SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$202M
Q3 2019
Positions
180
Filings on Record
25
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Fernwood Investment Management, LLC reported $202M in U.S.-listed holdings across 180 positions for Q3 2019.

Its largest position, Global Blood Therapeutics Inc Com, represents 7.9% of the portfolio.

Compared with Q2 2019, the fund opened 39 new positions and exited 11.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+29.5%
share of reported value
Largest Position
+7.9%
Global Blood Therapeutics Inc Com
New / Exited
39 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 68.6%ETP: 24.6%REIT: 3.0%Royalty Trst: 1.9%ADR: 1.1%Other: 0.8%
  • Common Stock · 68.6% · $138M
  • ETP · 24.6% · $50M
  • REIT · 3.0% · $6M
  • Royalty Trst · 1.9% · $4M
  • ADR · 1.1% · $2M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BBIOBRIDGEBIO PHARMA INC COMNEW+95.2K95.2K+$2M$2M
SPYSPDR S&P 500 ETFNEW+5.9K5.9K+$2M$2M
BSXBOSTON SCIENTIFIC CORPNEW+31.1K31.1K+$1M$1M
WMTWALMART INC COMNEW+5.7K5.7K+$681,000$681,000
COUPA SOFTWARE INC COMNEW+5.3K5.3K+$680,000$680,000
JPMJPMORGAN CHASE & CO COMNEW+5.5K5.5K+$643,000$643,000
VHTVANGUARD HEALTH CARE INDEX FUNDNEW+3.8K3.8K+$635,000$635,000
CAGCONAGRA BRANDS INC COMNEW+20.1K20.1K+$617,000$617,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

179 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock7.90%$16M328.6K
2PORTOLA PHARMACEUTICALS INC COMStock5.00%$10M375.8K
3IVVISHARES S&P 500 INDEXhistory →ETF2.84%$6M19.2K
4MYOKARDIA INC COMStock2.81%$6M108.9K
5METAFACEBOOK INC CL Ahistory →Stock2.22%$4M25.1K
6TEXAS PAC LD TR SUB CTF PROP I TStock1.93%$4M6.0K
7VVISA INChistory →Stock1.90%$4M22.2K
8IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.72%$3M27.5K
9AMZNAMAZON.COM INChistory →Stock1.61%$3M1.9K
10CVSCVS HEALTH CORP COMhistory →Stock1.59%$3M50.8K
11MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF1.54%$3M23.4K
12MOALTRIA GROUP INC COMhistory →Stock1.51%$3M74.5K
13GILDGILEAD SCIENCES INChistory →Stock1.42%$3M45.3K
14DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.39%$3M27.5K
15IWMISHARES RUSSELL 2000 ETFhistory →ETF1.32%$3M17.5K
16UNPUNION PACIFIC CORP COMhistory →Stock1.30%$3M16.2K
17JNJJOHNSON & JOHNSON COMhistory →Stock1.30%$3M20.3K
18BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock1.26%$3M3.2K
19AAPLAPPLE INChistory →Stock1.26%$3M11.3K
20DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.25%$3M51.0K
21GOOGLALPHABET INC CLASS Ahistory →Stock1.22%$2M2.0K
22IJHISHARES S&P MIDCAP FUNDhistory →ETF1.21%$2M12.6K
23PMPHILIP MORRIS INTL INChistory →Stock1.20%$2M31.8K
24IWBISHARES RUSSELL 1000 ETFhistory →ETF1.18%$2M14.4K
25ARCCARES CAP CORP COMhistory →CEF1.17%$2M127.1K
26MDTMEDTRONIC PLC SHShistory →Stock1.09%$2M20.3K
27DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.08%$2M55.8K
28MDBMONGODB INC CL Ahistory →Stock1.08%$2M18.1K
29SBACSBA COMMUNICATIONS CPhistory →REIT1.05%$2M8.8K
30EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDhistory →ETF1.02%$2M80.1K
31BBIOBRIDGEBIO PHARMA INC COMhistory →Stock1.01%$2M95.2K
32YUMCYUM CHINA HLDGS INC COMStock0.98%$2M43.4K
33PSXPHILLIPS 66Stock0.96%$2M19.0K
34BIIBBIOGEN IDEC INCStock0.94%$2M8.2K
35GOOGALPHABET INC CAP STK CL CStock0.89%$2M1.5K
36SPYSPDR S&P 500 ETFETF0.87%$2M5.9K
37BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.83%$2M10.1K
38EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.83%$2M53.9K
39STZCONSTELLATION BRANDS INC CL AStock0.83%$2M8.0K
40OLEDUNIVERSAL DISPLAY CORPStock0.81%$2M9.7K
41EXMOCEXXON MOBIL CORP COMStock0.79%$2M22.5K
42MSFTMICROSOFTStock0.77%$2M11.1K
43GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.75%$2M116.6K
44PFEPFIZER INC COMStock0.69%$1M38.8K
45WYWEYERHAEUSER CO COMStock0.68%$1M49.5K
46MNSTMONSTER BEVERAGE CORPStock0.65%$1M22.6K
47COPCONOCOPHILLIPS COMStock0.65%$1M22.8K
48BSXBOSTON SCIENTIFIC CORPStock0.63%$1M31.1K
49SPDR PORTFOLIO TOTAL STOCK MARKET ETFETF0.61%$1M33.3K
50AXONAXON ENTERPRISE INC COMStock0.58%$1M20.4K
51ILMNILLUMINA INCStock0.57%$1M3.8K
52EFAISHARES MSCI EAFE ETFETF0.56%$1M17.4K
53CORAMERISOURCEBERGEN CORP COMStock0.56%$1M13.7K
54DISDISNEY WALT CO COM DISNEYStock0.55%$1M8.6K
55ABBVABBVIE INC COMStock0.51%$1M13.7K
56BKLNINVESCO SENIOR LOAN ETFETF0.50%$1M44.7K
57YUMYUM BRANDS INC COMStock0.50%$1M8.8K
58SWKSSKYWORKS SOLUTIONS INC COMStock0.50%$999,00012.6K
59CBOECBOE GLOBAL MARKETS INC COMStock0.44%$889,0007.7K
60MKCMCCORMICK & CO INC COM NON VTGStock0.44%$886,0005.7K
61IRMIRON MOUNTAIN INCREIT0.40%$807,00024.9K
62TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.40%$804,00016.3K
63ORLYO REILLY AUTOMOTIVE INCStock0.39%$795,0002.0K
64UPSUNITED PARCEL SERVICE INC CL BStock0.39%$786,0006.6K
65WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.38%$761,000500
66BCBRUNSWICK CORP COMStock0.37%$752,00014.4K
67PYPLPAYPAL HLDGS INC COMStock0.37%$746,0007.2K
68MCDMCDONALDS CORP COMStock0.37%$742,0003.5K
69CSCOCISCO SYS INCStock0.37%$739,00015.0K
70WMBWILLIAMS COS INC DEL COMStock0.37%$738,00030.7K
71LYBLYONDELLBASELLStock0.36%$718,0008.0K
72MSGSMADISON SQUARE GARDEN CO NEW CL AStock0.35%$700,0002.7K
73IPGPIPG PHOTONICS CORP COMStock0.34%$693,0005.1K
74SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.34%$686,0006.3K
75WMTWALMART INC COMStock0.34%$681,0005.7K
76COUPA SOFTWARE INC COMStock0.34%$680,0005.3K
77CMGCHIPOTLE MEXICAN GRILL INC COMStock0.34%$677,000805
78WATWATERS CPStock0.33%$675,0003.0K
79HSYHERSHEY CO COMStock0.33%$670,0004.3K
80EEMISHARES MSCI EMERGING MARKETS ETFETF0.33%$658,00016.1K
81CYEURCYPRESS SEMICONDUCTOR CORP COMStock0.33%$656,00028.1K
82SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.32%$651,00016.7K
83JPMJPMORGAN CHASE & CO COMStock0.32%$643,0005.5K
84VHTVANGUARD HEALTH CARE INDEX FUNDETF0.31%$635,0003.8K
85VNQVANGUARD REAL ESTATE ETFETF0.31%$629,0006.8K
86CAGCONAGRA BRANDS INC COMStock0.31%$617,00020.1K
87ACNACCENTURE PLC IRELAND SHS CLASS AStock0.31%$617,0003.2K
88IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.30%$611,0006.1K
89QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.30%$604,0006.5K
90SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.29%$594,00020.2K
91VCRVANGUARD CONSUMER DISCRETIONARY INDEX FUNDETF0.29%$587,0003.3K
92VOXVANGUARD COMMUNICATION SERVICES ETFETF0.29%$584,0006.7K
93CATCATERPILLAR INC DEL COMStock0.29%$583,0004.6K
94THRMGENTHERM INC COMStock0.27%$546,00013.3K
95FISVFISERV INC COMStock0.27%$541,0005.2K
96SPDR PORTFOLIO S&P 500 VALUE ETFETF0.27%$538,00016.8K
97DLRDIGITAL REALTY TRUST INCREIT0.27%$538,0004.1K
98IBMINTL BUSINESS MACHINESStock0.26%$518,0003.6K
99DHRDANAHER CORPStock0.26%$517,0003.6K
100IVWISHARES S&P 500 GROWTH ETFETF0.25%$514,0002.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.