SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$277M
Q4 2021
Positions
240
Filings on Record
27
2019–present window
Filed
Feb 8, 2022
original filing

Summary

Wambolt & Associates, LLC reported $277M in U.S.-listed holdings across 240 positions for Q4 2021.

Its largest position, SHYG, represents 9.6% of the portfolio.

Compared with Q3 2021, the fund opened 8 new positions and exited 7.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+34.2%
share of reported value
Largest Position
+9.6%
Ishares Tr
New / Exited
8 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.4%ETP: 30.3%REIT: 4.4%ADR: 3.9%MLP: 0.6%Other: 0.5%
  • Common Stock · 60.4% · $167M
  • ETP · 30.3% · $84M
  • REIT · 4.4% · $12M
  • ADR · 3.9% · $11M
  • MLP · 0.6% · $2M
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SONYSONY GROUP CORPORATIONNEW+4.9K4.9K+$616,000$616,000
BXBLACKSTONE INCNEW+3.0K3.0K+$384,000$384,000
CMCSACOMCAST CORP NEWNEW+7.1K7.1K+$355,000$355,000
EWYISHARES INCNEW+4.2K4.2K+$328,000$328,000
EISISHARES INCNEW+3.6K3.6K+$279,000$279,000
LITGLOBAL X FDSNEW+2.6K2.6K+$222,000$222,000
WYWEYERHAEUSER CO MTN BENEW+5.2K5.2K+$213,000$213,000
XMHQINVESCO EXCHANGE TRADED FD TNEW+2.6K2.6K+$207,000$207,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

189 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · ISHS 1-5YR INVS · COHEN STEER REIT · EAFE GRWTH ETF · SELECT DIVID ETF · ISHS 5-10YR INVT · MSCI INDIA ETF · CORE HIGH DV ETF · EAFE VALUE ETF · MSCI EMG MKT ETF · CORE S&P500 ETF · TIPS BD ETF · MSCI EAFE ETF · CORE S&P SCP ETF · INTL SEL DIV ETF · S&P MC 400GR ETF · MSCI USA MIN VOL9.62%$27M421.4K
2MDYGSPDR SER TRS&P 400 MDCP GRW · PRTFLO S&P500 GW · S&P 600 SMCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · PRTFLO S&P500 VL · AEROSPACE DEF · RUSSELL YIELD · PRTFLO S&P500 HI · BLOOMBERG INVT4.37%$12M164.1K
3AAPLAPPLE INChistory →COM3.52%$10M123.4K
4BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · PFD ETF · S&P500 LOW VOL · S&P INTL LOW · EMRNG MKT SVRG · VAR RATE PFD3.10%$9M363.0K
5MSFTMICROSOFT CORPhistory →COM2.86%$8M23.6K
6RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ · S&P MDCP QUALITY2.80%$8M55.6K
7UPSUNITED PARCEL SERVICE INChistory →CL B2.72%$8M35.2K
8VBKVANGUARD INDEX FDSSML CP GRW ETF · REAL ESTATE ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SM CP VAL ETF · MID CAP ETF · SMALL CP ETF · GROWTH ETF2.49%$7M36.1K
9INTUINTUIThistory →COM1.39%$4M6.0K
10QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.29%$4M41.8K
11PGPROCTER AND GAMBLE COhistory →COM1.18%$3M19.9K
12MAINMAIN STR CAP CORPhistory →COM1.15%$3M70.9K
13JPMJPMORGAN CHASE & COhistory →COM1.14%$3M19.9K
14ABBVABBVIE INChistory →COM1.13%$3M23.1K
15PFEPFIZER INChistory →COM1.08%$3M50.5K
16ACNACCENTURE PLC IRELANDhistory →SHS CLASS A1.03%$3M6.9K
17ARCCARES CAPITAL CORPhistory →COM1.02%$3M133.1K
18PLDPROLOGIS INC.COM0.96%$3M15.8K
19VVISA INCCOM CL A0.95%$3M12.1K
20SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.93%$3M85.4K
21METAMETA PLATFORMS INCCL A0.92%$3M7.6K
22BLACKROCK INCCOM0.91%$3M2.7K
23GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.88%$2M845
24WMWASTE MGMT INC DELCOM0.88%$2M14.6K
25ETNEATON CORP PLCSHS0.88%$2M14.1K
26TSLXSIXTH STREET SPECIALTY LENDNCOM0.87%$2M102.7K
27WMTWALMART INCCOM0.84%$2M16.1K
28RFREGIONS FINANCIAL CORP NEWCOM0.82%$2M103.8K
29JNJJOHNSON & JOHNSONCOM0.81%$2M13.1K
30MCDMCDONALDS CORPCOM0.80%$2M8.3K
31DUKE REALTY CORPCOM NEW0.80%$2M33.6K
32RYROYAL BK CDACOM0.79%$2M20.6K
33SPYSPDR S&P 500 ETF TRTR UNIT0.78%$2M4.5K
34PEPPEPSICO INCCOM0.77%$2M12.2K
35SHWSHERWIN WILLIAMS COCOM0.71%$2M5.6K
36FLTRVANECK ETF TRUSTINVESTMENT GRD · BDC INCOME ETF0.69%$2M81.5K
37BBYBEST BUY INCCOM0.66%$2M18.0K
38ASMLFASML HOLDING N VN Y REGISTRY SHS0.66%$2M2.3K
39HDHOME DEPOT INCCOM0.65%$2M4.3K
40IXORIX CORPSPONSORED ADR0.64%$2M17.3K
41DGDOLLAR GEN CORP NEWCOM0.63%$2M7.4K
42FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.62%$2M32.2K
43EWYISHARES INCMSCI FRONTIER · MSCI STH KOR ETF · MSCI ISRAEL ETF0.61%$2M39.4K
44LOWLOWES COS INCCOM0.61%$2M6.6K
45TTTRANE TECHNOLOGIES PLCSHS0.61%$2M8.4K
46BCEBCE INCCOM NEW0.61%$2M32.2K
47STZCONSTELLATION BRANDS INCCL A0.60%$2M6.6K
48MAMASTERCARD INCORPORATEDCL A0.60%$2M4.6K
49TMTOYOTA MOTOR CORPADS0.60%$2M8.9K
50BACBK OF AMERICA CORPCOM0.59%$2M36.5K
51NVDANVIDIA CORPORATIONCOM0.58%$2M5.4K
52ETF MANAGERS TRPRIME CYBR SCRTY0.57%$2M25.8K
53DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.57%$2M43.3K
54TMOTHERMO FISHER SCIENTIFIC INCCOM0.56%$2M2.3K
55COPCONOCOPHILLIPSCOM0.56%$2M21.3K
56UNHUNITEDHEALTH GROUP INCCOM0.55%$2M3.0K
57BRBROADRIDGE FINL SOLUTIONS INCOM0.54%$2M8.2K
58DEODIAGEO PLCSPON ADR NEW0.54%$1M6.8K
59DLRDIGITAL RLTY TR INCCOM0.51%$1M8.0K
60NVSNOVARTIS AGSPONSORED ADR0.49%$1M15.6K
61BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.49%$1M4.5K
62RTXRAYTHEON TECHNOLOGIES CORPCOM0.47%$1M15.2K
63VZVERIZON COMMUNICATIONS INCCOM0.47%$1M25.0K
64LDOSLEIDOS HOLDINGS INCCOM0.47%$1M14.6K
65CRMSALESFORCE COM INCCOM0.47%$1M901.6K
66MDTMEDTRONIC PLCSHS0.47%$1M12.5K
67PAYXPAYCHEX INCCOM0.44%$1M9.0K
68PYPLPAYPAL HLDGS INCCOM0.44%$1M6.4K
69IRMIRON MTN INC NEWCOM0.43%$1M22.9K
70PRUPRUDENTIAL FINL INCCOM0.43%$1M10.9K
71COSTCOSTCO WHSL CORP NEWCOM0.42%$1M2.1K
72IDOGALPS ETF TRINTL SEC DV DOG0.42%$1M42.0K
73SLFSUN LIFE FINANCIAL INC.COM0.42%$1M20.8K
74LNCLINCOLN NATL CORP INDCOM0.41%$1M16.7K
75NEENEXTERA ENERGY INCCOM0.41%$1M12.1K
76MGPMGM GROWTH PPTYS LLCCL A COM0.41%$1M27.5K
77TAT&T INCCOM0.40%$1M44.9K
78TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.38%$1M8.7K
79APDAIR PRODS & CHEMS INCCOM0.37%$1M3.3K
80DISDISNEY WALT COCOM0.36%$994,0006.4K
81NGGNATIONAL GRID PLCSPONSORED ADR NE0.36%$987,00013.6K
82WPCWP CAREY INCCOM0.35%$981,00012.0K
83BKNGBOOKING HOLDINGS INCCOM0.35%$964,000402
84BHPBHP GROUP LTDSPONSORED ADS0.34%$947,00015.7K
85AREALEXANDRIA REAL ESTATE EQ INCOM0.34%$946,0004.2K
86UNILEVER PLCSPON ADR NEW0.34%$941,00017.5K
87XLYSELECT SECTOR SPDR TRSBI CONS DISCR · SBI INT-UTILS · FINANCIAL0.34%$934,00012.9K
88VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.33%$925,0004.1K
89METMETLIFE INCCOM0.33%$924,00014.8K
90MTNVAIL RESORTS INCCOM0.32%$875,0002.7K
91EMREMERSON ELEC COCOM0.31%$860,0009.3K
92GLWCORNING INCCOM0.31%$848,00022.8K
93WELLWELLTOWER INCCOM0.31%$846,0009.9K
94DUKDUKE ENERGY CORP NEWCOM NEW0.30%$832,0007.9K
95HONHONEYWELL INTL INCCOM0.29%$809,0003.9K
96SAICSCIENCE APPLICATIONS INTL COCOM0.29%$806,0009.6K
97XELXCEL ENERGY INCCOM0.29%$803,00011.9K
98DALDELTA AIR LINES INC DELCOM NEW0.29%$803,00020.6K
99CICIGNA CORP NEWCOM0.29%$789,0003.4K
100APHAMPHENOL CORP NEWCL A0.28%$780,0008.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.