SEC 13F Intelligence

Managers / Q1 2022 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$285M
Q1 2022
Positions
200
Filings on Record
25
2019–present window
Filed
May 3, 2022
original filing

Summary

Fernwood Investment Management, LLC reported $285M in U.S.-listed holdings across 200 positions for Q1 2022.

Its largest position, AAPL, represents 3.9% of the portfolio.

Compared with Q4 2021, the fund opened 5 new positions and exited 16.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+28.3%
share of reported value
Largest Position
+3.9%
Apple
New / Exited
5 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 71.3%ETP: 26.5%REIT: 1.5%ADR: 0.4%Closed-End Fund: 0.2%Other: 0.2%
  • Common Stock · 71.3% · $203M
  • ETP · 26.5% · $75M
  • REIT · 1.5% · $4M
  • ADR · 0.4% · $1M
  • Closed-End Fund · 0.2% · $624,000
  • Other · 0.2% · $487,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMLPALPS TRUST ETF ALERIAN MLPNEW+11.1K11.1K+$425,000$425,000
DVNDEVON ENERGY CORPNEW+3.8K3.8K+$225,000$225,000
AWKAMERICAN WATER WORKS CONEW+1.3K1.3K+$208,000$208,000
PIONEER NATURAL RESOURCES CONEW+826826+$207,000$207,000
CISOCERBERUS CYBER SENTINEL CORP COMNEW+20.0K20.0K+$106,000$106,000
PFFISHARES PREFERRED AND INCOME SECURITIES ETFSOLD OUT−15.0K0−$591,000$0
SPDR BLOOMBERG HIGH YIELD BOND ETFSOLD OUT−5.3K0−$578,000$0
CWBSPDR BLOOMBERG CONVERTIBLE SECURITIES ETFSOLD OUT−3.6K0−$302,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

199 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock3.90%$11M63.6K
2TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock3.72%$11M7.8K
3MDBMONGODB INC CL Ahistory →Stock3.51%$10M22.5K
4IVVISHARES S&P 500 INDEXhistory →ETF3.42%$10M21.5K
5MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.73%$8M33.0K
6GLOBAL BLOOD THERAPEUTICS INC COMStock2.55%$7M210.0K
7AMZNAMAZON.COM INChistory →Stock2.54%$7M2.2K
8IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF2.00%$6M28.4K
9GOOGLALPHABET INC CLASS Ahistory →Stock1.99%$6M2.0K
10CVSCVS HEALTH CORP COMhistory →Stock1.97%$6M55.4K
11RLAYRELAY THERAPEUTICS INC COMhistory →Stock1.94%$6M185.1K
12ARCCARES CAPITAL CORP COMhistory →CEF1.78%$5M242.0K
13METAMETA PLATFORMS INC CL Ahistory →Stock1.73%$5M22.2K
14LLYLILLY ELI & CO COMhistory →Stock1.43%$4M14.2K
15UNPUNION PAC CORP COMhistory →Stock1.40%$4M14.6K
16MSCIMSCI INC COMhistory →Stock1.34%$4M7.6K
17MRVLMARVELL TECHNOLOGY INC COMhistory →Stock1.34%$4M53.2K
18DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.33%$4M70.8K
19MOALTRIA GROUP INC COMhistory →Stock1.32%$4M71.9K
20JNJJOHNSON & JOHNSON COMhistory →Stock1.28%$4M20.5K
21VVISA INChistory →Stock1.10%$3M14.1K
22IWBISHARES RUSSELL 1000 ETFhistory →ETF1.09%$3M12.5K
23IJHISHARES S&P MIDCAP FUNDhistory →ETF1.09%$3M11.6K
24IWMISHARES RUSSELL 2000 ETFhistory →ETF1.08%$3M15.1K
25GOOGALPHABET INC CAP STK CL Chistory →Stock1.04%$3M1.1K
26PMPHILIP MORRIS INTL INChistory →Stock1.02%$3M30.9K
27DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.00%$3M22.3K
28BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.96%$3M3.3K
29IRDMIRIDIUM COMMUNICATIONS INC COMStock0.86%$2M61.1K
30ABBVABBVIE INC COMStock0.84%$2M14.8K
31TSLATESLA MOTORS INCStock0.84%$2M2.2K
32MDTMEDTRONIC PLC SHSStock0.83%$2M21.2K
33MSFTMICROSOFTStock0.80%$2M7.4K
34GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.79%$2M90.7K
35EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.74%$2M75.8K
36CMGCHIPOTLE MEXICAN GRILL INC COMStock0.72%$2M1.3K
37CORAMERISOURCEBERGEN CORP COMStock0.71%$2M13.0K
38STZCONSTELLATION BRANDS INC CL AStock0.68%$2M8.4K
39ACNACCENTURE PLC IRELAND SHS CLASS AStock0.68%$2M5.7K
40AXONAXON ENTERPRISE INC COMStock0.67%$2M13.9K
41SBACSBA COMMUNICATIONS CPREIT0.67%$2M5.5K
42DISDISNEY WALT CO COMStock0.65%$2M13.5K
43SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.65%$2M33.1K
44DAYCERIDIAN HCM HLDG INC COMStock0.64%$2M26.7K
45GILDGILEAD SCIENCES INCStock0.63%$2M30.1K
46NVDANVIDIA CORPORATION COMStock0.63%$2M6.6K
47EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.62%$2M53.8K
48PLRXPLIANT THERAPEUTICS INCStock0.62%$2M186.1K
49BBIOBRIDGEBIO PHARMA INC COMStock0.61%$2M172.3K
50EXMOCEXXON MOBIL CORP COMStock0.61%$2M21.1K
51XLVHEALTH CARE SELECT SECTOR SPDRETF0.60%$2M12.5K
52OLEDUNIVERSAL DISPLAY CORPStock0.59%$2M10.0K
53YUMCYUM CHINA HLDGS INC COMStock0.57%$2M39.0K
54SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.56%$2M24.2K
55CRWDCROWDSTRIKE HLDGS INC CL AStock0.56%$2M7.0K
56FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.56%$2M14.7K
57PSXPHILLIPS 66Stock0.54%$2M17.8K
58SWKSSKYWORKS SOLUTIONS INC COMStock0.53%$2M11.4K
59VTYVERINT SYS INC COMStock0.51%$1M28.1K
60COPCONOCOPHILLIPS COMStock0.51%$1M14.4K
61SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.50%$1M17.2K
62MCDMCDONALDS CORP COMStock0.49%$1M5.7K
63SLGSL GREEN RLTY CORP COMREIT0.49%$1M17.4K
64ORLYO REILLY AUTOMOTIVE INCStock0.48%$1M2.0K
65YUMYUM BRANDS INC COMStock0.47%$1M11.2K
66GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.47%$1M40.5K
67CLOUGLOBAL X CLOUD COMPUTING ETFETF0.45%$1M58.3K
68SAFTSAFETY INSURANCE GROUP INStock0.44%$1M13.8K
69FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.43%$1M40.0K
70UPSUNITED PARCEL SERVICE INC CL BStock0.43%$1M5.7K
71MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.42%$1M6.8K
72ILMNILLUMINA INCStock0.41%$1M3.4K
73SPDR PORTFOLIO S&P 500 VALUE ETFETF0.41%$1M28.0K
74BSXBOSTON SCIENTIFIC CORPStock0.41%$1M26.2K
75PFEPFIZER INC COMStock0.40%$1M22.2K
76BIIBBIOGEN IDEC INCStock0.37%$1M5.0K
77MKCMCCORMICK & CO INC COM NON VTGStock0.37%$1M10.5K
78CBOECBOE GLOBAL MKTS INC COMStock0.36%$1M8.9K
79DHRDANAHER CORPStock0.35%$1M3.4K
80LDURPIMCO ENHANCED LOW DURATION ACTIVE EXCHANGE-TRADED FUNDETF0.34%$975,00010.0K
81XLEENERGY SELECT SECTOR SPDRETF0.34%$967,00012.7K
82SUSAISHARES MSCI USA ESG SELECT ETFETF0.33%$946,0009.8K
83PYPLPAYPAL HLDGS INC COMStock0.33%$934,0008.1K
84AALAMERICAN AIRLS GROUP INC COMStock0.32%$919,00050.4K
85SHVISHARES SHORT TREASURY BOND ETFETF0.32%$915,0008.3K
86QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.32%$898,0006.7K
87HSYHERSHEY CO COMStock0.31%$894,0004.1K
88TRUPTRUPANION INC COMStock0.31%$891,00010.0K
89XLKTECHNOLOGY SELECT SECTOR SPDRETF0.31%$873,0005.5K
90PTONPELOTON INTERACTIVE INC CL A COMStock0.29%$828,00031.3K
91THRMGENTHERM INC COMStock0.29%$817,00011.2K
92WMBWILLIAMS COS INC COMStock0.28%$801,00024.0K
93NEONEOGENOMICS INC COM NEWStock0.28%$795,00065.4K
94SPYSPDR S&P 500 ETFETF0.28%$794,0001.8K
95WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.28%$784,000592
96CATCATERPILLAR INC COMStock0.27%$779,0003.5K
97OPLNKAR AUCTION SVCS INC COMStock0.27%$776,00043.0K
98HDHOME DEPOTStock0.27%$770,0002.6K
99IMMUNOGEN INC COMStock0.27%$756,000158.8K
100BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.26%$739,0006.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.