SEC 13F Intelligence

Managers / Q1 2022 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$275M
Q1 2022
Positions
237
Filings on Record
27
2019–present window
Filed
May 10, 2022
original filing

Summary

Wambolt & Associates, LLC reported $275M in U.S.-listed holdings across 237 positions for Q1 2022.

Its largest position, SHYG, represents 9.6% of the portfolio.

Compared with Q4 2021, the fund opened 8 new positions and exited 11.

Portfolio Metrics

Turnover
+8.0%
vs prior filed quarter
Top-10 Concentration
+34.2%
share of reported value
Largest Position
+9.6%
Ishares Tr
New / Exited
8 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 59.3%ETP: 30.6%ADR: 4.6%REIT: 4.3%MLP: 0.7%Other: 0.4%
  • Common Stock · 59.3% · $163M
  • ETP · 30.6% · $84M
  • ADR · 4.6% · $13M
  • REIT · 4.3% · $12M
  • MLP · 0.7% · $2M
  • Other · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
APOAPOLLO GLOBAL MGMT INCNEW+6.8K6.8K+$422,000$422,000
INFYINFOSYS LTDNEW+10.9K10.9K+$268,000$268,000
AVBAVALONBAY CMNTYS INCNEW+1.0K1.0K+$261,000$261,000
TFXTELEFLEX INCORPORATEDNEW+712712+$253,000$253,000
DEDEERE & CONEW+577577+$240,000$240,000
NUENUCOR CORPNEW+1.6K1.6K+$236,000$236,000
PFLTPENNANTPARK FLOATING RATE CANEW+15.8K15.8K+$218,000$218,000
PSAPUBLIC STORAGENEW+505505+$200,000$200,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

188 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · ISHS 1-5YR INVS · COHEN STEER REIT · EAFE GRWTH ETF · TIPS BD ETF · SELECT DIVID ETF · MSCI INDIA ETF · CORE HIGH DV ETF · EAFE VALUE ETF · MSCI EMG MKT ETF · CORE S&P500 ETF · MSCI EAFE ETF · INTL SEL DIV ETF · CORE S&P SCP ETF · S&P MC 400GR ETF · MSCI USA MIN VOL9.57%$26M422.8K
2MDYGSPDR SER TRS&P 400 MDCP GRW · PRTFLO S&P500 GW · S&P 600 SMCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP VAL · PRTFLO S&P500 VL · AEROSPACE DEF · BLOOMBERG INVT · PRTFLO S&P500 HI · RUSSELL YIELD4.78%$13M195.1K
3BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · PFD ETF · S&P500 LOW VOL · S&P INTL LOW · VAR RATE PFD · EMRNG MKT SVRG3.57%$10M439.5K
4AAPLAPPLE INChistory →COM3.37%$9M121.7K
5MSFTMICROSOFT CORPhistory →COM2.72%$7M24.1K
6UPSUNITED PARCEL SERVICE INChistory →CL B2.65%$7M35.2K
7RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ2.51%$7M51.2K
8VBKVANGUARD INDEX FDSSML CP GRW ETF · REAL ESTATE ETF · MCAP VL IDXVIP · SM CP VAL ETF · MCAP GR IDXVIP · MID CAP ETF · SMALL CP ETF · GROWTH ETF2.36%$6M36.2K
9ABBVABBVIE INChistory →COM1.46%$4M24.7K
10QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.18%$3M41.9K
11PGPROCTER AND GAMBLE COhistory →COM1.16%$3M20.5K
12MAINMAIN STR CAP CORPhistory →COM1.12%$3M72.5K
13ARCCARES CAPITAL CORPhistory →COM1.06%$3M136.9K
14INTUINTUIThistory →COM1.06%$3M6.0K
15VVISA INChistory →COM CL A1.04%$3M12.6K
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.03%$3M8.1K
17PFEPFIZER INCCOM0.93%$3M49.6K
18TSLXSIXTH STREET SPECIALTY LENDICOM0.92%$3M107.1K
19WMWASTE MGMT INC DELCOM0.91%$3M15.7K
20WMTWALMART INCCOM0.91%$3M16.6K
21PLDPROLOGIS INC.COM0.91%$2M15.1K
22JNJJOHNSON & JOHNSONCOM0.89%$2M13.8K
23FLTRVANECK ETF TRUSTINVESTMENT GRD · BDC INCOME ETF0.89%$2M104.5K
24SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.87%$2M83.4K
25RYROYAL BK CDACOM0.86%$2M21.4K
26COPCONOCOPHILLIPSCOM0.85%$2M23.1K
27GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.83%$2M817
28EWYISHARES INCMSCI FRONTIER · MSCI STH KOR ETF · MSCI ISRAEL ETF0.83%$2M53.2K
29RFREGIONS FINANCIAL CORP NEWCOM0.81%$2M103.8K
30PEPPEPSICO INCCOM0.80%$2M13.0K
31ETNEATON CORP PLCSHS0.78%$2M14.2K
32BLACKROCK INCCOM0.77%$2M2.8K
33MCDMCDONALDS CORPCOM0.77%$2M8.5K
34JPMJPMORGAN CHASE & COCOM0.73%$2M14.8K
35DUKE REALTY CORPCOM NEW0.71%$2M32.8K
36NVDANVIDIA CORPORATIONCOM0.71%$2M7.3K
37BCEBCE INCCOM NEW0.70%$2M34.4K
38DGDOLLAR GEN CORP NEWCOM0.70%$2M8.5K
39IXORIX CORPSPONSORED ADR0.70%$2M18.8K
40TMTOYOTA MOTOR CORPADS0.69%$2M10.6K
41UNHUNITEDHEALTH GROUP INCCOM0.65%$2M3.5K
42SPYSPDR S&P 500 ETF TRTR UNIT0.65%$2M3.9K
43METAMETA PLATFORMS INCCL A0.62%$2M7.6K
44MAMASTERCARD INCORPORATEDCL A0.62%$2M4.7K
45ACNACCENTURE PLC IRELANDSHS CLASS A0.61%$2M4.9K
46STZCONSTELLATION BRANDS INCCL A0.60%$2M7.1K
47BBYBEST BUY INCCOM0.60%$2M18.2K
48LOWLOWES COS INCCOM0.58%$2M7.9K
49SHWSHERWIN WILLIAMS COCOM0.58%$2M6.2K
50DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.58%$2M44.2K
51LDOSLEIDOS HOLDINGS INCCOM0.57%$2M14.6K
52MDTMEDTRONIC PLCSHS0.57%$2M14.0K
53COSTCOSTCO WHSL CORP NEWCOM0.57%$2M2.7K
54FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.56%$2M31.2K
55ETF MANAGERS TRPRIME CYBR SCRTY0.56%$2M26.0K
56RTXRAYTHEON TECHNOLOGIES CORPCOM0.55%$2M15.1K
57VZVERIZON COMMUNICATIONS INCCOM0.53%$1M27.9K
58DEODIAGEO PLCSPON ADR NEW0.52%$1M7.0K
59NVSNOVARTIS AGSPONSORED ADR0.52%$1M16.3K
60BACBK OF AMERICA CORPCOM0.52%$1M34.7K
61TMOTHERMO FISHER SCIENTIFIC INCCOM0.50%$1M2.3K
62TTTRANE TECHNOLOGIES PLCSHS0.50%$1M8.9K
63PRUPRUDENTIAL FINL INCCOM0.50%$1M11.5K
64IRMIRON MTN INC NEWCOM0.48%$1M23.6K
65TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.47%$1M12.5K
66HDHOME DEPOT INCCOM0.46%$1M4.2K
67SLFSUN LIFE FINANCIAL INC.COM0.46%$1M22.7K
68CSCOCISCO SYS INCCOM0.46%$1M22.6K
69CRMSALESFORCE COM INCCOM0.46%$1M901.7K
70BHPBHP GROUP LTDSPONSORED ADS0.45%$1M15.7K
71PAYXPAYCHEX INCCOM0.45%$1M8.9K
72NEENEXTERA ENERGY INCCOM0.44%$1M13.9K
73MGPMGM GROWTH PPTYS LLCCL A COM0.42%$1M29.5K
74NGGNATIONAL GRID PLCSPONSORED ADR NE0.42%$1M14.9K
75ASMLFASML HOLDING N VN Y REGISTRY SHS0.41%$1M1.7K
76IDOGALPS ETF TRINTL SEC DV DOG0.41%$1M39.6K
77DLRDIGITAL RLTY TR INCCOM0.41%$1M7.7K
78METMETLIFE INCCOM0.39%$1M15.1K
79TAT&T INCCOM0.37%$1M42.6K
80LNCLINCOLN NATL CORP INDCOM0.37%$1M15.4K
81BRBROADRIDGE FINL SOLUTIONS INCOM0.37%$1M6.5K
82TXNTEXAS INSTRS INCCOM0.35%$948,0005.2K
83HONHONEYWELL INTL INCCOM0.34%$947,0004.8K
84WELLWELLTOWER INCCOM0.34%$944,0009.7K
85WPCWP CAREY INCCOM0.34%$926,00011.3K
86XLYSELECT SECTOR SPDR TRSBI CONS DISCR · SBI INT-UTILS · FINANCIAL0.33%$907,00013.0K
87BKNGBOOKING HOLDINGS INCCOM0.33%$905,000382
88AREALEXANDRIA REAL ESTATE EQ INCOM0.32%$888,0004.3K
89DUKDUKE ENERGY CORP NEWCOM NEW0.32%$885,0007.8K
90SONYSONY GROUP CORPORATIONSPONSORED ADR0.32%$880,0008.6K
91EMREMERSON ELEC COCOM0.32%$875,0008.9K
92VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.31%$852,0004.0K
93XELXCEL ENERGY INCCOM0.31%$850,00011.7K
94UNILEVER PLCSPON ADR NEW0.31%$850,00018.2K
95CQPCHENIERE ENERGY PARTNERS LPCOM UNIT0.31%$843,00014.9K
96DISDISNEY WALT COCOM0.31%$840,0006.1K
97ADBEADOBE SYSTEMS INCORPORATEDCOM0.30%$828,0001.8K
98APDAIR PRODS & CHEMS INCCOM0.30%$820,0003.3K
99LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.29%$800,0007.7K
100PYPLPAYPAL HLDGS INCCOM0.28%$773,0006.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.