SEC 13F Intelligence

Managers / Q4 2022 · view latest →

MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK 0001607355 · 703 HEBRON AVE., 3RD FLOOR, GLASTONBURY, CT, 06033 · 860-734-1090

Reported Value
$171M
Q4 2022
Positions
394
Filings on Record
30
2019–present window
Filed
Feb 14, 2023
original filing

Summary

Mark Sheptoff Financial Planning, LLC reported $171M in U.S.-listed holdings across 394 positions for Q4 2022.

Its largest position, NEE, represents 9.7% of the portfolio.

Compared with Q3 2022, the fund opened 27 new positions and exited 12.

Portfolio Metrics

Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+52.9%
share of reported value
Largest Position
+9.7%
Nextera Energy
New / Exited
27 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $120MQ4 ’18Q1 ’19: $139MQ2 ’19: $146MQ3 ’19: $148MQ4 ’19: $159MQ4 ’19Q1 ’20: $132MQ2 ’20: $154MQ3 ’20: $163MQ4 ’20: $176MQ4 ’20Q1 ’21: $174MQ2 ’21: $187MQ3 ’21: $182MQ4 ’21: $210MQ4 ’21Q1 ’22: $199MQ2 ’22: $174MQ3 ’22: $164MQ4 ’22: $171MQ4 ’22Q1 ’23: $172MQ2 ’23: $175MQ3 ’23: $156MQ4 ’23: $166MQ4 ’23Q1 ’24: $180MQ2 ’24: $179MQ3 ’24: $188MQ4 ’24: $186MQ4 ’24Q1 ’25: $181MQ2 ’25: $188MQ3 ’25: $209MQ4 ’25: $210MQ4 ’25Q1 ’26: $189Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 94.6%ETP: 3.3%Other: 1.3%ADR: 0.5%REIT: 0.2%Other: 0.1%
  • Common Stock · 94.6% · $161M
  • ETP · 3.3% · $6M
  • Other · 1.3% · $2M
  • ADR · 0.5% · $921,805
  • REIT · 0.2% · $328,909
  • Other · 0.1% · $148,327

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CN2CATALYST PHARMACEUTICALS INCNEW+28.4K28.4K+$528,240$528,240
MDYSPDR S&P MIDCAP 400 ETF TRNEW+466466+$206,340$206,340
ARRYARRAY TECHNOLOGIES INCNEW+7.8K7.8K+$150,774$150,774
WPCWP CAREY INCNEW+1.2K1.2K+$96,765$96,765
DGXQUEST DIAGNOSTICS INCNEW+412412+$64,453$64,453
SELECT SECTOR SPDR TRNEW+405405+$50,398$50,398
DGIIDIGI INTL INCNEW+1.3K1.3K+$47,515$47,515
XLFSELECT SECTOR SPDR TRNEW+974974+$33,311$33,311

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NEENEXTERA ENERGY INChistory →COM9.73%$17M198.6K
2UNHUNITEDHEALTH GROUP INChistory →COM9.66%$16M31.1K
3MSFTMICROSOFT CORPhistory →COM7.68%$13M54.6K
4PEPPEPSICO INChistory →COM5.28%$9M49.8K
5AAPLAPPLE INChistory →COM4.35%$7M57.0K
6JNJJOHNSON & JOHNSONhistory →COM4.26%$7M41.1K
7ABTABBOTT LABShistory →COM3.34%$6M51.9K
8HRLHORMEL FOODS CORPhistory →COM3.12%$5M116.9K
9ABBVABBVIE INChistory →COM2.86%$5M30.2K
10VEEVVEEVA SYS INChistory →CL A COM2.66%$5M28.1K
11SJMSMUCKER J M COhistory →COM NEW2.37%$4M25.5K
12VRTXVERTEX PHARMACEUTICALS INChistory →COM1.94%$3M11.4K
13MDLZMONDELEZ INTL INChistory →CL A1.67%$3M42.8K
14AWCAMERICAN WTR WKS CO INC NEWhistory →COM1.55%$3M17.4K
15KOCOCA COLA COhistory →COM1.52%$3M40.8K
16CB1ACONSTELLATION BRANDS INChistory →CL A1.41%$2M10.3K
17BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.31%$2M7.2K
18AEPAMERICAN ELEC PWR CO INChistory →COM1.24%$2M22.4K
19GDGENERAL DYNAMICS CORPhistory →COM1.17%$2M8.0K
20VVISA INChistory →COM CL A1.10%$2M9.0K
21PFEPFIZER INChistory →COM1.02%$2M33.9K
22HONGBPHONEYWELL INTL INCCOM0.89%$2M7.1K
23TSLATESLA INCCOM0.84%$1M11.6K
24RYANRYAN SPECIALTY HOLDINGS INCCL A0.83%$1M34.0K
25COSTCOSTCO WHSL CORP NEWCOM0.82%$1M3.1K
26HDHOME DEPOT INCCOM0.81%$1M4.4K
27LMTLOCKHEED MARTIN CORPCOM0.78%$1M2.7K
28XIFRNEXTERA ENERGY PARTNERS LPCOM UNIT PART IN0.74%$1M18.0K
29MRKMERCK & CO INCCOM0.73%$1M11.2K
30VANECK ETF TRUSTRARE EARTH/STRTG0.69%$1M15.5K
31LHXL3HARRIS TECHNOLOGIES INCCOM0.69%$1M5.7K
32RTXRAYTHEON TECHNOLOGIES CORPCOM0.68%$1M11.5K
33TTCTORO COCOM0.66%$1M10.0K
34PGPROCTER AND GAMBLE COCOM0.64%$1M7.2K
35DVNDEVON ENERGY CORP NEWCOM0.61%$1M16.8K
36CVSCVS HEALTH CORPCOM0.58%$992,93910.7K
37TKRTIMKEN COCOM0.54%$919,08012.5K
38TAT&T INCCOM0.54%$915,99049.8K
39DHRDANAHER CORPORATIONCOM0.50%$861,0223.2K
40SPDR S&P 500 ETF TRTR UNIT0.47%$793,1602.1K
41DC4DEXCOM INCCOM0.45%$773,9956.8K
42COOPER COS INCCOM NEW0.45%$770,6792.3K
43CLXCLOROX CO DELCOM0.42%$715,6835.1K
44SOSOUTHERN COCOM0.41%$701,6039.8K
45CLCOLGATE PALMOLIVE COCOM0.39%$662,5818.4K
46PYPLPAYPAL HLDGS INCCOM0.38%$642,1889.0K
47BACVERIZON COMMUNICATIONS INCCOM0.38%$639,77716.2K
48HIGHARTFORD FINL SVCS GROUP INCCOM0.36%$618,7738.2K
49TXNTEXAS INSTRS INCCOM0.36%$617,0973.7K
50AMZNAMAZON COM INCCOM0.36%$611,9407.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$189M510May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$210M507Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$209M481Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$188M512Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$181M445May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$186M431Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$188M428Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$179M429Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$180M402May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$166M396Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$156M383Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$175M392Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$172M385May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$171M394Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$164M379Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$174M391Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$199M436May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$210M468Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M398Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$187M420Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$174M379May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M360Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$163M332Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$154M364Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$132M352May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$159M370Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$148M365Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$146M360Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$139M361May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$120M335Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.