SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$260M
Q4 2022
Positions
241
Filings on Record
27
2019–present window
Filed
Feb 1, 2023
original filing

Summary

Wambolt & Associates, LLC reported $260M in U.S.-listed holdings across 241 positions for Q4 2022.

Its largest position, SHYG, represents 9.6% of the portfolio.

Compared with Q3 2022, the fund opened 11 new positions and exited 2.

Portfolio Metrics

Turnover
+2.1%
vs prior filed quarter
Top-10 Concentration
+32.4%
share of reported value
Largest Position
+9.6%
Ishares Tr
New / Exited
11 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.8%ETP: 29.8%ADR: 4.8%REIT: 3.4%MLP: 0.7%Other: 0.5%
  • Common Stock · 60.8% · $158M
  • ETP · 29.8% · $78M
  • ADR · 4.8% · $13M
  • REIT · 3.4% · $9M
  • MLP · 0.7% · $2M
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IJKISHARES TRNEW+4.5K4.5K+$304,891$304,891
IJJISHARES TRNEW+2.7K2.7K+$271,051$271,051
IWDISHARES TRNEW+1.6K1.6K+$249,862$249,862
DEDEERE & CONEW+575575+$246,537$246,537
ARWARROW ELECTRS INCNEW+2.3K2.3K+$235,596$235,596
GGGGRACO INCNEW+3.2K3.2K+$215,770$215,770
WYWEYERHAEUSER CO MTN BENEW+6.8K6.8K+$212,164$212,164
IJTISHARES TRNEW+1.9K1.9K+$207,170$207,170

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

191 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHYGISHARES TR0-5YR HI YL CP · ISHS 1-5YR INVS · EAFE VALUE ETF · 0-5 YR TIPS ETF · TIPS BD ETF · SELECT DIVID ETF · MSCI INDIA ETF · CORE HIGH DV ETF · COHEN STEER REIT · EAFE GRWTH ETF · CORE S&P500 ETF · S&P MC 400GR ETF · S&P MC 400VL ETF · MSCI EAFE ETF · MSCI USA MIN VOL · RUS 1000 VAL ETF · CORE S&P SCP ETF · INTL SEL DIV ETF · S&P SML 600 GWT9.61%$25M431.2K
2BKLNINVESCO EXCH TRADED FD TR IISR LN ETF · VAR RATE PFD · S&P500 LOW VOL · PFD ETF · S&P INTL LOW4.32%$11M537.5K
3SPYGSPDR SER TRS&P 400 MDCP VAL · PRTFLO S&P500 GW · BLOOMBERG INVT · S&P 400 MDCP GRW · S&P 600 SMCP VAL · PRTFLO S&P500 VL · S&P 600 SMCP GRW · PRTFLO S&P500 HI · AEROSPACE DEF · RUSSELL YIELD4.18%$11M210.4K
4AAPLAPPLE INChistory →COM2.76%$7M123.7K
5RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · AEROSPACE DEFN · S&P SML 600 EQ2.39%$6M54.7K
6UPSUNITED PARCEL SERVICE INChistory →CL B2.35%$6M35.2K
7MSFTMICROSOFT CORPhistory →COM2.26%$6M24.6K
8VOEVANGUARD INDEX FDSMCAP VL IDXVIP · SM CP VAL ETF · SML CP GRW ETF · MCAP GR IDXVIP · REAL ESTATE ETF · MID CAP ETF · SMALL CP ETF1.64%$4M28.7K
9ABBVABBVIE INChistory →COM1.61%$4M25.9K
10PLDPROLOGIS INC.history →COM1.29%$3M29.7K
11COPCONOCOPHILLIPShistory →COM1.14%$3M25.1K
12VVISA INChistory →COM CL A1.12%$3M14.1K
13BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.11%$3M9.4K
14ARCCARES CAPITAL CORPhistory →COM1.09%$3M154.0K
15PGPROCTER AND GAMBLE COhistory →COM1.06%$3M18.2K
16WMWASTE MGMT INC DELhistory →COM1.05%$3M17.5K
17PFEPFIZER INChistory →COM1.03%$3M52.4K
18QQQEDIREXION SHS ETF TRNAS100 EQL WGT0.99%$3M40.3K
19JNJJOHNSON & JOHNSONCOM0.99%$3M14.5K
20PEPPEPSICO INCCOM0.98%$3M14.1K
21FLTRVANECK ETF TRUSTIG FLOATING RATE · BDC INCOME ETF0.97%$3M111.9K
22RFREGIONS FINANCIAL CORP NEWCOM0.96%$2M115.4K
23WMTWALMART INCCOM0.95%$2M17.5K
24DGDOLLAR GEN CORP NEWCOM0.93%$2M9.8K
25UNHUNITEDHEALTH GROUP INCCOM0.92%$2M4.5K
26MCDMCDONALDS CORPCOM0.92%$2M9.1K
27ETNEATON CORP PLCSHS0.88%$2M14.6K
28INTUINTUITCOM0.87%$2M5.8K
29RYROYAL BK CDA SUSTAINABLCOM0.84%$2M23.3K
30SPDWSPDR INDEX SHS FDSMSCI ACWI EXUS · PORTFOLIO DEVLPD0.82%$2M85.2K
31EWYISHARES INCMSCI FRONTIER · MSCI STH KOR ETF · MSCI ISRAEL ETF0.81%$2M60.9K
32TSLXSIXTH STREET SPECIALTY LENDICOM0.79%$2M115.3K
33IDOGALPS ETF TRINTL SEC DV DOG0.78%$2M80.1K
34JPMJPMORGAN CHASE & COCOM0.75%$2M14.6K
35KRKROGER COCOM0.75%$2M43.9K
36ADMARCHER DANIELS MIDLAND COCOM0.74%$2M20.8K
37BLACKROCK INCCOM0.66%$2M2.4K
38BCEBCE INCCOM NEW0.65%$2M38.3K
39DBAINVESCO DB MULTI-SECTOR COMMAGRICULTURE FD0.65%$2M83.4K
40LOWLOWES COS INCCOM0.64%$2M8.4K
41BHPBHP GROUP LTDSPONSORED ADS0.63%$2M26.6K
42COSTCOSTCO WHSL CORP NEWCOM0.63%$2M3.6K
43NVSNOVARTIS AGSPONSORED ADR0.63%$2M17.9K
44MAINMAIN STR CAP CORPCOM0.62%$2M43.9K
45STZCONSTELLATION BRANDS INCCL A0.62%$2M7.0K
46SPYSPDR S&P 500 ETF TRTR UNIT0.61%$2M4.1K
47MAMASTERCARD INCORPORATEDCL A0.60%$2M4.5K
48IXORIX CORPSPONSORED ADR0.60%$2M19.3K
49DGXQUEST DIAGNOSTICS INCCOM0.59%$2M9.8K
50LDOSLEIDOS HOLDINGS INCCOM0.59%$2M14.6K
51RTXRAYTHEON TECHNOLOGIES CORPCOM0.58%$2M14.9K
52TTTRANE TECHNOLOGIES PLCSHS0.58%$2M8.9K
53BBYBEST BUY INCCOM0.58%$1M18.7K
54NVDANVIDIA CORPORATIONCOM0.55%$1M9.7K
55TMTOYOTA MOTOR CORPADS0.54%$1M10.2K
56DEODIAGEO PLCSPON ADR NEW0.53%$1M7.7K
57DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID0.53%$1M42.8K
58SHWSHERWIN WILLIAMS COCOM0.52%$1M5.7K
59PRUPRUDENTIAL FINL INCCOM0.51%$1M13.3K
60HDHOME DEPOT INCCOM0.51%$1M4.2K
61MDLZMONDELEZ INTL INCCL A0.51%$1M19.8K
62USBUS BANCORP DELCOM NEW0.51%$1M30.2K
63UUPINVESCO DB US DLR INDEX TRBULLISH FD0.50%$1M46.9K
64ACNACCENTURE PLC IRELANDSHS CLASS A0.50%$1M4.8K
65HONHONEYWELL INTL INCCOM0.49%$1M6.0K
66MDTMEDTRONIC PLCSHS0.48%$1M16.2K
67IRMIRON MTN INC DELCOM0.48%$1M25.1K
68TMOTHERMO FISHER SCIENTIFIC INCCOM0.48%$1M2.3K
69NEENEXTERA ENERGY INCCOM0.48%$1M14.9K
70TXNTEXAS INSTRS INCCOM0.46%$1M7.2K
71NGGNATIONAL GRID PLCSPONSORED ADR NE0.45%$1M19.3K
72SLFSUN LIFE FINANCIAL INC.COM0.44%$1M24.7K
73GOOGLALPHABET INCCAP STK CL A0.44%$1M13.0K
74ETF MANAGERS TRPRIME CYBR SCRTY0.44%$1M25.9K
75CSCOCISCO SYS INCCOM0.44%$1M23.9K
76VZVERIZON COMMUNICATIONS INCCOM0.44%$1M28.9K
77BACBANK AMERICA CORPCOM0.42%$1M33.4K
78DUKDUKE ENERGY CORP NEWCOM NEW0.41%$1M10.4K
79CRMSALESFORCE INCCOM0.40%$1M901.1K
80CVXCHEVRON CORP NEWCOM0.40%$1M5.7K
81METMETLIFE INCCOM0.39%$1M13.9K
82PAYXPAYCHEX INCCOM0.38%$990,3498.6K
83LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.37%$974,41911.7K
84TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.37%$955,45212.8K
85APDAIR PRODS & CHEMS INCCOM0.36%$930,6373.0K
86SAICSCIENCE APPLICATIONS INTL COCOM0.35%$911,7348.2K
87UNILEVER PLCSPON ADR NEW0.34%$896,92117.8K
88WPCWP CAREY INCCOM0.34%$873,68411.2K
89BRBROADRIDGE FINL SOLUTIONS INCOM0.33%$855,3346.4K
90CQPCHENIERE ENERGY PARTNERS LPCOM UNIT0.33%$849,04414.9K
91CICIGNA CORP NEWCOM0.32%$828,3502.5K
92EMREMERSON ELEC COCOM0.32%$824,3878.6K
93XELXCEL ENERGY INCCOM0.31%$802,01611.4K
94TAT&T INCCOM0.30%$786,39842.7K
95SONYSONY GROUP CORPORATIONSPONSORED ADR0.30%$777,16310.2K
96BXBLACKSTONE INCCOM0.29%$751,43110.1K
97BKNGBOOKING HOLDINGS INCCOM0.29%$743,638369
98ISRGINTUITIVE SURGICAL INCCOM NEW0.28%$738,2042.8K
99TTENTOTALENERGIES SESPONSORED ADS0.28%$733,41311.8K
100VMIVALMONT INDS INCCOM0.28%$722,2382.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.