SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$302M
Q2 2021
Positions
199
Filings on Record
25
2019–present window
Filed
Aug 5, 2021
original filing

Summary

Fernwood Investment Management, LLC reported $302M in U.S.-listed holdings across 199 positions for Q2 2021.

Its largest position, TPL, represents 4.1% of the portfolio.

Compared with Q1 2021, the fund opened 15 new positions and exited 6.

Portfolio Metrics

Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+28.2%
share of reported value
Largest Position
+4.1%
Texas Pacific Land Corporation Com
New / Exited
15 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 72.0%ETP: 25.1%REIT: 1.5%ADR: 1.0%Other: 0.5%Closed-End Fund: 0.1%
  • Common Stock · 72.0% · $218M
  • ETP · 25.1% · $76M
  • REIT · 1.5% · $4M
  • ADR · 1.0% · $3M
  • Other · 0.5% · $1M
  • Closed-End Fund · 0.1% · $175,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PLRXPLIANT THERAPEUTICS INCNEW+151.1K151.1K+$4M$4M
BONANZA CREEK ENERGY INC COM NEWNEW+9.7K9.7K+$456,000$456,000
DEMWISDOMTREE EMERGING MARKETS EQUITY INCOME ETFNEW+7.2K7.2K+$329,000$329,000
EMBISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETFNEW+2.4K2.4K+$272,000$272,000
ITOTISHARES CORE S&P TOTAL U.S. STOCK MARKET ETFNEW+2.7K2.7K+$263,000$263,000
ZTSZOETIS INC COM CL ANEW+1.4K1.4K+$258,000$258,000
LMATLEMAITRE VASCULAR INC COMNEW+4.0K4.0K+$244,000$244,000
DNLIDENALI THERAPEUTICS INC COMNEW+3.0K3.0K+$235,000$235,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

198 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock4.14%$13M7.8K
2BBIOBRIDGEBIO PHARMA INC COMhistory →Stock3.10%$9M153.7K
3IVVISHARES S&P 500 INDEXhistory →ETF2.97%$9M20.9K
4AAPLAPPLE INChistory →Stock2.96%$9M65.4K
5MDBMONGODB INC CL Ahistory →Stock2.84%$9M23.8K
6METAFACEBOOK INC CL Ahistory →Stock2.56%$8M22.2K
7MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.51%$8M32.8K
8AMZNAMAZON.COM INChistory →Stock2.48%$8M2.2K
9GLOBAL BLOOD THERAPEUTICS INC COMStock2.41%$7M208.1K
10RLAYRELAY THERAPEUTICS INC COMhistory →Stock2.24%$7M185.1K
11ARCCARES CAPITAL CORP COMhistory →CEF1.82%$5M280.7K
12IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.76%$5M28.9K
13GOOGLALPHABET INC CLASS Ahistory →Stock1.61%$5M2.0K
14CVSCVS HEALTH CORP COMhistory →Stock1.49%$5M54.1K
15PLRXPLIANT THERAPEUTICS INChistory →Stock1.46%$4M151.1K
16MSCIMSCI INC COMhistory →Stock1.21%$4M6.9K
17EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF1.18%$4M56.4K
18PTONPELOTON INTERACTIVE INC CL A COMhistory →Stock1.17%$4M28.4K
19MOALTRIA GROUP INC COMhistory →Stock1.15%$3M73.1K
20IWMISHARES RUSSELL 2000 ETFhistory →ETF1.15%$3M15.2K
21JNJJOHNSON & JOHNSON COMhistory →Stock1.11%$3M20.3K
22UNPUNION PAC CORP COMhistory →Stock1.08%$3M14.8K
23VVISA INChistory →Stock1.07%$3M13.9K
24LLYLILLY ELI & CO COMhistory →Stock1.07%$3M14.1K
25DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.07%$3M64.3K
26PMPHILIP MORRIS INTL INChistory →Stock1.05%$3M31.9K
27IJHISHARES S&P MIDCAP FUNDhistory →ETF1.04%$3M11.8K
28MRVLMARVELL TECHNOLOGY INC COMhistory →Stock1.04%$3M54.1K
29IWBISHARES RUSSELL 1000 ETFhistory →ETF1.01%$3M12.6K
30DAYCERIDIAN HCM HLDG INC COMStock0.94%$3M29.8K
31GOOGALPHABET INC CAP STK CL CStock0.89%$3M1.1K
32MDTMEDTRONIC PLC SHSStock0.88%$3M21.5K
33YUMCYUM CHINA HLDGS INC COMStock0.88%$3M40.0K
34AXONAXON ENTERPRISE INC COMStock0.83%$3M14.3K
35DVYISHARES DJ SELECT DIVIDENDETF0.83%$3M21.6K
36IRDMIRIDIUM COMMUNICATIONS INC COMStock0.81%$2M61.4K
37GILDGILEAD SCIENCES INCStock0.80%$2M35.3K
38OLEDUNIVERSAL DISPLAY CORPStock0.74%$2M10.1K
39DISDISNEY WALT CO COMStock0.74%$2M12.8K
40SWKSSKYWORKS SOLUTIONS INC COMStock0.74%$2M11.6K
41PYPLPAYPAL HLDGS INC COMStock0.73%$2M7.6K
42BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.71%$2M3.2K
43CMGCHIPOTLE MEXICAN GRILL INC COMStock0.67%$2M1.3K
44MSFTMICROSOFTStock0.66%$2M7.4K
45STZCONSTELLATION BRANDS INC CL AStock0.65%$2M8.4K
46EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.62%$2M76.7K
47FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.62%$2M14.6K
48BIIBBIOGEN IDEC INCStock0.60%$2M5.3K
49SBACSBA COMMUNICATIONS CPREIT0.60%$2M5.7K
50CLOUGLOBAL X CLOUD COMPUTING ETFETF0.59%$2M62.1K
51BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.58%$2M7.8K
52CRWDCROWDSTRIKE HLDGS INC CL AStock0.57%$2M6.8K
53ABBVABBVIE INC COMStock0.56%$2M15.0K
54PSXPHILLIPS 66Stock0.53%$2M18.7K
55ILMNILLUMINA INCStock0.53%$2M3.4K
56XLVHEALTH CARE SELECT SECTOR SPDRETF0.53%$2M12.6K
57COUPA SOFTWARE INC COMStock0.52%$2M6.0K
58SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.51%$2M29.2K
59ACNACCENTURE PLC IRELAND SHS CLASS AStock0.51%$2M5.2K
60CORAMERISOURCEBERGEN CORP COMStock0.49%$1M13.0K
61SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.46%$1M22.2K
62SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.46%$1M16.5K
63TWLOTWILIO INC CL AStock0.45%$1M3.5K
64SL GREEN RLTY CORP COMREIT0.45%$1M17.0K
65VTYVERINT SYS INC COMStock0.44%$1M29.6K
66GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.44%$1M99.6K
67NVDANVIDIA CORPORATION COMStock0.44%$1M1.6K
68MCDMCDONALDS CORP COMStock0.43%$1M5.6K
69EXMOCEXXON MOBIL CORP COMStock0.43%$1M20.5K
70YUMYUM BRANDS INC COMStock0.43%$1M11.2K
71TIPISHARES TIPS BOND ETFETF0.41%$1M9.7K
72FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFETF0.41%$1M40.0K
73GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.40%$1M35.0K
74PFEPFIZER INC COMStock0.40%$1M31.1K
75UPSUNITED PARCEL SERVICE INC CL BStock0.40%$1M5.8K
76NEONEOGENOMICS INC COM NEWStock0.39%$1M26.3K
77MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.39%$1M6.8K
78BSXBOSTON SCIENTIFIC CORPStock0.39%$1M27.3K
79TRUPTRUPANION INC COMStock0.38%$1M10.0K
80ORLYO REILLY AUTOMOTIVE INCStock0.37%$1M2.0K
81SAFTSAFETY INSURANCE GROUP INStock0.36%$1M13.8K
82PFPTPROOFPOINT INC COMStock0.36%$1M6.2K
83CBOECBOE GLOBAL MKTS INC COMStock0.35%$1M8.8K
84XLRNACCELERON PHARMA INC COMStock0.35%$1M8.4K
85AALAMERICAN AIRLS GROUP INC COMStock0.35%$1M49.6K
86LDURPIMCO ENHANCED LOW DURATION ACTIVE EXCHANGE-TRADED FUNDETF0.34%$1M10.0K
87IMMUNOGEN INC COMStock0.33%$997,000151.3K
88COPCONOCOPHILLIPS COMStock0.31%$939,00015.4K
89MKCMCCORMICK & CO INC COM NON VTGStock0.31%$926,00010.5K
90SPDR PORTFOLIO S&P 500 VALUE ETFETF0.30%$920,00023.3K
91SUSAISHARES MSCI USA ESG SELECT ETFETF0.30%$918,0009.6K
92SHVISHARES SHORT TREASURY BOND ETFETF0.30%$917,0008.3K
93DHRDANAHER CORPStock0.30%$898,0003.3K
94QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.29%$881,0006.6K
95HDHOME DEPOTStock0.29%$880,0002.8K
96WYWEYERHAEUSER CO MTN BE COM NEWREIT0.29%$867,00025.2K
97IBBISHARES BIOTECHNOLOGY FUNDETF0.28%$832,0005.1K
98THRMGENTHERM INC COMStock0.27%$830,00011.7K
99WATWATERS CPStock0.27%$821,0002.4K
100CAGCONAGRA BRANDS INC COMStock0.27%$814,00022.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.