.16%$4M46.4K
22PLDPROLOGIS INC.history →COM1.13%$3M26.0K
23UNHUNITEDHEALTH GROUP INChistory →COM1.12%$3M6.5K
24PGPROCTER AND GAMBLE COhistory →COM1.08%$3M22.5K
25TSLXSIXTH STREET SPECIALTY LENDIhistory →COM1.07%$3M151.9K
26MAMASTERCARD INCORPORATEDhistory →CL A1.04%$3M7.5K
27MCDMCDONALDS CORPhistory →COM1.02%$3M10.5K
28COPCONOCOPHILLIPSCOM0.98%$3M25.9K
29PEPPEPSICO INCCOM0.96%$3M17.2K
30MAINMAIN STR CAP CORPCOM0.95%$3M67.5K
31BHPBHP GROUP LTDSPONSORED ADS0.91%$3M41.0K
32QQQEDIREXION SHS ETF TRNAS100 EQL WGT0.88%$3M31.9K
33NVONOVO-NORDISK A SADR0.87%$3M25.7K
34RYROYAL BK CDACOM0.82%$3M24.8K
35NVSNOVARTIS AGSPONSORED ADR0.82%$3M24.8K
36KRKROGER COCOM0.81%$2M54.1K
37JPMJPMORGAN CHASE & COCOM0.78%$2M14.0K
38JNJJOHNSON & JOHNSONCOM0.75%$2M14.7K
39BXBLACKSTONE INCCOM0.73%$2M17.1K
40MDLZMONDELEZ INTL INCCL A0.72%$2M30.4K
41MDTMEDTRONIC PLCSHS0.72%$2M26.7K
42PRUPRUDENTIAL FINL INCCOM0.69%$2M20.4K
43ODFLOLD DOMINION FREIGHT LINE INCOM0.67%$2M5.0K
44ADMARCHER DANIELS MIDLAND COCOM0.67%$2M28.2K
45BCEBCE INCCOM NEW0.66%$2M51.2K
46RFREGIONS FINANCIAL CORP NEWCOM0.64%$2M101.1K
47IXORIX CORPSPONSORED ADR0.63%$2M20.8K
48TXNTEXAS INSTRS INCCOM0.62%$2M11.1K
49PGRPROGRESSIVE CORPCOM0.60%$2M11.5K
50NGGNATIONAL GRID PLCSPONSORED ADR NE0.58%$2M26.3K
51CDNSCADENCE DESIGN SYSTEM INCCOM0.58%$2M6.5K
52LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.58%$2M18.5K
53MFCMANULIFE FINL CORPCOM0.57%$2M78.5K
54PANWPALO ALTO NETWORKS INCCOM0.56%$2M5.8K
55HONHONEYWELL INTL INCCOM0.55%$2M8.0K
56STLDSTEEL DYNAMICS INCCOM0.54%$2M14.0K
57CSCOCISCO SYS INCCOM0.52%$2M31.7K
58LOWLOWES COS INCCOM0.52%$2M7.1K
59SPYSPDR S&P 500 ETF TRTR UNIT0.51%$2M3.3K
60VZVERIZON COMMUNICATIONS INCCOM0.50%$2M41.0K
61TMUST-MOBILE US INCCOM0.49%$1M9.3K
62IRMIRON MTN INC DELCOM0.49%$1M21.2K
63BACBANK AMERICA CORPCOM · 7.25%CNV PFD L0.49%$1M27.3K
64CBOECBOE GLOBAL MKTS INCCOM0.48%$1M8.2K
65TMTOYOTA MOTOR CORPADS0.47%$1M7.9K
66TTTRANE TECHNOLOGIES PLCSHS0.47%$1M5.9K
67DEODIAGEO PLCSPON ADR NEW0.47%$1M9.8K
68BLACKROCK INCCOM0.47%$1M1.8K
69DGXQUEST DIAGNOSTICS INCCOM0.47%$1M10.3K
70ONON SEMICONDUCTOR CORPCOM0.46%$1M17.0K
71TSLATESLA INCCOM0.46%$1M5.7K
72LDOSLEIDOS HOLDINGS INCCOM0.46%$1M12.9K
73SHELSHELL PLCSPON ADS0.45%$1M21.0K
74ACNACCENTURE PLC IRELANDSHS CLASS A0.45%$1M3.9K
75HDHOME DEPOT INCCOM0.43%$1M3.8K
76SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.43%$1M46.1K
77CVXCHEVRON CORP NEWCOM0.42%$1M8.6K
78EXMOCEXXON MOBIL CORPCOM0.41%$1M12.5K
79CRMSALESFORCE INCCOM0.40%$1M901.3K
80SAICSCIENCE APPLICATIONS INTL COCOM0.40%$1M9.8K
81ETF MANAGERS TRPRIME CYBR SCRTY0.40%$1M20.1K
82TMOTHERMO FISHER SCIENTIFIC INCCOM0.39%$1M2.3K
83IDOGALPS ETF TRINTL SEC DV DOG0.38%$1M39.3K
84AMZNAMAZON COM INCCOM0.38%$1M7.6K
85CNICANADIAN NATL RY COCOM0.38%$1M9.1K
86PSAPUBLIC STORAGECOM0.38%$1M3.8K
87WELLWELLTOWER INCCOM0.37%$1M12.7K
88STZCONSTELLATION BRANDS INCCL A0.37%$1M4.7K
89DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.36%$1M31.5K
90PFEPFIZER INCCOM0.36%$1M38.0K
91BRBROADRIDGE FINL SOLUTIONS INCOM0.36%$1M5.3K
92MKCMCCORMICK & CO INCCOM NON VTG0.35%$1M15.7K
93EVREVERCORE INCCLASS A0.34%$1M6.1K
94RTXRTX CORPORATIONCOM0.34%$1M12.2K
95VLOVALERO ENERGY CORPCOM0.32%$991,6407.6K
96CTVACORTEVA INCCOM0.32%$989,84620.7K
97BKNGBOOKING HOLDINGS INCCOM0.32%$979,033276
98ADBEADOBE INCCOM0.32%$974,8441.6K
99RUSHARUSH ENTERPRISES INCCL A0.30%$920,84218.3K
100SLFSUN LIFE FINANCIAL INC.COM0.30%$915,77417.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.