SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$261M
Q1 2023
Positions
184
Filings on Record
25
2019–present window
Filed
May 1, 2023
original filing

Summary

Fernwood Investment Management, LLC reported $261M in U.S.-listed holdings across 184 positions for Q1 2023.

Its largest position, TPL, represents 5.1% of the portfolio.

Compared with Q4 2022, the fund opened 7 new positions and exited 5.

Portfolio Metrics

Turnover
+5.9%
vs prior filed quarter
Top-10 Concentration
+28.8%
share of reported value
Largest Position
+5.1%
Texas Pacific Land Corporation Com
New / Exited
7 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 72.6%ETP: 25.6%REIT: 1.0%ADR: 0.4%Other: 0.3%Closed-End Fund: 0.1%
  • Common Stock · 72.6% · $189M
  • ETP · 25.6% · $67M
  • REIT · 1.0% · $3M
  • ADR · 0.4% · $925,421
  • Other · 0.3% · $897,699
  • Closed-End Fund · 0.1% · $342,612

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARESARES MGMT L PNEW+2.8K2.8K+$233,632$233,632
ZTSZOETIS INC COM CL ANEW+1.4K1.4K+$225,027$225,027
BCBRUNSWICK CORP COMNEW+2.6K2.6K+$213,200$213,200
TWLOTWILIO INC CL ANEW+3.2K3.2K+$210,551$210,551
VNTVONTIER CORPORATION COMNEW+7.7K7.7K+$209,616$209,616
VBVANGUARD SMALL CAP ETFNEW+1.1K1.1K+$207,189$207,189
IWRISHARES RUSSELL MIDCAP ETFNEW+2.9K2.9K+$204,166$204,166
WMTWALMART INC COMADDED+4.2K6.5K+$628,096$954,709

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

183 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock5.13%$13M7.9K
2AAPLAPPLE INChistory →Stock4.74%$12M74.9K
3IVVISHARES S&P 500 INDEXhistory →ETF3.51%$9M22.3K
4PLRXPLIANT THERAPEUTICS INChistory →Stock3.20%$8M313.2K
5MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.54%$7M32.4K
6MDBMONGODB INC CL Ahistory →Stock2.13%$6M23.8K
7IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF2.05%$5M26.8K
8MSCIMSCI INC COMhistory →Stock1.89%$5M8.8K
9AMZNAMAZON.COM INChistory →Stock1.83%$5M46.2K
10DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.81%$5M94.5K
11GOOGLALPHABET INC CLASS Ahistory →Stock1.77%$5M44.5K
12ARCCARES CAPITAL CORP COMhistory →CEF1.77%$5M252.6K
13METAMETA PLATFORMS INC CL Ahistory →Stock1.77%$5M21.7K
14LLYLILLY ELI & CO COMhistory →Stock1.61%$4M12.2K
15CVSCVS HEALTH CORP COMhistory →Stock1.55%$4M54.4K
16BBIOBRIDGEBIO PHARMA INC COMhistory →Stock1.51%$4M237.0K
17MSFTMICROSOFThistory →Stock1.42%$4M12.9K
18VVISA INChistory →Stock1.36%$4M15.7K
19JNJJOHNSON & JOHNSON COMhistory →Stock1.30%$3M21.8K
20RLAYRELAY THERAPEUTICS INC COMhistory →Stock1.17%$3M185.1K
21PMPHILIP MORRIS INTL INChistory →Stock1.17%$3M31.2K
22UNPUNION PAC CORP COMhistory →Stock1.16%$3M15.0K
23MOALTRIA GROUP INC COMhistory →Stock1.15%$3M67.1K
24AXONAXON ENTERPRISE INC COMhistory →Stock1.09%$3M12.7K
25IWBISHARES RUSSELL 1000 ETFhistory →ETF1.08%$3M12.5K
26NVDANVIDIA CORPORATION COMhistory →Stock1.06%$3M9.9K
27IJHISHARES CORE S&P MID-CAP ETFhistory →ETF1.05%$3M10.9K
28GOOGALPHABET INC CAP STK CL Chistory →Stock1.00%$3M25.2K
29BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.96%$2M3.6K
30IWMISHARES RUSSELL 2000 ETFETF0.96%$2M14.0K
31MRVLMARVELL TECHNOLOGY INC COMStock0.93%$2M56.2K
32CMGCHIPOTLE MEXICAN GRILL INC COMStock0.91%$2M1.4K
33YUMCYUM CHINA HLDGS INC COMStock0.82%$2M33.7K
34ABBVABBVIE INC COMStock0.82%$2M13.4K
35EXMOCEXXON MOBIL CORP COMStock0.82%$2M19.4K
36ACNACCENTURE PLC IRELAND SHS CLASS AStock0.78%$2M7.1K
37DVYISHARES DJ SELECT DIVIDENDETF0.76%$2M16.9K
38DAYCERIDIAN HCM HLDG INC COMStock0.75%$2M26.6K
39EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.74%$2M72.7K
40STZCONSTELLATION BRANDS INC CL AStock0.73%$2M8.4K
41CORAMERISOURCEBERGEN CORP COMStock0.73%$2M11.8K
42GILDGILEAD SCIENCES INCStock0.71%$2M22.4K
43PSXPHILLIPS 66Stock0.69%$2M17.6K
44GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.66%$2M80.2K
45MCDMCDONALDS CORP COMStock0.66%$2M6.1K
46SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.64%$2M33.3K
47ORLYO REILLY AUTOMOTIVE INCStock0.64%$2M2.0K
48MDTMEDTRONIC PLC SHSStock0.64%$2M20.6K
49ATECALPHATEC HLDGS INC COM NEWStock0.63%$2M105.7K
50XLVHEALTH CARE SELECT SECTOR SPDRETF0.61%$2M12.4K
51BILSPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFETF0.60%$2M17.1K
52TSLATESLA MOTORS INCStock0.57%$1M7.2K
53YUMYUM BRANDS INC COMStock0.56%$1M11.1K
54SPDR PORTFOLIO S&P 500 VALUE ETFETF0.56%$1M35.8K
55COPCONOCOPHILLIPS COMStock0.54%$1M14.2K
56SBACSBA COMMUNICATIONS CPREIT0.54%$1M5.4K
57SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.53%$1M24.9K
58KELKELLOGG CO COMStock0.52%$1M20.3K
59NEONEOGENOMICS INC COM NEWStock0.51%$1M76.5K
60OLEDUNIVERSAL DISPLAY CORPStock0.51%$1M8.6K
61MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.51%$1M6.8K
62EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETFETF0.50%$1M40.7K
63IRDMIRIDIUM COMMUNICATIONS INC COMStock0.50%$1M20.9K
64DISDISNEY WALT CO COMStock0.50%$1M12.9K
65FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.49%$1M15.2K
66FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.47%$1M40.0K
67SWKSSKYWORKS SOLUTIONS INC COMStock0.46%$1M10.1K
68SAFTSAFETY INSURANCE GROUP INStock0.43%$1M15.1K
69CBOECBOE GLOBAL MKTS INC COMStock0.43%$1M8.3K
70GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.42%$1M35.8K
71BSXBOSTON SCIENTIFIC CORPStock0.42%$1M21.6K
72ILMNILLUMINA INCStock0.41%$1M4.5K
73CLOUGLOBAL X CLOUD COMPUTING ETFETF0.40%$1M57.2K
74XLEENERGY SELECT SECTOR SPDRETF0.40%$1M12.7K
75PFEPFIZER INC COMStock0.40%$1M25.5K
76VTYVERINT SYS INC COMStock0.40%$1M27.9K
77CRWDCROWDSTRIKE HLDGS INC CL AStock0.39%$1M7.3K
78UPSUNITED PARCEL SERVICE INC CL BStock0.38%$982,1715.1K
79SPYSPDR S&P 500 ETF TRUSTETF0.37%$967,5452.4K
80WMTWALMART INC COMStock0.37%$954,7096.5K
81LDURPIMCO ENHANCED LOW DURATION ACTIVE ETFETF0.36%$948,85010.0K
82BIIBBIOGEN IDEC INCStock0.34%$884,1353.2K
83SUSAISHARES MSCI USA ESG SELECT ETFETF0.34%$881,65010.0K
84SHVISHARES SHORT TREASURY BOND ETFETF0.34%$872,8407.9K
85MKCMCCORMICK & CO INC COM NON VTGStock0.33%$869,54510.4K
86DHRDANAHER CORPStock0.33%$868,7823.4K
87QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.32%$832,7246.7K
88JASPER THERAPEURITC, INC.Stock0.32%$823,018454.7K
89HSYHERSHEY CO COMStock0.31%$820,4723.2K
90XLKTECHNOLOGY SELECT SECTOR SPDRETF0.31%$818,4745.4K
91CAGCONAGRA BRANDS INC COMStock0.29%$755,55720.1K
92AALAMERICAN AIRLS GROUP INC COMStock0.28%$740,50950.2K
93CTVACORTEVA INC COMStock0.28%$732,70612.1K
94HDHOME DEPOTStock0.26%$681,4322.3K
95SPHRSPHERE ENTERTAINMENT CO CL AStock0.26%$680,78211.5K
96CATCATERPILLAR INC COMStock0.25%$648,0752.8K
97Horizon Kinetics Inflation Beneficiaries ETFETF0.25%$647,17921.0K
98WMBWILLIAMS COS INC COMStock0.24%$632,25621.2K
99WATWATERS CPStock0.24%$627,0012.0K
100HOGHARLEY DAVIDSON INC COMStock0.24%$615,11416.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.