SEC 13F Intelligence

LISTED FDS TR

CUSIP 53656F623

Listed Fds Tr has 166 institutional holders in Filings Flow’s 13F database, together reporting 16.43M shares worth $832M as of Q1 2026. The largest reported holders are Oxford Financial Group, Ltd. LLC, Lpl Financial LLC, and Royal Bank Of Canada.

Institutional Holders
166
Q1 2026
Reported Value
$832M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 71Q2 ’21Q4 ’21: 111Q4 ’21Q4 ’22: 158Q4 ’22Q4 ’25: 149Q4 ’25Q1 ’26: 166Q1 ’26Q2 ’26: 17Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $985MQ2 ’21Q4 ’21: $7.1BQ4 ’21Q4 ’22: $505MQ4 ’22Q4 ’25: $817MQ4 ’25Q1 ’26: $832MQ1 ’26Q2 ’26: $81MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
OXFORD FINANCIAL GROUP, LTD. LLC$1.9B AUM11.07%$206M3.95MQ1 2026OLDER
Bayshore Capital Advisors, LLC$237M AUM7.26%$17M330.5KQ1 2026OLDER
One Charles Private Wealth Services, LLC$400M AUM6.46%$26M495.7KQ1 2026OLDER
Longview Financial Advisors, Inc.$171M AUM5.46%$9M187.3KQ2 2026
Lowe Wealth Advisors, LLC$274M AUM4.09%$11M250.8KQ3 2025OLDER
INTREPID FAMILY OFFICE LLC$124M AUM3.58%$4M85.0KQ1 2026OLDER
Independent Family Office, LLC$243M AUM3.21%$8M149.9KQ1 2026OLDER
Hilltop National Bank$468M AUM2.99%$14M280.4KQ2 2026
PECAUT & CO.$308M AUM2.53%$8M149.4KQ1 2026OLDER
NCM Capital Management, LLC$279M AUM2.49%$7M133.7KQ1 2026OLDER
COOPER INVESTORS PTY LTD$218M AUM2.44%$5M106.4KQ2 2026
DIVERSIFIED MANAGEMENT INC$583M AUM2.05%$12M229.9KQ1 2026OLDER
Pillsbury Lake Capital LLC$221M AUM1.94%$4M130.0KQ1 2026OLDER
Clarity Asset Management, Inc.$198M AUM1.33%$3M50.4KQ1 2026OLDER
Stegent Equity Advisors, Inc.$117M AUM0.73%$899,44220.1KQ3 2025OLDER
Coastal Bridge Advisors, LLC$1.4B AUM0.71%$10M191.8KQ1 2026OLDER
Bright Futures Wealth Management, LLC.$146M AUM0.70%$1M19.8KQ1 2026OLDER
EagleClaw Capital Managment, LLC$714M AUM0.64%$5M88.3KQ1 2026OLDER
Philip James Wealth Mangement, LLC$870M AUM0.61%$5M102.1KQ1 2026OLDER
FIRST FOUNDATION ADVISORS$2.5B AUM0.52%$13M246.5KQ1 2026OLDER
Abacus Planning Group, Inc.$743M AUM0.41%$3M58.7KQ1 2026OLDER
Copia Wealth Management$146M AUM0.41%$592,07811.4KQ1 2026OLDER
GUARDIAN WEALTH ADVISORS, LLC / NC$1.6B AUM0.38%$6M116.7KQ1 2026OLDER
Greenhaven Road Investment Management, L.P.$145M AUM0.36%$528,79216.0KQ1 2026OLDER
Waterloo Capital, L.P.$1.4B AUM0.36%$5M97.9KQ1 2026OLDER
MACROVIEW INVESTMENT MANAGEMENT LLC$144M AUM0.28%$410,3567.9KQ1 2026OLDER
Moors & Cabot, Inc.$2.3B AUM0.27%$6M121.6KQ1 2026OLDER
Essex Financial Services, Inc.$1.8B AUM0.27%$5M92.2KQ1 2026OLDER
Principia Wealth Advisory, LLC$160M AUM0.27%$429,2579.7KQ4 2025OLDER
Straight Path Wealth Management$374M AUM0.26%$984,19418.9KQ1 2026OLDER
Autumn Glory Partners, LLC$272M AUM0.26%$709,21313.6KQ1 2026OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.26%$2M47.6KQ1 2026OLDER
Mezzasalma Advisors, LLC$391M AUM0.24%$946,60118.2KQ1 2026OLDER
PURE PORTFOLIOS HOLDINGS LLC$332M AUM0.24%$792,90017.8KQ4 2025OLDER
GARRISON POINT ADVISORS, LLC$219M AUM0.22%$492,4369.5KQ1 2026OLDER
Realta Investment Advisors$288M AUM0.21%$612,38211.8KQ1 2026OLDER
Magnolia Private Wealth, LLC$150M AUM0.20%$299,8145.8KQ1 2026OLDER
Meridian Wealth Advisors, LLC$756M AUM0.18%$1M25.9KQ1 2026OLDER
Compass Ion Advisors, LLC$1.0B AUM0.17%$2M34.2KQ1 2026OLDER
Trademark Financial Management, LLC$204M AUM0.17%$339,4836.5KQ1 2026OLDER
Hilltop Holdings Inc.$1.1B AUM0.16%$3M66.6KQ3 2025OLDER
LAFFER TENGLER INVESTMENTS, INC.$677M AUM0.15%$1M20.0KQ1 2026OLDER
Key Client Fiduciary Advisors, LLC$347M AUM0.13%$462,2019.3KQ2 2026
Kestra Investment Management, LLC$5.8B AUM0.13%$8M146.4KQ1 2026OLDER
Carlton Hofferkamp & Jenks Wealth Management, LLC$299M AUM0.13%$378,0757.1KQ1 2026OLDER
Sonoma Allocations LLC$322M AUM0.12%$353,4786.7KQ1 2026OLDER
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC$648M AUM0.12%$782,51315.0KQ1 2026OLDER
Baker Ellis Asset Management LLC$842M AUM0.12%$1M19.5KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.12%$6M109.6KQ1 2026OLDER
Stratos Wealth Advisors, LLC$1.6B AUM0.11%$2M50.2KQ3 2025OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.10%$2M44.5KQ1 2026OLDER
Requisite Capital Management, LLC$537M AUM0.09%$493,50611.1KQ4 2025OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.09%$12M223.3KQ1 2026OLDER
Auxano Advisors, LLC$501M AUM0.08%$401,3147.7KQ1 2026OLDER
PHILLIPS FINANCIAL MANAGEMENT, LLC$1.4B AUM0.08%$1M20.8KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.08%$13M256.2KQ1 2026OLDER
GUIDANCE CAPITAL, INC$446M AUM0.08%$334,4896.3KQ1 2026OLDER
CULLEN/FROST BANKERS, INC.$8.8B AUM0.07%$6M117.1KQ1 2026OLDER
AMERIFLEX GROUP, INC.$198M AUM0.07%$132,2332.5KQ1 2026OLDER
JNBA Financial Advisors$1.2B AUM0.07%$789,50915.2KQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.07%$2M43.3KQ2 2026
HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM0.06%$5M100.4KQ1 2026OLDER
SCS Capital Management LLC$9.4B AUM0.05%$5M99.3KQ1 2026OLDER
NewEdge Wealth, LLC$8.4B AUM0.05%$5M88.2KQ1 2026OLDER
HUTCHINSON CAPITAL MANAGEMENT/CA$544M AUM0.05%$260,3005.0KQ1 2026OLDER
SMITH, MOORE & CO.$1.4B AUM0.04%$582,63011.2KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.04%$23M436.9KQ1 2026OLDER
OneDigital Investment Advisors LLC$10.2B AUM0.04%$4M78.2KQ1 2026OLDER
Second Line Capital, LLC$528M AUM0.04%$200,2363.8KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.04%$3M53.5KQ1 2026OLDER
Bank of Jackson Hole Trust$207M AUM0.04%$74,6021.4KQ1 2026OLDER
Aviance Capital Partners, LLC$854M AUM0.04%$307,4705.9KQ1 2026OLDER
New England Private Wealth Advisors LLC$866M AUM0.04%$311,1546.0KQ1 2026OLDER
Trilogy Capital Inc.$2.6B AUM0.03%$898,83818.0KQ2 2026
PARSONS CAPITAL MANAGEMENT INC/RI$2.2B AUM0.03%$699,53113.4KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.03%$2M33.2KQ2 2026
GTS SECURITIES LLC$2.8B AUM0.03%$873,86119.7KQ4 2025OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.03%$2M44.5KQ1 2026OLDER
KFG WEALTH MANAGEMENT, LLC$774M AUM0.03%$213,7064.1KQ1 2026OLDER
Evanson Asset Management, LLC$1.9B AUM0.03%$499,1449.6KQ1 2026OLDER
Brookwood Investment Group LLC$810M AUM0.03%$212,6654.1KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.03%$15M285.7KQ1 2026OLDER
Proficio Capital Partners LLC$1.9B AUM0.02%$456,5668.8KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.02%$2M40.0KQ1 2026OLDER
Evanson Financial, LLC$2.0B AUM0.02%$479,4619.6KQ2 2026
Manchester Capital Management LLC$694M AUM0.02%$152,5882.9KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.02%$15M295.9KQ1 2026OLDER
MARK SHEPTOFF FINANCIAL PLANNING, LLC$189M AUM0.02%$39,524747Q1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.02%$4M73.1KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.02%$264,0795.1KQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.02%$1M28.6KQ1 2026OLDER
Magnus Financial Group LLC$1.4B AUM0.02%$208,0114.7KQ3 2025OLDER
Savvy Advisors, Inc.$3.7B AUM0.02%$605,00511.6KQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.02%$1M22.7KQ1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.02%$3M65.1KQ2 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$3M54.1KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.01%$96,3111.9KQ1 2026OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$299,9276.7KQ4 2025OLDER
Sigma Planning Corp$3.6B AUM0.01%$494,7989.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$50M968.5KQ1 2026OLDER
Perigon Wealth Management, LLC$5.5B AUM0.01%$624,72012.0KQ1 2026OLDER
Compound Planning, Inc.$3.3B AUM0.01%$366,9047.0KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$917,19317.6KQ1 2026OLDER
LEAVELL INVESTMENT MANAGEMENT, INC.$2.4B AUM0.01%$249,9404.8KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.01%$9M173.2KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.01%$421,3798.1KQ1 2026OLDER
Destination Wealth Management$3.9B AUM0.01%$376,9147.2KQ1 2026OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.01%$376,3427.2KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.01%$1M22.1KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M35.8KQ1 2026OLDER
Waverly Advisors, LLC$13.4B AUM0.01%$1M22.3KQ1 2026OLDER
Promus Capital, LLC$157M AUM0.01%$13,409300Q3 2025OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.01%$2M30.0KQ1 2026OLDER
Evelyn Partners Asset Management Ltd$406M AUM0.01%$33,370641Q1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.01%$8M148.6KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$43M816.9KQ2 2026
ROYAL BANK OF CANADA$570.1B AUM0.01%$43M829.6KQ1 2026OLDER
RITHOLTZ WEALTH MANAGEMENT$5.8B AUM0.01%$431,8908.3KQ1 2026OLDER
Focus Financial Network, Inc.$3.2B AUM0.01%$232,8894.7KQ2 2026
Painted Porch Advisors LLC$210M AUM0.01%$18,772420Q4 2025OLDER
Godfrey Financial Associates, Inc.$117M AUM0.01%$8,017154Q1 2026OLDER
Cresset Asset Management, LLC$23.1B AUM0.01%$1M27.3KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.01%$4M75.3KQ1 2026OLDER
Strategic Investment Solutions, Inc. /IL$437M AUM0.01%$25,788517Q2 2026
Financial Freedom, LLC$201M AUM0.01%$11,177215Q1 2026OLDER
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.01%$208,9174.0KQ1 2026OLDER
JDM Financial Group LLC$259M AUM0.01%$12,202273Q3 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$16M315.8KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$5M100.7KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M62.1KQ1 2026OLDER
MB, LEVIS & ASSOCIATES, LLC$240M AUM0.00%$10,412200Q1 2026OLDER
STEPHENS INC /AR/$8.0B AUM0.00%$346,7887.8KQ4 2025OLDER
MGO ONE SEVEN LLC$5.0B AUM0.00%$214,0044.1KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$23M433.8KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$27M519.5KQ1 2026OLDER
Reyes Financial Architecture, Inc.$179M AUM0.00%$4,89494Q1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$104,3112.0KQ1 2026OLDER
KING LUTHER CAPITAL MANAGEMENT CORP$23.1B AUM0.00%$858,99016.5KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$39,045750Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$13M249.1KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.00%$2M39.7KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$84,7021.6KQ1 2026OLDER
Caldwell Trust Co$1.1B AUM0.00%$26,134502Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$500,6309.6KQ2 2026
&PARTNERS$20.2B AUM0.00%$344,3246.6KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$1M25.8KQ4 2025OLDER
GAMMA Investing LLC$2.7B AUM0.00%$41,899840Q2 2026
SALEM INVESTMENT COUNSELORS INC$3.4B AUM0.00%$52,0601.0KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$159,9113.1KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$234,1125.2KQ3 2025OLDER
Empowered Funds, LLC$15.7B AUM0.00%$221,8284.3KQ2 2026
SCOTIA CAPITAL INC.$24.3B AUM0.00%$318,6086.1KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$798,67315.3KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$6M107.7KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$8,121156Q1 2026OLDER
CIBC WORLD MARKET INC.$61.3B AUM0.00%$303,7705.8KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$90,7922.0KQ4 2025OLDER
Mariner, LLC$85.7B AUM0.00%$274,6175.3KQ1 2026OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$529,59111.8KQ3 2025OLDER
Accordant Advisory Group Inc$161M AUM0.00%$4178Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$343,2326.6KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$386,1747.4KQ1 2026OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$7,809150Q1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$37,569845Q4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$2M36.8KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$3,36868Q2 2026
MORGAN STANLEY$1.67T AUM0.00%$1M33.1KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$43,991845Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$126,2662.8KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$101,5171.9KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$806,93015.5KQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$1,60631Q1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$140,5622.7KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$2,60350Q2 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$265,5065.1KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$88920Q4 2025OLDER
Quattro Advisors LLC$115M AUM0.00%$451Q4 2025OLDER
CWM, LLC$38.1B AUM0.00%$13289Q4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$1,21627Q4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$3,56869Q1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$14,160272Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$6,508125Q1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$4,94555.8KQ1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$78115Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$66813Q1 2026OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$1,29629Q3 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$66715Q4 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$220Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM$017Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.