SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Wambolt & Associates, LLC

CIK 0001755723 · 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127 · 720-962-6700

Reported Value
$91M
Q4 2018
Positions
143
Filings on Record
27
2019–present window
Filed
Jan 29, 2019
original filing

Summary

Wambolt & Associates, LLC reported $91M in U.S.-listed holdings across 143 positions for Q4 2018.

Its largest position, ICF, represents 12.5% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+48.1%
share of reported value
Largest Position
+12.5%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $91MQ4 ’18Q1 ’19: $110MQ2 ’19: $118MQ3 ’19: $121MQ4 ’19: $131MQ4 ’19Q1 ’20: $97MQ2 ’20: $127MQ3 ’20: $134MQ4 ’20: $167MQ4 ’20Q1 ’21: $192MQ2 ’21: $235MQ3 ’21: $249MQ4 ’21: $277MQ4 ’21Q1 ’22: $275MQ2 ’22: $249MQ3 ’22: $235MQ4 ’22: $260MQ4 ’22Q1 ’23: $282MQ2 ’23: $281MQ3 ’23: $276MQ4 ’23: $306MQ4 ’23Q1 ’24: $334MQ2 ’24: $344MQ3 ’24: $366MQ4 ’24: $313MQ4 ’24Q1 ’25: $295MQ2 ’25: $297Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 45.1%ETP: 43.2%REIT: 5.5%MLP: 3.1%ADR: 2.8%Other: 0.3%
  • Common Stock · 45.1% · $41M
  • ETP · 43.2% · $39M
  • REIT · 5.5% · $5M
  • MLP · 3.1% · $3M
  • ADR · 2.8% · $3M
  • Other · 0.3% · $288,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
UPSUNITED PARCEL SERVICE INCNEW+56.7K56.7K+$6M$6M
MAINMAIN STREET CAPITAL CORPNEW+72.7K72.7K+$2M$2M
IDLVINVESCO EXCHNG TRADED FD TRNEW+82.4K82.4K+$2M$2M
ICFISHARES TRNEW+25.6K25.6K+$2M$2M
IDOGALPS ETF TRNEW+94.3K94.3K+$2M$2M
RSPINVESCO EXCHANGE TRADED FD TNEW+24.4K24.4K+$2M$2M
SPDR INDEX SHS FDSNEW+61.2K61.2K+$2M$2M
DVYISHARES TRNEW+22.1K22.1K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

114 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICFISHARES TRCOHEN STEER REIT · SELECT DIVID ETF · CORE HIGH DV ETF · EAFE GRWTH ETF · EAFE VALUE ETF · INTL SEL DIV ETF · CORE S&P500 ETF · CORE US AGGBD ET · 1 3 YR TREAS BD · 3 7 YR TREAS BD · S&P MC 400GR ETF · MSCI EAFE ETF12.48%$11M151.2K
2IDLVINVESCO EXCHNG TRADED FD TRS&P INTL LOW · S&P500 LOW VOL · PFD ETF · SR LN ETF · EMRNG MKT SVRG6.54%$6M241.0K
3UPSUNITED PARCEL SERVICE INChistory →CL B6.11%$6M56.7K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P500 PUR VAL · S&P SML 600 EQ5.34%$5M61.4K
5IDOGALPS ETF TRINTL SEC DV DOG · ALERIAN MLP4.64%$4M318.2K
6MDYGSPDR SERIES TRUSTS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · S&P 600 SMCP VAL3.94%$4M75.0K
7MAINMAIN STREET CAPITAL CORPhistory →COM2.71%$2M72.7K
8DWXSPDR INDEX SHS FDSMSCI ACWI EXUS · S&P INTL ETF2.50%$2M68.6K
9VNQVANGUARD INDEX FDSREAL ESTATE ETF · MID CAP ETF · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF2.26%$2M20.6K
10OKEONEOK INC NEWhistory →COM1.63%$1M27.4K
11AAPLAPPLE INChistory →COM1.47%$1M8.4K
12QQQEDIREXION SHS ETF TRhistory →NAS100 EQL WGT1.41%$1M31.5K
13ARCCARES CAP CORPhistory →COM1.36%$1M79.4K
14WPCW P CAREY INChistory →COM1.31%$1M18.2K
15DCP MIDSTREAM LPCOM UT LTD PTN1.27%$1M43.5K
16METAFACEBOOK INChistory →CL A1.27%$1M8.7K
17SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.11%$1M4.0K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.06%$957,0004.7K
19MSFTMICROSOFT CORPCOM0.98%$891,0008.8K
20VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.97%$876,00011.2K
21MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.89%$804,00014.1K
22DLRDIGITAL RLTY TR INCCOM0.86%$777,0007.3K
23VZVERIZON COMMUNICATIONS INCCOM0.84%$765,00013.6K
24MFICAPOLLO INVT CORPCOM NEW0.79%$713,00057.5K
25GOOGLALPHABET INCCAP STK CL A0.78%$703,000673
26VTRVENTAS INCCOM0.75%$681,00011.6K
27NVSNOVARTIS A GSPONSORED ADR0.72%$656,0007.6K
28BKNGBOOKING HLDGS INCCOM0.71%$648,000376
29FCPTFOUR CORNERS PPTY TR INCCOM0.67%$607,00023.2K
30LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.64%$582,0007.0K
31VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · 500 VAL IDX FD0.63%$568,0004.8K
32DLTRDOLLAR TREE INCCOM0.62%$565,0006.3K
33PLDPROLOGIS INCCOM0.62%$562,0009.6K
34EPDENTERPRISE PRODS PARTNERS LCOM0.61%$554,00022.5K
35TPG SPECIALTY LENDING INCCOM0.60%$542,00029.9K
36DONWISDOMTREE TRUS MIDCAP DIVID0.59%$539,00017.1K
37UNPUNION PAC CORPCOM0.59%$536,0003.9K
38PFLTPENNANTPARK FLOATING RATE CACOM0.57%$514,00044.4K
39MCDMCDONALDS CORPCOM0.55%$500,0002.8K
40BLACKROCK INCCOM0.55%$495,0001.3K
41VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF0.55%$494,00011.8K
42PFEPFIZER INCCOM0.54%$491,00011.3K
43WMWASTE MGMT INC DELCOM0.54%$490,0005.5K
44MAMASTERCARD INCORPORATEDCL A0.54%$488,0002.6K
45APDAIR PRODS & CHEMS INCCOM0.53%$484,0003.0K
46WMTWALMART INCCOM0.53%$480,0005.2K
47DUKE REALTY CORPCOM NEW0.53%$480,00018.5K
48EQREQUITY RESIDENTIALSH BEN INT0.53%$479,0007.3K
49ABBVABBVIE INCCOM0.52%$473,0005.1K
50SHWSHERWIN WILLIAMS COCOM0.51%$460,0001.2K
51EXMOCEXXON MOBIL CORPCOM0.50%$451,0006.6K
52PMPHILIP MORRIS INTL INCCOM0.49%$444,0006.6K
53CVSCVS HEALTH CORPCOM0.47%$426,0006.5K
54UTXZUNITED TECHNOLOGIES CORPCOM0.46%$420,0003.9K
55ETF MANAGERS TRPRIME CYBR SCRTY0.46%$417,00012.4K
56DISDISNEY WALT COCOM DISNEY0.46%$415,0003.8K
57PSXPHILLIPS 66COM0.45%$407,0004.7K
58PAYXPAYCHEX INCCOM0.45%$406,0006.2K
59VVISA INCCOM CL A0.44%$401,0003.0K
60GLOBAL X FDSGLB X MLP ENRG I0.44%$397,00036.3K
61WFCWELLS FARGO CO NEWCOM0.43%$392,0008.5K
62PGPROCTER AND GAMBLE COCOM0.43%$390,0004.2K
63APHAMPHENOL CORP NEWCL A0.43%$389,0004.8K
64PDC ENERGY INCCOM0.42%$385,00012.9K
65DUKDUKE ENERGY CORP NEWCOM NEW0.42%$383,0004.4K
66LOWLOWES COS INCCOM0.41%$373,0004.0K
67TJXTJX COS INC NEWCOM0.41%$369,0008.2K
68SBUXSTARBUCKS CORPCOM0.40%$362,0005.6K
69XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.40%$361,0006.8K
70CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.39%$356,0005.6K
71MOALTRIA GROUP INCCOM0.39%$355,0007.2K
72SAPSAP SESPON ADR0.39%$349,0003.5K
73TTENTOTAL S ASPONSORED ADR0.38%$343,0006.6K
74FASTFASTENAL COCOM0.37%$336,0006.4K
75INTUINTUITCOM0.36%$328,0001.7K
76HDHOME DEPOT INCCOM0.36%$322,0001.9K
77MPLXMPLX LPCOM UNIT REP LTD0.35%$316,00010.4K
78TMOTHERMO FISHER SCIENTIFIC INCCOM0.35%$313,0001.4K
79ETNEATON CORP PLCSHS0.34%$312,0004.5K
80FLEETCOR TECHNOLOGIES INCCOM0.33%$301,0001.6K
81KOCOCA COLA COCOM0.33%$301,0006.4K
82NVONOVO-NORDISK A SADR0.33%$298,0006.5K
83ORCLORACLE CORPCOM0.32%$287,0006.4K
84SPGIS&P GLOBAL INCCOM0.32%$287,0001.7K
85AMZNAMAZON COM INCCOM0.31%$285,000190
86MKLMARKEL CORPCOM0.31%$282,000272
87ECLECOLAB INCCOM0.31%$279,0001.9K
88CHKPCHECK POINT SOFTWARE TECH LTORD0.30%$270,0002.6K
89HONHONEYWELL INTL INCCOM0.30%$270,0002.0K
90CBCHUBB LIMITEDCOM0.29%$262,0002.0K
91DEODIAGEO P L CSPON ADR NEW0.28%$255,0001.8K
92BDXBECTON DICKINSON & COCOM0.27%$247,0001.1K
93JNJJOHNSON & JOHNSONCOM0.27%$241,0001.9K
94MIDDMIDDLEBY CORPCOM0.26%$237,0002.3K
95BBLBHP GROUP PLCSPONSORED ADS0.26%$236,0005.6K
96BRBROADRIDGE FINL SOLUTIONS INCOM0.26%$235,0002.4K
97MMM3M COCOM0.25%$230,0001.2K
98XELXCEL ENERGY INCCOM0.25%$226,0004.6K
99LFUSLITTELFUSE INCCOM0.25%$224,0001.3K
100QQQINVESCO QQQ TRUNIT SER 10.24%$219,0001.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$297M171Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$295M170May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M183Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$366M194Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$344M203Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$334M219Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$306M236Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$276M241Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$281M250Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$282M259May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$260M241Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M232Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M236Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$275M237May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$277M240Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$249M239Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M245Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$192M214Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$167M204Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$134M180Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$127M178Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M158May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$131M167Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M157Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$118M159Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$110M151Apr 11, 201913F-HRchanges · EDGAR ↗
Q4 2018$91M143Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.