SEC 13F Intelligence

Managers / Q1 2026

MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK 0001607355 · 703 HEBRON AVE., 3RD FLOOR, GLASTONBURY, CT, 06033 · 860-734-1090

Reported Value
$189M
Q1 2026
Positions
510
Filings on Record
30
2019–present window
Filed
May 11, 2026
original filing

Summary

Mark Sheptoff Financial Planning, LLC reported $189M in U.S.-listed holdings across 510 positions for Q1 2026.

Its largest position, MSFT, represents 10.0% of the portfolio.

Compared with Q4 2025, the fund opened 78 new positions and exited 75.

Portfolio Metrics

Turnover
+9.5%
vs prior filed quarter
Top-10 Concentration
+51.3%
share of reported value
Largest Position
+10.0%
Microsoft
New / Exited
78 / 75
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $120MQ4 ’18Q1 ’19: $139MQ2 ’19: $146MQ3 ’19: $148MQ4 ’19: $159MQ4 ’19Q1 ’20: $132MQ2 ’20: $154MQ3 ’20: $163MQ4 ’20: $176MQ4 ’20Q1 ’21: $174MQ2 ’21: $187MQ3 ’21: $182MQ4 ’21: $210MQ4 ’21Q1 ’22: $199MQ2 ’22: $174MQ3 ’22: $164MQ4 ’22: $171MQ4 ’22Q1 ’23: $172MQ2 ’23: $175MQ3 ’23: $156MQ4 ’23: $166MQ4 ’23Q1 ’24: $180MQ2 ’24: $179MQ3 ’24: $188MQ4 ’24: $186MQ4 ’24Q1 ’25: $181MQ2 ’25: $188MQ3 ’25: $209MQ4 ’25: $210MQ4 ’25Q1 ’26: $189Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 84.7%ETP: 13.2%Other: 1.0%ADR: 0.7%MLP: 0.2%Other: 0.3%
  • Common Stock · 84.7% · $160M
  • ETP · 13.2% · $25M
  • Other · 1.0% · $2M
  • ADR · 0.7% · $1M
  • MLP · 0.2% · $365,113
  • Other · 0.3% · $553,957

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD SCOTTSDALE FUNDSNEW+12.5K12.5K+$1M$1M
J P MORGAN EXCHANGE TRADED FDNEW+19.0K19.0K+$889,010$889,010
HPEHEWLETT PACKARD ENTERPRISE CONEW+13.1K13.1K+$393,524$393,524
VANGUARD BD INDEX FDSNEW+3.8K3.8K+$290,578$290,578
NESTLE ADRNEW+2.9K2.9K+$289,043$289,043
ISHARES TRNEW+3.4K3.4K+$177,751$177,751
ISSCINNOVATIVE SOLUTIONS AND SUPPORT INCNEW+6.2K6.2K+$128,278$128,278
LGNLEGENCE CORPNEW+750750+$74,535$74,535

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMICROSOFT CORPhistory →COM9.99%$19M45.9K
2NEENEXTERA ENERGY INChistory →COM8.94%$17M175.5K
3CLSCELESTICA INChistory →COM6.56%$12M29.7K
4PLTRPALANTIR TECHNOLOGIES INChistory →CL A5.27%$10M73.3K
5AAPLAPPLE INChistory →COM4.68%$9M31.1K
6RTXRTX CORPORATIONhistory →COM4.09%$8M44.7K
7JNJJOHNSON &JOHNSONhistory →COM3.92%$7M32.8K
8PEPPEPSICO INChistory →COM3.02%$6M36.7K
9VEEVVEEVA SYSTEMS INChistory →CL A COM2.47%$5M27.2K
10ABBVABBVIE INC COM USD0.01history →COM2.31%$4M21.2K
11VRTXVERTEX PHARMACEUTICALS INChistory →COM2.14%$4M9.5K
12INVESCO EXCHANGE TRADED FD TRS&P500 EQL WGT1.86%$4M17.3K
13TSLATESLA INChistory →COM1.80%$3M8.7K
14BRK/BBERKSHIRE HATHAWAY INChistory →CL B NEW1.68%$3M6.8K
15GDGENERAL DYNAMICS CORPhistory →COM1.52%$3M8.2K
16VVISA INChistory →COM1.39%$3M8.1K
17FIRST TR EXCHANGE TRADED FD IINASDQ CYB ETF1.24%$2M32.9K
18NVDANVIDIA CORPORATIONhistory →COM1.18%$2M11.3K
19VANGUARD WHITEHALL FDSHIGH DIV YLD1.14%$2M13.7K
20KOCOCA-COLA COhistory →COM1.11%$2M26.6K
21BLACKROCK ETF TRUSTISHARES AI INNO1.06%$2M44.9K
22AMZNAMAZON.COM INChistory →COM1.02%$2M7.0K
23COSTCOSTCO WHOLESALE CORPCOM0.87%$2M1.6K
24ABTABBOTT LABORATORIESCOM0.82%$2M17.9K
25ISHARES TRCYBERSECURITY0.82%$2M31.4K
26SELECT SECTOR SPDR TRSTATE STREET IND · STATE STREET HEA0.81%$2M9.7K
27PWRQUANTA SERVICESCOM0.74%$1M1.8K
28MDLZMONDELEZ INTL INCCOM0.72%$1M22.3K
29AEPAMERICAN ELEC PWR CO INC COMCOM0.67%$1M9.3K
30VANGUARD SPECIALIZED FUNDSDIV APP ETF0.67%$1M5.5K
31UNHUNITEDHEALTH GROUP INCCOM0.62%$1M3.2K
32KTOSKRATOS DEFENSE AND SECURITY SOLUTIONS INCCOM0.60%$1M19.1K
33HDHOME DEPOT INCCOM0.57%$1M3.4K
34TXNTEXAS INSTRUMENTS INCCOM0.56%$1M3.7K
35HIGTHE HARTFORD INSURANCE GROUP, INC.COM0.55%$1M7.7K
36VANGUARD SCOTTSDALE FUNDSINT-TM CORP BD ETF0.54%$1M12.5K
37AWCAMERICAN WATER WORKS COMPANY INC NEWCOM0.54%$1M8.2K
38TTCTORO COCOM0.50%$938,77110.0K
39KINIKSA PHARMACEUTICALS INTERNATIONORD SHS CL A0.50%$936,21016.5K
40J P MORGAN EXCHANGE TRADED FDCORE PLUS BD ETF0.47%$889,01019.0K
41DVNDEVON ENERGY CORP NEWCOM0.44%$838,78616.4K
42LMTLOCKHEED MARTIN CORPCOM0.44%$823,9581.6K
43DIREXION SHARES ETF TRUSTDLY FIN BULL NEW0.42%$800,5206.0K
44NVSNNOVARTIS AGSPONSORED ADR0.39%$744,9605.1K
45MORGAN STANLEY ETF TRUSTEATON VANCE TOTA0.39%$736,07414.5K
46GILDGILEAD SCIENCES INCCOM0.39%$734,3885.5K
47PGPROCTER AND GAMBLE COCOM0.38%$709,5744.9K
48SJMSMUCKER J M COCOM0.37%$701,0037.3K
49LLYELI LILLY &COCOM0.37%$697,170705

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$189M510May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$210M507Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$209M481Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$188M512Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$181M445May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$186M431Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$188M428Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$179M429Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$180M402May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$166M396Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$156M383Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$175M392Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$172M385May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$171M394Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$164M379Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$174M391Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$199M436May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$210M468Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M398Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$187M420Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$174M379May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M360Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$163M332Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$154M364Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$132M352May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$159M370Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$148M365Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$146M360Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$139M361May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$120M335Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.