SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$157M
Q1 2020
Positions
146
Filings on Record
25
2019–present window
Filed
Apr 30, 2020
original filing

Summary

Fernwood Investment Management, LLC reported $157M in U.S.-listed holdings across 146 positions for Q1 2020.

Its largest position, Global Blood Therapeutics Inc Com, represents 6.7% of the portfolio.

Compared with Q4 2019, the fund opened 11 new positions and exited 24.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+27.8%
share of reported value
Largest Position
+6.7%
Global Blood Therapeutics Inc Com
New / Exited
11 / 24
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.8%ETP: 25.9%REIT: 2.6%Royalty Trst: 1.7%ADR: 1.4%Other: 0.6%
  • Common Stock · 67.8% · $106M
  • ETP · 25.9% · $41M
  • REIT · 2.6% · $4M
  • Royalty Trst · 1.7% · $3M
  • ADR · 1.4% · $2M
  • Other · 0.6% · $964,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFNEW+42.9K42.9K+$1M$1M
BMYBRISTOL-MYERS SQUIBB CO COMNEW+13.1K13.1K+$729,000$729,000
FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFNEW+8.9K8.9K+$560,000$560,000
SPYSPDR S&P 500 ETFNEW+1.4K1.4K+$360,000$360,000
SAFTSAFETY INSURANCE GROUP INNEW+4.3K4.3K+$359,000$359,000
GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFNEW+15.4K15.4K+$356,000$356,000
DLRDIGITAL REALTY TRUST INCNEW+2.0K2.0K+$275,000$275,000
XLRNACCELERON PHARMA INC COMNEW+3.0K3.0K+$270,000$270,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

145 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock6.68%$10M204.9K
2IVVISHARES S&P 500 INDEXhistory →ETF3.25%$5M19.7K
3METAFACEBOOK INC CL Ahistory →Stock2.64%$4M24.8K
4AMZNAMAZON.COM INChistory →Stock2.45%$4M2.0K
5MDBMONGODB INC CL Ahistory →Stock2.24%$4M25.7K
6MYOKARDIA INC COMStock2.13%$3M71.2K
7VVISA INChistory →Stock2.11%$3M20.6K
8MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.11%$3M26.0K
9IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF2.07%$3M30.0K
10GILDGILEAD SCIENCES INChistory →Stock2.06%$3M43.3K
11BBIOBRIDGEBIO PHARMA INC COMhistory →Stock1.91%$3M103.3K
12CVSCVS HEALTH CORP COMhistory →Stock1.91%$3M50.3K
13MOALTRIA GROUP INC COMhistory →Stock1.82%$3M73.7K
14DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.67%$3M52.1K
15TEXAS PAC LD TR SUB CTF PROP I TStock1.66%$3M6.8K
16JNJJOHNSON & JOHNSON COMhistory →Stock1.51%$2M18.0K
17PORTOLA PHARMACEUTICALS INC COMStock1.48%$2M325.6K
18PMPHILIP MORRIS INTL INChistory →Stock1.45%$2M31.1K
19GOOGLALPHABET INC CLASS Ahistory →Stock1.44%$2M1.9K
20SBACSBA COMMUNICATIONS CPhistory →REIT1.41%$2M8.2K
21BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock1.41%$2M3.2K
22AAPLAPPLE INChistory →Stock1.37%$2M8.4K
23BIIBBIOGEN IDEC INChistory →Stock1.37%$2M6.8K
24DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.35%$2M65.0K
25UNPUNION PAC CORP COMhistory →Stock1.32%$2M14.7K
26IWBISHARES RUSSELL 1000 ETFhistory →ETF1.30%$2M14.4K
27DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.27%$2M27.1K
28ARCCARES CAPITAL CORP COMhistory →CEF1.26%$2M183.2K
29BABAALIBABA GROUP HLDG LTD SPONSORED ADShistory →ADR1.24%$2M10.0K
30YUMCYUM CHINA HLDGS INC COMhistory →Stock1.17%$2M42.9K
31MDTMEDTRONIC PLC SHShistory →Stock1.17%$2M20.2K
32IJHISHARES S&P MIDCAP FUNDhistory →ETF1.12%$2M12.2K
33IWMISHARES RUSSELL 2000 ETFhistory →ETF1.12%$2M15.3K
34EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF1.09%$2M54.3K
35LLYLILLY ELI & CO COMStock0.94%$1M10.6K
36GOOGALPHABET INC CAP STK CL CStock0.94%$1M1.3K
37EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.91%$1M79.9K
38OLEDUNIVERSAL DISPLAY CORPStock0.82%$1M9.7K
39FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFETF0.81%$1M42.9K
40AXONAXON ENTERPRISE INC COMStock0.78%$1M17.3K
41CORAMERISOURCEBERGEN CORP COMStock0.74%$1M13.1K
42STZCONSTELLATION BRANDS INC CL AStock0.72%$1M7.9K
43SWKSSKYWORKS SOLUTIONS INC COMStock0.70%$1M12.3K
44XLVHEALTH CARE SELECT SECTOR SPDRETF0.68%$1M12.0K
45MSFTMICROSOFTStock0.67%$1M6.7K
46DISDISNEY WALT CO COM DISNEYStock0.66%$1M10.7K
47BKLNINVESCO SENIOR LOAN ETFETF0.66%$1M50.1K
48ABBVABBVIE INC COMStock0.65%$1M13.4K
49PFEPFIZER INC COMStock0.64%$1M30.9K
50ILMNILLUMINA INCStock0.64%$1M3.7K
51PSXPHILLIPS 66Stock0.64%$1M18.6K
52SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.61%$949,00030.2K
53BSXBOSTON SCIENTIFIC CORPStock0.59%$924,00028.3K
54COUPA SOFTWARE INC COMStock0.55%$859,0006.2K
55GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.52%$819,000103.9K
56MARVELL TECHNOLOGY GROUP LTD ORDStock0.52%$811,00035.9K
57MKCMCCORMICK & CO INC COM NON VTGStock0.51%$801,0005.7K
58TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.50%$783,00016.3K
59SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.49%$772,00021.6K
60WYWEYERHAEUSER CO MTN BE COMStock0.49%$765,00045.1K
61WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.48%$754,000592
62MSCIMSCI INC COMStock0.48%$754,0002.6K
63EXMOCEXXON MOBIL CORP COMStock0.47%$741,00019.5K
64BMYBRISTOL-MYERS SQUIBB CO COMStock0.47%$729,00013.1K
65MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.44%$685,0003.2K
66SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.43%$674,0007.1K
67PYPLPAYPAL HLDGS INC COMStock0.42%$651,0006.8K
68CAGCONAGRA BRANDS INC COMStock0.41%$649,00022.1K
69CBOECBOE GLOBAL MARKETS INC COMStock0.41%$643,0007.2K
70CYEURCYPRESS SEMICONDUCTOR CORP COMStock0.41%$637,00027.3K
71MCDMCDONALDS CORP COMStock0.39%$614,0003.7K
72IMMUNOGEN INC COMStock0.39%$612,000179.3K
73AALAMERICAN AIRLS GROUP INC COMStock0.39%$608,00049.8K
74YUMYUM BRANDS INC COMStock0.39%$606,0008.8K
75UPSUNITED PARCEL SERVICE INC CL BStock0.39%$604,0006.5K
76ORLYO REILLY AUTOMOTIVE INCStock0.38%$601,0002.0K
77SPDR PORTFOLIO S&P 500 VALUE ETFETF0.38%$594,00023.0K
78CMGCHIPOTLE MEXICAN GRILL INC COMStock0.38%$592,000905
79IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.38%$590,0005.5K
80IRMIRON MOUNTAIN INCREIT0.37%$585,00024.6K
81QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.37%$580,0007.2K
82COPCONOCOPHILLIPS COMStock0.37%$572,00018.6K
83FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.36%$560,0008.9K
84EFAISHARES MSCI EAFE ETFETF0.36%$557,00010.4K
85SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.36%$557,00023.3K
86ACNACCENTURE PLC IRELAND SHS CLASS AStock0.33%$524,0003.2K
87WATWATERS CPStock0.33%$523,0002.9K
88HSYHERSHEY CO COMStock0.33%$520,0003.9K
89EEMISHARES MSCI EMERGING MARKETS ETFETF0.33%$517,00015.2K
90VNQVANGUARD REAL ESTATE ETFETF0.33%$515,0007.4K
91IPGPIPG PHOTONICS CORP COMStock0.33%$511,0004.6K
92AGGISHARES AGGREGATE BOND ETFETF0.31%$485,0004.2K
93XLKTECHNOLOGY SELECT SECTOR SPDRETF0.30%$467,0005.8K
94ABTABBOTT LABS COMStock0.30%$467,0005.9K
95IVWISHARES S&P 500 GROWTH ETFETF0.30%$466,0002.8K
96DHRDANAHER CORPStock0.30%$464,0003.4K
97CATCATERPILLAR INC DEL COMStock0.29%$460,0004.0K
98NVDANVIDIA CORP COMStock0.29%$459,0001.7K
99IWFISHARES RUSSELL 1000 GROWTH ETFETF0.26%$413,0002.7K
100THRMGENTHERM INC COMStock0.25%$385,00012.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.