SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$209M
Q4 2019
Positions
159
Filings on Record
25
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Fernwood Investment Management, LLC reported $209M in U.S.-listed holdings across 159 positions for Q4 2019.

Its largest position, Global Blood Therapeutics Inc Com, represents 9.8% of the portfolio.

Compared with Q3 2019, the fund opened 16 new positions and exited 37.

Portfolio Metrics

Turnover
+10.4%
vs prior filed quarter
Top-10 Concentration
+31.5%
share of reported value
Largest Position
+9.8%
Global Blood Therapeutics Inc Com
New / Exited
16 / 37
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 70.2%ETP: 23.1%Royalty Trst: 2.4%REIT: 2.3%ADR: 1.3%Other: 0.7%
  • Common Stock · 70.2% · $147M
  • ETP · 23.1% · $48M
  • Royalty Trst · 2.4% · $5M
  • REIT · 2.3% · $5M
  • ADR · 1.3% · $3M
  • Other · 0.7% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LLYLILLY ELI & CO COMNEW+20.6K20.6K+$3M$3M
AALAMERICAN AIRLS GROUP INC COMNEW+49.6K49.6K+$1M$1M
MARVELL TECHNOLOGY GROUP LTD ORDNEW+28.9K28.9K+$768,000$768,000
MSCIMSCI INC COMNEW+2.3K2.3K+$589,000$589,000
ALGNALIGN TECHNOLOGY INCNEW+1.0K1.0K+$286,000$286,000
JHMLJOHN HANCOCK MULTIFACTOR LARGE CAP ETFNEW+6.7K6.7K+$278,000$278,000
SKYYFIRST TRUST CLOUD COMPUTING ETFNEW+3.9K3.9K+$236,000$236,000
CLOUGLOBAL X CLOUD COMPUTING ETFNEW+15.0K15.0K+$236,000$236,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

158 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock9.81%$21M258.0K
2PORTOLA PHARMACEUTICALS INC COMStock3.84%$8M336.1K
3IVVISHARES S&P 500 INDEXhistory →ETF3.04%$6M19.7K
4MYOKARDIA INC COMStock2.79%$6M80.0K
5METAFACEBOOK INC CL Ahistory →Stock2.46%$5M25.1K
6TEXAS PAC LD TR SUB CTF PROP I TStock2.37%$5M6.3K
7VVISA INChistory →Stock1.85%$4M20.6K
8CVSCVS HEALTH CORP COMhistory →Stock1.80%$4M50.6K
9MOALTRIA GROUP INC COMhistory →Stock1.77%$4M74.2K
10BBIOBRIDGEBIO PHARMA INC COMhistory →Stock1.75%$4M104.4K
11IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.73%$4M27.1K
12AMZNAMAZON.COM INChistory →Stock1.67%$3M1.9K
13DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.66%$3M51.1K
14MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF1.65%$3M23.7K
15MDBMONGODB INC CL Ahistory →Stock1.61%$3M25.5K
16UNPUNION PACIFIC CORP COMhistory →Stock1.41%$3M16.3K
17GILDGILEAD SCIENCES INChistory →Stock1.39%$3M44.6K
18IWMISHARES RUSSELL 2000 ETFhistory →ETF1.38%$3M17.4K
19DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.34%$3M26.4K
20LLYLILLY ELI & CO COMhistory →Stock1.30%$3M20.6K
21BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock1.29%$3M2.9K
22PMPHILIP MORRIS INTL INChistory →Stock1.28%$3M31.3K
23JNJJOHNSON & JOHNSON COMhistory →Stock1.26%$3M18.1K
24GOOGLALPHABET INC CLASS Ahistory →Stock1.24%$3M1.9K
25IWBISHARES RUSSELL 1000 ETFhistory →ETF1.23%$3M14.4K
26IJHISHARES S&P MIDCAP FUNDhistory →ETF1.23%$3M12.5K
27DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.22%$3M60.4K
28AAPLAPPLE INChistory →Stock1.16%$2M8.2K
29ARCCARES CAP CORP COMhistory →CEF1.15%$2M128.7K
30BIIBBIOGEN IDEC INChistory →Stock1.13%$2M8.0K
31MDTMEDTRONIC PLC SHShistory →Stock1.13%$2M20.8K
32BABAALIBABA GROUP HLDG LTD SPONSORED ADShistory →ADR1.03%$2M10.1K
33PSXPHILLIPS 66history →Stock1.01%$2M18.9K
34SBACSBA COMMUNICATIONS CPhistory →REIT1.00%$2M8.7K
35YUMCYUM CHINA HLDGS INC COMStock1.00%$2M43.4K
36EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.98%$2M80.1K
37OLEDUNIVERSAL DISPLAY CORPStock0.96%$2M9.7K
38EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.90%$2M53.2K
39GOOGALPHABET INC CAP STK CL CStock0.81%$2M1.3K
40SWKSSKYWORKS SOLUTIONS INC COMStock0.73%$2M12.6K
41STZCONSTELLATION BRANDS INC CL AStock0.71%$1M7.8K
42WYWEYERHAEUSER CO COMStock0.70%$1M48.4K
43AALAMERICAN AIRLS GROUP INC COMStock0.68%$1M49.6K
44EXMOCEXXON MOBIL CORP COMStock0.66%$1M19.8K
45GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.65%$1M95.6K
46COPCONOCOPHILLIPS COMStock0.65%$1M20.9K
47SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.63%$1M33.2K
48AXONAXON ENTERPRISE INC COMStock0.62%$1M17.8K
49BSXBOSTON SCIENTIFIC CORPStock0.61%$1M28.3K
50ILMNILLUMINA INCStock0.58%$1M3.7K
51PFEPFIZER INC COMStock0.58%$1M30.9K
52ABBVABBVIE INC COMStock0.57%$1M13.6K
53DISDISNEY WALT CO COM DISNEYStock0.57%$1M8.2K
54CORAMERISOURCEBERGEN CORP COMStock0.56%$1M13.7K
55EFAISHARES MSCI EAFE ETFETF0.55%$1M16.7K
56BKLNINVESCO SENIOR LOAN ETFETF0.50%$1M45.9K
57MSFTMICROSOFTStock0.49%$1M6.5K
58MKCMCCORMICK & CO INC COM NON VTGStock0.46%$962,0005.7K
59IMMUNOGEN INC COMStock0.45%$939,000184.0K
60CBOECBOE GLOBAL MARKETS INC COMStock0.44%$924,0007.7K
61YUMYUM BRANDS INC COMStock0.43%$891,0008.8K
62ORLYO REILLY AUTOMOTIVE INCStock0.42%$874,0002.0K
63WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.42%$870,000600
64COUPA SOFTWARE INC COMStock0.40%$837,0005.7K
65TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.38%$800,00016.3K
66IRMIRON MOUNTAIN INCREIT0.37%$784,00024.6K
67PYPLPAYPAL HLDGS INC COMStock0.37%$768,0007.1K
68MARVELL TECHNOLOGY GROUP LTD ORDStock0.37%$768,00028.9K
69MSGSMADISON SQUARE GARDEN CO NEW CL AStock0.36%$762,0002.6K
70CMGCHIPOTLE MEXICAN GRILL INC COMStock0.36%$758,000905
71UPSUNITED PARCEL SERVICE INC CL BStock0.36%$757,0006.5K
72CAGCONAGRA BRANDS INC COMStock0.36%$757,00022.1K
73LYBLYONDELLBASELLStock0.35%$735,0007.8K
74SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.35%$734,00023.4K
75IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.35%$725,0006.0K
76SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.34%$702,00016.7K
77EEMISHARES MSCI EMERGING MARKETS ETFETF0.34%$701,00015.6K
78IPGPIPG PHOTONICS CORP COMStock0.34%$701,0004.8K
79SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.33%$691,0006.3K
80WATWATERS CPStock0.33%$683,0002.9K
81ACNACCENTURE PLC IRELAND SHS CLASS AStock0.32%$676,0003.2K
82MCDMCDONALDS CORP COMStock0.32%$673,0003.4K
83QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.32%$661,0006.5K
84CATCATERPILLAR INC DEL COMStock0.32%$659,0004.5K
85CYEURCYPRESS SEMICONDUCTOR CORP COMStock0.30%$637,00027.3K
86HSYHERSHEY CO COMStock0.30%$636,0004.3K
87VNQVANGUARD REAL ESTATE ETFETF0.30%$629,0006.8K
88MSCIMSCI INC COMStock0.28%$589,0002.3K
89WMBWILLIAMS COS INC DEL COMStock0.28%$588,00024.8K
90SPDR PORTFOLIO S&P 500 VALUE ETFETF0.28%$587,00016.8K
91XLKTECHNOLOGY SELECT SECTOR SPDRETF0.26%$551,0006.0K
92DHRDANAHER CORPStock0.26%$549,0003.6K
93IVWISHARES S&P 500 GROWTH ETFETF0.26%$547,0002.8K
94THRMGENTHERM INC COMStock0.26%$536,00012.1K
95XLVHEALTH CARE SELECT SECTOR SPDRETF0.26%$534,0005.2K
96ABTABBOTT LABS COMStock0.25%$514,0005.9K
97TCOMCTRIP.COM INTL LTD AMERICAN DEP SHSADR0.25%$514,00015.3K
98IWFISHARES RUSSELL 1000 GROWTH ETFETF0.23%$482,0002.7K
99INGERSOLL-RAND PLC SHSStock0.22%$463,0003.5K
100DDDUPONT DE NEMOURS INC COMStock0.22%$460,0007.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.