SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$237M
Q3 2022
Positions
185
Filings on Record
25
2019–present window
Filed
Nov 9, 2022
original filing

Summary

Fernwood Investment Management, LLC reported $237M in U.S.-listed holdings across 185 positions for Q3 2022.

Its largest position, TPL, represents 5.8% of the portfolio.

Compared with Q2 2022, the fund opened 5 new positions and exited 3.

Portfolio Metrics

Turnover
+6.1%
vs prior filed quarter
Top-10 Concentration
+30.6%
share of reported value
Largest Position
+5.8%
Texas Pacific Land Corporation Com
New / Exited
5 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 72.5%ETP: 25.5%REIT: 1.3%ADR: 0.3%Closed-End Fund: 0.2%Other: 0.1%
  • Common Stock · 72.5% · $172M
  • ETP · 25.5% · $61M
  • REIT · 1.3% · $3M
  • ADR · 0.3% · $812,000
  • Closed-End Fund · 0.2% · $575,000
  • Other · 0.1% · $331,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KELKELLOGG CO COMNEW+17.7K17.7K+$1M$1M
BILSPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFNEW+11.0K11.0K+$1M$1M
Horizon Kinetics Inflation Beneficiaries ETFNEW+20.3K20.3K+$564,000$564,000
SRLNSPDR BLACKSTONE SENIOR LOAN ETFNEW+6.2K6.2K+$253,000$253,000
JASPER THERAPEURITC, INC.NEW+297.1K297.1K+$234,000$234,000
GOOGLALPHABET INC CLASS AADDED+40.0K42.1K−$449,000$4M
GOOGALPHABET INC CAP STK CL CADDED+20.2K21.3K−$281,000$2M
TSLATESLA MOTORS INCADDED+4.4K6.7K+$251,000$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

184 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock5.81%$14M7.8K
2GLOBAL BLOOD THERAPEUTICS INC COMStock5.02%$12M174.7K
3AAPLAPPLE INChistory →Stock3.76%$9M64.6K
4IVVISHARES S&P 500 INDEXhistory →ETF3.28%$8M21.7K
5MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.44%$6M33.2K
6CVSCVS HEALTH CORP COMhistory →Stock2.19%$5M54.4K
7IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF2.10%$5M27.7K
8AMZNAMAZON.COM INChistory →Stock2.08%$5M43.7K
9PLRXPLIANT THERAPEUTICS INChistory →Stock1.96%$5M222.8K
10LLYLILLY ELI & CO COMhistory →Stock1.94%$5M14.2K
11MDBMONGODB INC CL Ahistory →Stock1.91%$5M22.8K
12RLAYRELAY THERAPEUTICS INC COMhistory →Stock1.75%$4M185.1K
13ARCCARES CAPITAL CORP COMhistory →CEF1.70%$4M238.9K
14GOOGLALPHABET INC CLASS Ahistory →Stock1.70%$4M42.1K
15DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.49%$4M79.4K
16MSCIMSCI INC COMhistory →Stock1.40%$3M7.9K
17JNJJOHNSON & JOHNSON COMhistory →Stock1.40%$3M20.3K
18METAMETA PLATFORMS INC CL Ahistory →Stock1.25%$3M21.9K
19UNPUNION PAC CORP COMhistory →Stock1.19%$3M14.5K
20MOALTRIA GROUP INC COMhistory →Stock1.13%$3M66.6K
21IRDMIRIDIUM COMMUNICATIONS INC COMhistory →Stock1.13%$3M60.1K
22PMPHILIP MORRIS INTL INChistory →Stock1.11%$3M31.6K
23IJHISHARES CORE S&P MID-CAP ETFhistory →ETF1.06%$3M11.5K
24IWMISHARES RUSSELL 2000 ETFhistory →ETF1.05%$2M15.1K
25VVISA INChistory →Stock1.04%$2M13.9K
26IWBISHARES RUSSELL 1000 ETFhistory →ETF1.04%$2M12.5K
27MRVLMARVELL TECHNOLOGY INC COMStock0.96%$2M53.0K
28BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.89%$2M3.3K
29GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.88%$2M84.1K
30GOOGALPHABET INC CAP STK CL CStock0.86%$2M21.3K
31BBIOBRIDGEBIO PHARMA INC COMStock0.86%$2M204.6K
32CMGCHIPOTLE MEXICAN GRILL INC COMStock0.82%$2M1.3K
33STZCONSTELLATION BRANDS INC CL AStock0.81%$2M8.4K
34EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.80%$2M76.1K
35DVYISHARES DJ SELECT DIVIDENDETF0.78%$2M17.2K
36MSFTMICROSOFTStock0.75%$2M7.6K
37TSLATESLA MOTORS INCStock0.75%$2M6.7K
38EXMOCEXXON MOBIL CORP COMStock0.74%$2M20.1K
39MDTMEDTRONIC PLC SHSStock0.72%$2M21.0K
40ABBVABBVIE INC COMStock0.70%$2M12.4K
41YUMCYUM CHINA HLDGS INC COMStock0.69%$2M34.4K
42CORAMERISOURCEBERGEN CORP COMStock0.67%$2M11.8K
43AXONAXON ENTERPRISE INC COMStock0.67%$2M13.8K
44SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.65%$2M35.1K
45SBACSBA COMMUNICATIONS CPREIT0.65%$2M5.4K
46XLVHEALTH CARE SELECT SECTOR SPDRETF0.63%$1M12.4K
47DAYCERIDIAN HCM HLDG INC COMStock0.63%$1M26.6K
48ACNACCENTURE PLC IRELAND SHS CLASS AStock0.62%$1M5.7K
49COPCONOCOPHILLIPS COMStock0.62%$1M14.4K
50PSXPHILLIPS 66Stock0.60%$1M17.6K
51GILDGILEAD SCIENCES INCStock0.60%$1M23.0K
52ORLYO REILLY AUTOMOTIVE INCStock0.59%$1M2.0K
53MCDMCDONALDS CORP COMStock0.55%$1M5.7K
54BIIBBIOGEN IDEC INCStock0.54%$1M4.8K
55KELKELLOGG CO COMStock0.52%$1M17.7K
56EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETFETF0.52%$1M46.2K
57FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.51%$1M15.0K
58FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.51%$1M40.0K
59SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.51%$1M24.1K
60DISDISNEY WALT CO COMStock0.51%$1M12.8K
61YUMYUM BRANDS INC COMStock0.50%$1M11.2K
62SAFTSAFETY INSURANCE GROUP INStock0.48%$1M14.0K
63CRWDCROWDSTRIKE HLDGS INC CL AStock0.47%$1M6.8K
64CBOECBOE GLOBAL MKTS INC COMStock0.44%$1M8.9K
65SPDR PORTFOLIO S&P 500 VALUE ETFETF0.43%$1M29.3K
66BILSPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFETF0.42%$1M11.0K
67BSXBOSTON SCIENTIFIC CORPStock0.42%$998,00025.8K
68LDURPIMCO ENHANCED LOW DURATION ACTIVE ETFETF0.40%$947,00010.0K
69VTYVERINT SYS INC COMStock0.40%$944,00028.1K
70GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.40%$942,00038.1K
71ATECALPHATEC HLDGS INC COM NEWStock0.39%$924,000105.7K
72MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.39%$922,0006.8K
73CLOUGLOBAL X CLOUD COMPUTING ETFETF0.39%$918,00057.5K
74DHRDANAHER CORPStock0.38%$890,0003.4K
75SHVISHARES SHORT TREASURY BOND ETFETF0.37%$880,0008.0K
76PFEPFIZER INC COMStock0.37%$869,00019.8K
77ILMNILLUMINA INCStock0.37%$868,0004.5K
78XLEENERGY SELECT SECTOR SPDRETF0.37%$867,00012.0K
79SWKSSKYWORKS SOLUTIONS INC COMStock0.36%$859,00010.1K
80NVDANVIDIA CORPORATION COMStock0.35%$830,0006.8K
81UPSUNITED PARCEL SERVICE INC CL BStock0.34%$818,0005.1K
82OLEDUNIVERSAL DISPLAY CORPStock0.34%$813,0008.6K
83SUSAISHARES MSCI USA ESG SELECT ETFETF0.33%$771,00010.2K
84SLGSL GREEN RLTY CORP COMREIT0.32%$770,00019.2K
85MKCMCCORMICK & CO INC COM NON VTGStock0.31%$745,00010.4K
86SPYSPDR S&P 500 ETF TRUSTETF0.30%$717,0002.0K
87HSYHERSHEY CO COMStock0.30%$711,0003.2K
88IMMUNOGEN INC COMStock0.30%$711,000148.8K
89QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.29%$694,0006.7K
90HDHOME DEPOTStock0.29%$679,0002.5K
91UNHUNITEDHEALTH GROUPStock0.28%$675,0001.3K
92CTVACORTEVA INC COMStock0.28%$670,00011.7K
93CAGCONAGRA BRANDS INC COMStock0.28%$656,00020.1K
94XLKTECHNOLOGY SELECT SECTOR SPDRETF0.27%$644,0005.4K
95SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.27%$641,00014.5K
96TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.26%$614,00015.3K
97HOGHARLEY DAVIDSON INC COMStock0.26%$614,00017.6K
98WMBWILLIAMS COS INC COMStock0.26%$611,00021.3K
99AALAMERICAN AIRLS GROUP INC COMStock0.25%$604,00050.2K
100NEONEOGENOMICS INC COM NEWStock0.25%$602,00069.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.