SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$307M
Q3 2024
Positions
189
Filings on Record
25
2019–present window
Filed
Oct 29, 2024
original filing

Summary

Fernwood Investment Management, LLC reported $307M in U.S.-listed holdings across 189 positions for Q3 2024.

Its largest position, IVV, represents 9.0% of the portfolio.

Compared with Q2 2024, the fund opened 10 new positions and exited 19.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+41.5%
share of reported value
Largest Position
+9.0%
Ishares Tr
New / Exited
10 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 77.2%ETP: 21.1%REIT: 1.0%ADR: 0.3%Closed-End Fund: 0.3%Other: 0.0%
  • Common Stock · 77.2% · $237M
  • ETP · 21.1% · $65M
  • REIT · 1.0% · $3M
  • ADR · 0.3% · $1M
  • Closed-End Fund · 0.3% · $818,217
  • Other · 0.0% · $109,319

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ZWSZURN ELKAY WATER SOLNS CORPNEW+15.0K15.0K+$538,561$538,561
COINCOINBASE GLOBAL INCNEW+1.3K1.3K+$231,443$231,443
BCBRUNSWICK CORPNEW+2.6K2.6K+$217,932$217,932
DOCHEALTHPEAK PROPERTIES INCNEW+9.5K9.5K+$217,860$217,860
CARRCARRIER GLOBAL CORPORATIONNEW+2.7K2.7K+$214,103$214,103
VYMVANGUARD WHITEHALL FDSNEW+1.6K1.6K+$207,299$207,299
EXPEEXPEDIA GROUP INCNEW+1.4K1.4K+$207,228$207,228
XLPSELECT SECTOR SPDR TRNEW+2.4K2.4K+$200,943$200,943

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

160 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · US CONSM STAPLES · CORE DIV GRWTH · CORE S&P MCP ETF · SELECT DIVID ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · RUS 1000 ETF · MSCI USA QLT FCT · ISHARES BIOTECH · MSCI INDIA ETF · RUS MD CP GR ETF · RUS MID CAP ETF · ISHARES SEMICDTR8.99%$28M233.7K
2TPLTEXAS PACIFIC LAND CORPORATIhistory →COM7.04%$22M24.4K
3AAPLAPPLE INChistory →COM4.21%$13M55.5K
4METAMETA PLATFORMS INChistory →CL A3.86%$12M20.7K
5MGKVANGUARD WORLD FDhistory →MEGA GRWTH IND3.58%$11M34.1K
6GOOGLALPHABET INCCAP STK CL A · CAP STK CL C3.34%$10M61.7K
7NVDANVIDIA CORPORATIONhistory →COM3.06%$9M77.3K
8AMZNAMAZON COM INChistory →COM2.63%$8M43.3K
9LLYELI LILLY & COhistory →COM2.62%$8M9.1K
10BBIOBRIDGEBIO PHARMA INChistory →COM2.17%$7M261.7K
11SPYGSPDR SER TRPORTFOLI S&P1500 · PRTFLO S&P500 GW · PRTFLO S&P500 VL · BLOOMBERG INVT · BLOOMBERG 1-3 MO · PORTFOLIO S&P600 · PORTFOLIO S&P4002.16%$7M114.9K
12MSCIMSCI INChistory →COM1.94%$6M10.2K
13MSFTMICROSOFT CORPhistory →COM1.90%$6M13.6K
14PLRXPLIANT THERAPEUTICS INChistory →COM1.87%$6M513.1K
15XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · ENERGY · TECHNOLOGY · SBI CONS DISCR · SBI CONS STPLS1.87%$6M44.0K
16MDBMONGODB INChistory →CL A1.81%$6M20.6K
17ARCCARES CAPITAL CORPhistory →COM1.58%$5M230.9K
18AXONAXON ENTERPRISE INChistory →COM1.37%$4M10.5K
19PMPHILIP MORRIS INTL INChistory →COM1.32%$4M33.3K
20EMLPFIRST TR EXCHANGE-TRADED FDNO AMER ENERGY · US EQTY OPPT ETF · CLOUD COMPUTING1.27%$4M76.4K
21CMGCHIPOTLE MEXICAN GRILL INChistory →COM1.27%$4M67.6K
22MRVLMARVELL TECHNOLOGY INChistory →COM1.17%$4M49.9K
23MOALTRIA GROUP INChistory →COM1.16%$4M69.9K
24UNPUNION PAC CORPhistory →COM1.11%$3M13.8K
25GNRCGENERAC HLDGS INChistory →COM1.08%$3M20.8K
26VVISA INChistory →COM CL A1.06%$3M11.8K
27GLNGGOLAR LNG LTDSHS0.89%$3M74.4K
28EXMOCEXXON MOBIL CORPCOM0.88%$3M23.0K
29ORLYOREILLY AUTOMOTIVE INCCOM0.83%$3M2.2K
30ABBVABBVIE INCCOM0.82%$3M12.7K
31CORCENCORA INCCOM0.74%$2M10.1K
32PSXPHILLIPS 66COM0.72%$2M16.9K
33JNJJOHNSON & JOHNSONCOM0.70%$2M13.3K
34STZCONSTELLATION BRANDS INCCL A0.70%$2M8.3K
35MCDMCDONALDS CORPCOM0.68%$2M6.9K
36ESTCELASTIC N VORD SHS0.67%$2M26.6K
37ACNACCENTURE PLC IRELANDSHS CLASS A0.64%$2M5.6K
38CRWDCROWDSTRIKE HLDGS INCCL A0.64%$2M7.0K
39MDUMDU RES GROUP INCCOM0.62%$2M69.9K
40TSLATESLA INCCOM0.57%$2M6.7K
41CVSCVS HEALTH CORPCOM0.54%$2M26.4K
42CBOECBOE GLOBAL MKTS INCCOM0.54%$2M8.1K
43OLEDUNIVERSAL DISPLAY CORPCOM0.53%$2M7.8K
44BSXBOSTON SCIENTIFIC CORPCOM0.53%$2M19.3K
45MDTMEDTRONIC PLCSHS0.52%$2M17.6K
46BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.48%$1M3.2K
47YUMYUM BRANDS INCCOM0.48%$1M10.4K
48DAYDAYFORCE INCCOM0.47%$1M23.6K
49COPCONOCOPHILLIPSCOM0.47%$1M13.6K
50SAFTSAFETY INS GROUP INCCOM0.45%$1M17.0K
51MSGSMADISON SQUARE GRDN SPRT CORCL A0.45%$1M6.6K
52NEONEOGENOMICS INCCOM NEW0.43%$1M89.5K
53RLAYRELAY THERAPEUTICS INCCOM0.43%$1M185.8K
54HEHAWAIIAN ELEC INDUSTRIESCOM0.42%$1M133.2K
55GSIEGOLDMAN SACHS ETF TRACTIVEBETA INT · ACTIVEBETA US0.41%$1M30.2K
56SBACSBA COMMUNICATIONS CORP NEWCL A0.41%$1M5.2K
57LISTED FD TRHORIZON KINETICS0.35%$1M31.1K
58EXCHANGE TRADED CONCEPTS TRUEMQQ THE EMERGIN0.35%$1M27.5K
59SLGSL GREEN RLTY CORPCOM0.35%$1M15.4K
60GILDGILEAD SCIENCES INCCOM0.35%$1M12.8K
61YUMCYUM CHINA HLDGS INCCOM0.35%$1M23.8K
62DISDISNEY WALT COCOM0.33%$1M10.6K
63SPYSPDR S&P 500 ETF TRTR UNIT0.33%$1M1.8K
64KELKELLANOVACOM0.32%$995,55812.3K
65JSPRJASPER THERAPEUTICS INCCOM NEW0.32%$994,99352.9K
66CLOUGLOBAL X FDSCLOUD COMPUTNG0.31%$966,26147.0K
67SWKSSKYWORKS SOLUTIONS INCCOM0.31%$935,8469.5K
68DHRDANAHER CORPORATIONCOM0.29%$874,9293.1K
69SMGSCOTTS MIRACLE-GRO COCL A0.28%$871,76910.1K
70WMBWILLIAMS COS INCCOM0.28%$849,72918.6K
71HDHOME DEPOT INCCOM0.28%$845,6522.1K
72TRUPTRUPANION INCCOM0.27%$839,60020.0K
73RVMDREVOLUTION MEDICINES INCCOM0.27%$839,20218.5K
74MKCMCCORMICK & CO INCCOM NON VTG0.25%$767,8599.3K
75CATCATERPILLAR INCCOM0.25%$765,4222.0K
76NFLXNETFLIX INCCOM0.25%$752,1811.1K
77HTDHANCOCK JOHN TAX-ADVANTAGEDCOM0.23%$718,14830.9K
78CTVACORTEVA INCCOM0.23%$690,60611.7K
79TTTRANE TECHNOLOGIES PLCSHS0.22%$680,2781.8K
80PYPLPAYPAL HLDGS INCCOM0.22%$672,1508.6K
81LDURPIMCO ETF TRENHNCD LW DUR AC0.22%$671,7207.0K
82JXNJACKSON FINANCIAL INCCOM CL A0.22%$668,2607.3K
83UNHUNITEDHEALTH GROUP INCCOM0.21%$633,7931.1K
84BKLNINVESCO EXCH TRADED FD TR IISR LN ETF0.20%$627,84229.9K
85UPSUNITED PARCEL SERVICE INCCL B0.20%$608,4854.5K
86WFCWELLS FARGO CO NEWPERP PFD CNV A0.20%$601,352469
87HOGHARLEY DAVIDSON INCCOM0.19%$585,65615.2K
88CAGCONAGRA BRANDS INCCOM0.19%$585,36018.0K
89HSYHERSHEY COCOM0.19%$580,1353.0K
90WMTWALMART INCCOM0.19%$577,8637.2K
91DEMWISDOMTREE TREMER MKT HIGH FD0.19%$574,55113.1K
92KVUEKENVUE INCCOM0.18%$550,35523.8K
93WATWATERS CORPCOM0.18%$548,8321.5K
94HONHONEYWELL INTL INCCOM0.18%$543,6472.6K
95ZWSZURN ELKAY WATER SOLNS CORPCOM0.18%$538,56115.0K
96BIIBBIOGEN INCCOM0.17%$534,9982.8K
97MAMASTERCARD INCORPORATEDCL A0.17%$532,8101.1K
98UBERUBER TECHNOLOGIES INCCOM0.17%$529,1267.0K
99OKEONEOK INC NEWCOM0.17%$528,5545.8K
100CYTKCYTOKINETICS INCCOM NEW0.17%$528,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.