SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$183M
Q2 2019
Positions
152
Filings on Record
25
2019–present window
Filed
Aug 1, 2019
original filing

Summary

Fernwood Investment Management, LLC reported $183M in U.S.-listed holdings across 152 positions for Q2 2019.

Its largest position, Global Blood Therapeutics Inc Com, represents 9.4% of the portfolio.

Compared with Q1 2019, the fund opened 8 new positions and exited 11.

Portfolio Metrics

Turnover
+5.8%
vs prior filed quarter
Top-10 Concentration
+33.7%
share of reported value
Largest Position
+9.4%
Global Blood Therapeutics Inc Com
New / Exited
8 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 69.4%ETP: 24.0%Royalty Trst: 2.4%REIT: 2.3%ADR: 1.2%Other: 0.7%
  • Common Stock · 69.4% · $127M
  • ETP · 24.0% · $44M
  • Royalty Trst · 2.4% · $4M
  • REIT · 2.3% · $4M
  • ADR · 1.2% · $2M
  • Other · 0.7% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STZCONSTELLATION BRANDS INC CL ANEW+8.0K8.0K+$2M$2M
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFNEW+6.3K6.3K+$688,000$688,000
MSGSMADISON SQUARE GARDEN CO NEW CL ANEW+2.0K2.0K+$560,000$560,000
DDDUPONT DE NEMOURS INC COMNEW+5.0K5.0K+$377,000$377,000
DOWDOW INC COMNEW+7.5K7.5K+$368,000$368,000
SPDR PORTFOLIO EMERGING MARKETS ETFNEW+7.9K7.9K+$282,000$282,000
DHFDREYFUS HI YIELD STRATEGIC FDNEW+25.0K25.0K+$76,000$76,000
POLYMET MINING CORP COMNEW+20.0K20.0K+$9,000$9,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

151 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock9.44%$17M327.9K
2PORTOLA PHARMACEUTICALS INC COMStock5.67%$10M381.9K
3MYOKARDIA INC COMStock3.30%$6M120.2K
4IVVISHARES S&P 500 INDEXhistory →ETF3.10%$6M19.2K
5METAFACEBOOK INC CL Ahistory →Stock2.54%$5M24.0K
6TEXAS PAC LD TR SUB CTF PROP I TStock2.41%$4M5.6K
7VVISA INChistory →Stock1.95%$4M20.5K
8MOALTRIA GROUP INC COMhistory →Stock1.87%$3M72.2K
9IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.78%$3M26.8K
10AMZNAMAZON.COM INChistory →Stock1.63%$3M1.6K
11GILDGILEAD SCIENCES INChistory →Stock1.55%$3M41.9K
12MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF1.53%$3M21.6K
13IWMISHARES RUSSELL 2000 ETFhistory →ETF1.51%$3M17.8K
14CVSCVS HEALTH CORP COMhistory →Stock1.50%$3M50.1K
15UNPUNION PACIFIC CORP COMhistory →Stock1.45%$3M15.7K
16DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.44%$3M26.4K
17BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock1.43%$3M3.3K
18JNJJOHNSON & JOHNSON COMhistory →Stock1.38%$3M18.2K
19IJHISHARES S&P MIDCAP FUNDhistory →ETF1.35%$2M12.7K
20DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.32%$2M47.9K
21IWBISHARES RUSSELL 1000 ETFhistory →ETF1.28%$2M14.4K
22PMPHILIP MORRIS INTL INChistory →Stock1.25%$2M29.1K
23MDBMONGODB INC CL Ahistory →Stock1.21%$2M14.5K
24GOOGLALPHABET INC CLASS Ahistory →Stock1.13%$2M1.9K
25YUMCYUM CHINA HLDGS INC COMhistory →Stock1.11%$2M44.1K
26SBACSBA COMMUNICATIONS CPhistory →REIT1.08%$2M8.8K
27ARCCARES CAP CORP COMhistory →CEF1.08%$2M109.9K
28GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009history →Stock1.07%$2M105.4K
29EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDhistory →ETF1.06%$2M77.1K
30OLEDUNIVERSAL DISPLAY CORPhistory →Stock1.05%$2M10.2K
31BIIBBIOGEN IDEC INCStock1.00%$2M7.8K
32DGROISHARES CORE DIVIDEND GROWTH ETFETF1.00%$2M47.7K
33PSXPHILLIPS 66Stock0.94%$2M18.5K
34EXMOCEXXON MOBIL CORP COMStock0.94%$2M22.4K
35EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.94%$2M53.4K
36BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.92%$2M9.9K
37MDTMEDTRONIC PLC SHSStock0.91%$2M17.1K
38STZCONSTELLATION BRANDS INC CL AStock0.87%$2M8.0K
39AAPLAPPLE INCStock0.82%$1M7.5K
40MNSTMONSTER BEVERAGE CORPStock0.78%$1M22.4K
41AXONAXON ENTERPRISE INC COMStock0.76%$1M21.8K
42COPCONOCOPHILLIPS COMStock0.76%$1M22.7K
43PFEPFIZER INC COMStock0.73%$1M30.9K
44GOOGALPHABET INC CAP STK CL CStock0.73%$1M1.2K
45WYWEYERHAEUSER CO COMStock0.71%$1M49.2K
46ILMNILLUMINA INCStock0.70%$1M3.5K
47EFAISHARES MSCI EAFE ETFETF0.66%$1M18.3K
48SPDR PORTFOLIO TOTAL STOCK MARKET ETFETF0.63%$1M31.7K
49YUMYUM BRANDS INC COMStock0.63%$1M10.3K
50CORAMERISOURCEBERGEN CORP COMStock0.62%$1M13.3K
51ABBVABBVIE INC COMStock0.60%$1M15.2K
52SWKSSKYWORKS SOLUTIONS INC COMStock0.57%$1M13.5K
53DISDISNEY WALT CO COM DISNEYStock0.53%$966,0006.9K
54BKLNINVESCO SENIOR LOAN ETFETF0.50%$907,00040.0K
55MKCMCCORMICK & CO INC COM NON VTGStock0.49%$894,0005.8K
56WMBWILLIAMS COS INC DEL COMStock0.48%$870,00031.0K
57EEMISHARES MSCI EMERGING MARKETS ETFETF0.46%$847,00019.7K
58TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.45%$819,00016.7K
59UPSUNITED PARCEL SERVICE INC CL BStock0.43%$781,0007.6K
60IPGPIPG PHOTONICS CORP COMStock0.42%$767,0005.0K
61PYPLPAYPAL HLDGS INC COMStock0.41%$755,0006.6K
62IRMIRON MOUNTAIN INCREIT0.41%$742,00023.7K
63CBOECBOE GLOBAL MARKETS INC COMStock0.40%$739,0007.1K
64MSFTMICROSOFTStock0.39%$717,0005.3K
65ORLYO REILLY AUTOMOTIVE INCStock0.39%$716,0001.9K
66AGIOAGIOS PHARMACEUTICALS INC COMStock0.38%$698,00014.0K
67IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.38%$692,0006.3K
68SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.38%$688,0006.3K
69WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.37%$682,000500
70SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.36%$666,00022.5K
71MCDMCDONALDS CORP COMStock0.36%$661,0003.2K
72SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.36%$649,00016.7K
73LYBLYONDELLBASELLStock0.35%$644,0007.5K
74BCBRUNSWICK CORP COMStock0.35%$634,00013.8K
75CYEURCYPRESS SEMICONDUCTOR CORP COMStock0.34%$625,00028.1K
76CATCATERPILLAR INC DEL COMStock0.34%$622,0004.6K
77WATWATERS CPStock0.33%$608,0002.8K
78THRMGENTHERM INC COMStock0.32%$581,00013.9K
79CMGCHIPOTLE MEXICAN GRILL INC COMStock0.31%$575,000785
80ACNACCENTURE PLC IRELAND SHS CLASS AStock0.31%$571,0003.1K
81VNQVANGUARD REAL ESTATE ETFETF0.31%$566,0006.5K
82MSGSMADISON SQUARE GARDEN CO NEW CL AStock0.31%$560,0002.0K
83AVAYA HLDGS CORP COMStock0.30%$551,00046.3K
84HSYHERSHEY CO COMStock0.29%$526,0003.9K
85SPDR PORTFOLIO S&P 500 VALUE ETFETF0.29%$526,00016.8K
86NFLXNETFLIX COM INCStock0.28%$516,0001.4K
87DHRDANAHER CORPStock0.28%$512,0003.6K
88IVWISHARES S&P 500 GROWTH ETFETF0.28%$512,0002.9K
89CTRIP.COM INTL LTD AMERICAN DEP SHSADR0.28%$510,00013.8K
90ABTABBOTT LABS COMStock0.28%$506,0006.0K
91QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.27%$501,0005.5K
92XLVHEALTH CARE SELECT SECTOR SPDRETF0.26%$473,0005.1K
93XLKTECHNOLOGY SELECT SECTOR SPDRETF0.25%$462,0005.9K
94IWFISHARES RUSSELL 1000 GROWTH ETFETF0.25%$455,0002.9K
95LUVSOUTHWEST AIRLS CO COMStock0.24%$436,0008.6K
96AGGISHARES AGGREGATE BOND ETFETF0.24%$434,0003.9K
97ECONEGA EMERGING GLOBAL SHS TR EMERGING GLOBAL SHS DOW JONESEMERGING MKTSCONSUMETF0.23%$427,00018.7K
98INGERSOLL-RAND PLC SHSStock0.22%$400,0003.2K
99XLYCONSUMER DISCRETIONARY SEL SECTOR SPDR FDETF0.21%$385,0003.2K
100DDDUPONT DE NEMOURS INC COMStock0.21%$377,0005.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.