SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$202M
Q2 2020
Positions
166
Filings on Record
25
2019–present window
Filed
Aug 6, 2020
original filing

Summary

Fernwood Investment Management, LLC reported $202M in U.S.-listed holdings across 166 positions for Q2 2020.

Its largest position, Global Blood Therapeutics Inc Com, represents 6.1% of the portfolio.

Compared with Q1 2020, the fund opened 28 new positions and exited 8.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+28.8%
share of reported value
Largest Position
+6.1%
Global Blood Therapeutics Inc Com
New / Exited
28 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.4%ETP: 25.6%REIT: 2.6%Royalty Trst: 2.2%ADR: 1.5%Other: 0.8%
  • Common Stock · 67.4% · $136M
  • ETP · 25.6% · $52M
  • REIT · 2.6% · $5M
  • Royalty Trst · 2.2% · $4M
  • ADR · 1.5% · $3M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SNXSYNNEX CORP COMNEW+12.2K12.2K+$1M$1M
PRSPPERSPECTA INC COMNEW+39.3K39.3K+$913,000$913,000
CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFNEW+14.7K14.7K+$891,000$891,000
OPLNKAR AUCTION SVCS INC COMNEW+37.1K37.1K+$510,000$510,000
SPHRMADISON SQUARE GRDN ENTERTNMNT CL ANEW+6.8K6.8K+$510,000$510,000
TIPISHARES TIPS BOND ETFNEW+3.7K3.7K+$450,000$450,000
LXLEXINFINTECH HLDGS LTD ADRNEW+42.1K42.1K+$448,000$448,000
AMLPALPS TRUST ETF ALERIAN MLPNEW+13.4K13.4K+$331,000$331,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

165 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock6.13%$12M196.4K
2MDBMONGODB INC CL Ahistory →Stock3.05%$6M27.2K
3IVVISHARES S&P 500 INDEXhistory →ETF3.03%$6M19.8K
4AMZNAMAZON.COM INChistory →Stock2.83%$6M2.1K
5METAFACEBOOK INC CL Ahistory →Stock2.81%$6M25.0K
6MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.51%$5M31.1K
7BBIOBRIDGEBIO PHARMA INC COMhistory →Stock2.34%$5M145.1K
8TEXAS PAC LD TR SUB CTF PROP I TStock2.18%$4M7.4K
9VVISA INChistory →Stock1.98%$4M20.8K
10MYOKARDIA INC COMStock1.91%$4M39.9K
11IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.90%$4M30.2K
12ARCCARES CAPITAL CORP COMhistory →CEF1.80%$4M251.9K
13CVSCVS HEALTH CORP COMhistory →Stock1.78%$4M55.3K
14DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.69%$3M43.1K
15GILDGILEAD SCIENCES INChistory →Stock1.52%$3M40.0K
16AAPLAPPLE INChistory →Stock1.50%$3M8.3K
17MOALTRIA GROUP INC COMhistory →Stock1.46%$3M75.5K
18GOOGLALPHABET INC CLASS Ahistory →Stock1.36%$3M1.9K
19EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF1.32%$3M57.0K
20JNJJOHNSON & JOHNSON COMhistory →Stock1.26%$3M18.1K
21DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.23%$2M66.1K
22UNPUNION PAC CORP COMhistory →Stock1.22%$2M14.6K
23IWBISHARES RUSSELL 1000 ETFhistory →ETF1.12%$2M13.2K
24SBACSBA COMMUNICATIONS CPhistory →REIT1.10%$2M7.5K
25BABAALIBABA GROUP HLDG LTD SPONSORED ADShistory →ADR1.10%$2M10.4K
26PMPHILIP MORRIS INTL INChistory →Stock1.10%$2M31.6K
27IWMISHARES RUSSELL 2000 ETFhistory →ETF1.07%$2M15.2K
28IJHISHARES S&P MIDCAP FUNDhistory →ETF1.06%$2M12.1K
29YUMCYUM CHINA HLDGS INC COMhistory →Stock1.00%$2M42.2K
30MDTMEDTRONIC PLC SHSStock0.92%$2M20.3K
31GOOGALPHABET INC CAP STK CL CStock0.89%$2M1.3K
32BIIBBIOGEN IDEC INCStock0.89%$2M6.8K
33BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.88%$2M2.5K
34LLYLILLY ELI & CO COMStock0.87%$2M10.7K
35DVYISHARES DJ SELECT DIVIDENDETF0.83%$2M20.8K
36COUPA SOFTWARE INC COMStock0.81%$2M6.0K
37EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.77%$2M78.0K
38AXONAXON ENTERPRISE INC COMStock0.76%$2M15.8K
39IRMIRON MOUNTAIN INCREIT0.76%$2M59.1K
40OLEDUNIVERSAL DISPLAY CORPStock0.76%$2M10.2K
41SWKSSKYWORKS SOLUTIONS INC COMStock0.75%$2M11.9K
42SNXSYNNEX CORP COMStock0.72%$1M12.2K
43MARVELL TECHNOLOGY GROUP LTD ORDStock0.69%$1M39.7K
44STZCONSTELLATION BRANDS INC CL AStock0.68%$1M7.9K
45MSFTMICROSOFTStock0.68%$1M6.8K
46PSXPHILLIPS 66Stock0.68%$1M19.1K
47ILMNILLUMINA INCStock0.67%$1M3.7K
48ABBVABBVIE INC COMStock0.66%$1M13.6K
49XLRNACCELERON PHARMA INC COMStock0.65%$1M13.9K
50CORAMERISOURCEBERGEN CORP COMStock0.65%$1M13.1K
51XLVHEALTH CARE SELECT SECTOR SPDRETF0.62%$1M12.5K
52DISDISNEY WALT CO COM DISNEYStock0.62%$1M11.2K
53FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFETF0.61%$1M40.5K
54FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.59%$1M14.3K
55PYPLPAYPAL HLDGS INC COMStock0.56%$1M6.5K
56MKCMCCORMICK & CO INC COM NON VTGStock0.50%$1M5.7K
57PFEPFIZER INC COMStock0.50%$1M30.9K
58BSXBOSTON SCIENTIFIC CORPStock0.49%$994,00028.3K
59SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.48%$966,00021.5K
60CMGCHIPOTLE MEXICAN GRILL INC COMStock0.48%$963,000915
61WYWEYERHAEUSER CO MTN BE COM NEWREIT0.47%$952,00042.4K
62YUMYUM BRANDS INC COMStock0.47%$952,00010.9K
63SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.47%$949,00025.1K
64MSCIMSCI INC COMStock0.46%$923,0002.8K
65PRSPPERSPECTA INC COMStock0.45%$913,00039.3K
66ACNACCENTURE PLC IRELAND SHS CLASS AStock0.45%$904,0004.2K
67CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF0.44%$891,00014.7K
68MCDMCDONALDS CORP COMStock0.44%$890,0004.8K
69GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.43%$877,000121.2K
70EXMOCEXXON MOBIL CORP COMStock0.42%$859,00019.2K
71ORLYO REILLY AUTOMOTIVE INCStock0.42%$841,0002.0K
72IMMUNOGEN INC COMStock0.41%$825,000179.3K
73MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.40%$817,0005.6K
74SAFTSAFETY INSURANCE GROUP INStock0.40%$805,00010.6K
75TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.39%$786,00015.9K
76CAGCONAGRA BRANDS INC COMStock0.39%$783,00022.3K
77CLOUGLOBAL X CLOUD COMPUTING ETFETF0.38%$771,00036.0K
78BMYBRISTOL-MYERS SQUIBB CO COMStock0.38%$769,00013.1K
79WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.38%$768,000592
80TWLOTWILIO INC CL AStock0.37%$757,0003.5K
81COPCONOCOPHILLIPS COMStock0.37%$755,00018.0K
82IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.37%$749,0005.5K
83IPGPIPG PHOTONICS CORP COMStock0.37%$743,0004.6K
84UPSUNITED PARCEL SERVICE INC CL BStock0.36%$719,0006.5K
85CBOECBOE GLOBAL MARKETS INC COMStock0.35%$700,0007.5K
86SPDR PORTFOLIO S&P 500 VALUE ETFETF0.33%$675,00023.3K
87NVDANVIDIA CORPORATION COMStock0.33%$661,0001.7K
88QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.32%$656,0006.8K
89AALAMERICAN AIRLS GROUP INC COMStock0.32%$651,00049.8K
90GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.31%$636,00023.9K
91XLKTECHNOLOGY SELECT SECTOR SPDRETF0.30%$614,0005.9K
92DHRDANAHER CORPStock0.29%$593,0003.4K
93IVWISHARES S&P 500 GROWTH ETFETF0.29%$586,0002.8K
94AGGISHARES AGGREGATE BOND ETFETF0.29%$578,0004.9K
95SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.27%$551,00019.9K
96ABTABBOTT LABS COMStock0.27%$541,0005.9K
97BKLNINVESCO SENIOR LOAN ETFETF0.26%$519,00024.3K
98SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.25%$510,0006.8K
99OPLNKAR AUCTION SVCS INC COMStock0.25%$510,00037.1K
100HSYHERSHEY CO COMStock0.25%$509,0003.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.