SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$282M
Q2 2023
Positions
191
Filings on Record
25
2019–present window
Filed
Aug 9, 2023
original filing

Summary

Fernwood Investment Management, LLC reported $282M in U.S.-listed holdings across 191 positions for Q2 2023.

Its largest position, AAPL, represents 5.6% of the portfolio.

Compared with Q1 2023, the fund opened 13 new positions and exited 6.

Portfolio Metrics

Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+29.9%
share of reported value
Largest Position
+5.6%
Apple
New / Exited
13 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 73.2%ETP: 25.3%REIT: 0.9%ADR: 0.3%Other: 0.3%Closed-End Fund: 0.1%
  • Common Stock · 73.2% · $206M
  • ETP · 25.3% · $71M
  • REIT · 0.9% · $3M
  • ADR · 0.3% · $751,874
  • Other · 0.3% · $740,180
  • Closed-End Fund · 0.1% · $354,844

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MSGEMADISON SQUARE GARDEN ENTMT COM CL ANEW+11.7K11.7K+$393,354$393,354
SPDR BLOOMBERG HIGH YIELD BOND ETFNEW+3.1K3.1K+$281,796$281,796
CWBSPDR BLOOMBERG CONVERTIBLE SECURITIES ETFNEW+3.9K3.9K+$272,175$272,175
NATIONAL STORAGE AFFILIATES TR COM SHS BEN INNEW+6.2K6.2K+$258,914$258,914
ORCLORACLE CORPORATIONNEW+2.1K2.1K+$245,921$245,921
MRSHMARSH & MCLENNAN COS INC COMNEW+1.2K1.2K+$225,696$225,696
KNFKNIFE RIVER CORP COMMON STOCKNEW+5.1K5.1K+$221,285$221,285
HORIZON KINETICS ENERGY AND REMEDIATION ETFNEW+8.7K8.7K+$219,671$219,671

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

190 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock5.59%$16M84.1K
2TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock3.76%$11M8.1K
3IVVISHARES S&P 500 INDEXhistory →ETF3.54%$10M22.4K
4MDBMONGODB INC CL Ahistory →Stock3.43%$10M23.6K
5MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.71%$8M32.5K
6PLRXPLIANT THERAPEUTICS INChistory →Stock2.45%$7M380.7K
7METAMETA PLATFORMS INC CL Ahistory →Stock2.19%$6M21.5K
8AMZNAMAZON.COM INChistory →Stock2.17%$6M47.5K
9LLYELI LILLY & CO COMhistory →Stock2.04%$6M12.3K
10GOOGLALPHABET INC CLASS Ahistory →Stock2.02%$6M48.4K
11MSFTMICROSOFThistory →Stock1.99%$6M17.7K
12IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.87%$5M26.3K
13DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.77%$5M96.8K
14ARCCARES CAPITAL CORP COMhistory →CEF1.67%$5M250.2K
15NVDANVIDIA CORPORATION COMhistory →Stock1.63%$5M11.0K
16MSCIMSCI INC COMhistory →Stock1.61%$5M9.7K
17BBIOBRIDGEBIO PHARMA INC COMhistory →Stock1.46%$4M239.9K
18VVISA INChistory →Stock1.41%$4M16.9K
19CVSCVS HEALTH CORP COMhistory →Stock1.32%$4M53.9K
20JNJJOHNSON & JOHNSON COMhistory →Stock1.31%$4M22.6K
21GOOGALPHABET INC CAP STK CL Chistory →Stock1.16%$3M28.2K
22MRVLMARVELL TECHNOLOGY INC COMhistory →Stock1.16%$3M54.5K
23PMPHILIP MORRIS INTL INChistory →Stock1.10%$3M31.7K
24IWBISHARES RUSSELL 1000 ETFhistory →ETF1.08%$3M12.5K
25UNPUNION PAC CORP COMhistory →Stock1.07%$3M14.7K
26MOALTRIA GROUP INC COMhistory →Stock1.05%$3M65.6K
27CMGCHIPOTLE MEXICAN GRILL INC COMhistory →Stock1.03%$3M1.4K
28IJHISHARES CORE S&P MID-CAP ETFhistory →ETF1.01%$3M11.2K
29BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.99%$3M3.7K
30IWMISHARES RUSSELL 2000 ETFETF0.92%$3M14.0K
31ACNACCENTURE PLC IRELAND SHS CLASS AStock0.91%$3M8.5K
32IMMUNOGEN INC COMStock0.86%$2M128.7K
33AXONAXON ENTERPRISE INC COMStock0.86%$2M12.4K
34RLAYRELAY THERAPEUTICS INC COMStock0.82%$2M185.1K
35CORAMERISOURCEBERGEN CORP COMStock0.79%$2M11.7K
36EXMOCEXXON MOBIL CORP COMStock0.74%$2M19.4K
37STZCONSTELLATION BRANDS INC CL AStock0.73%$2M8.4K
38ABBVABBVIE INC COMStock0.72%$2M14.7K
39SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.69%$2M36.0K
40EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.68%$2M71.4K
41DVYISHARES DJ SELECT DIVIDENDETF0.68%$2M16.8K
42ORLYO REILLY AUTOMOTIVE INCStock0.67%$2M2.0K
43YUMCYUM CHINA HLDGS INC COMStock0.66%$2M33.0K
44MCDMCDONALDS CORP COMStock0.65%$2M6.2K
45MDTMEDTRONIC PLC SHSStock0.63%$2M20.1K
46TSLATESLA MOTORS INCStock0.62%$2M6.7K
47DAYCERIDIAN HCM HLDG INC COMStock0.61%$2M25.6K
48PSXPHILLIPS 66Stock0.59%$2M17.5K
49XLVHEALTH CARE SELECT SECTOR SPDRETF0.58%$2M12.4K
50GILDGILEAD SCIENCES INCStock0.57%$2M20.8K
51GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.56%$2M78.6K
52SPDR PORTFOLIO S&P 500 VALUE ETFETF0.55%$2M35.8K
53SPYSPDR S&P 500 ETF TRUSTETF0.55%$2M197.9K
54SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.54%$2M25.0K
55WMTWALMART INC COMStock0.52%$1M9.9K
56ATECALPHATEC HLDGS INC COM NEWStock0.52%$1M82.0K
57COPCONOCOPHILLIPS COMStock0.52%$1M14.2K
58YUMYUM BRANDS INC COMStock0.52%$1M10.6K
59FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.49%$1M15.6K
60KELKELLOGG CO COMStock0.49%$1M20.4K
61NEONEOGENOMICS INC COM NEWStock0.45%$1M79.1K
62MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.45%$1M6.8K
63SAFTSAFETY INSURANCE GROUP INStock0.44%$1M17.1K
64FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.44%$1M40.0K
65SBACSBA COMMUNICATIONS CPREIT0.43%$1M5.3K
66DISDISNEY WALT CO COMStock0.43%$1M13.7K
67PFEPFIZER INC COMStock0.42%$1M31.4K
68GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.42%$1M37.8K
69XLEENERGY SELECT SECTOR SPDRETF0.42%$1M14.5K
70BSXBOSTON SCIENTIFIC CORPStock0.41%$1M21.6K
71MDUMDU RES GROUP INC COMStock0.41%$1M55.6K
72CLOUGLOBAL X CLOUD COMPUTING ETFETF0.40%$1M57.1K
73OLEDUNIVERSAL DISPLAY CORPStock0.40%$1M7.9K
74EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETFETF0.40%$1M38.3K
75CBOECBOE GLOBAL MKTS INC COMStock0.40%$1M8.2K
76SWKSSKYWORKS SOLUTIONS INC COMStock0.38%$1M9.8K
77CRWDCROWDSTRIKE HLDGS INC CL AStock0.38%$1M7.3K
78SUSAISHARES MSCI USA ESG SELECT ETFETF0.34%$944,82810.1K
79XLKTECHNOLOGY SELECT SECTOR SPDRETF0.33%$942,3215.4K
80LDURPIMCO ENHANCED LOW DURATION ACTIVE ETFETF0.33%$937,41010.0K
81MKCMCCORMICK & CO INC COM NON VTGStock0.32%$911,55410.4K
82QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.32%$905,2476.7K
83AALAMERICAN AIRLS GROUP INC COMStock0.32%$900,66050.2K
84UPSUNITED PARCEL SERVICE INC CL BStock0.32%$889,6185.0K
85VTYVERINT SYS INC COMStock0.31%$883,51225.2K
86BIIBBIOGEN IDEC INCStock0.31%$877,3383.1K
87SHVISHARES SHORT TREASURY BOND ETFETF0.31%$872,4457.9K
88ILMNILLUMINA INCStock0.30%$853,0804.5K
89DHRDANAHER CORPStock0.29%$827,7293.9K
90HSYHERSHEY CO COMStock0.28%$780,3133.1K
91HDHOME DEPOTStock0.26%$740,9842.8K
92CAGCONAGRA BRANDS INC COMStock0.24%$678,31220.1K
93CTVACORTEVA INC COMStock0.24%$673,21811.7K
94BKLNINVESCO SENIOR LOAN ETFETF0.24%$671,21831.9K
95CATCATERPILLAR INC COMStock0.23%$660,1522.7K
96Horizon Kinetics Inflation Beneficiaries ETFETF0.23%$635,59420.8K
97IWFISHARES RUSSELL 1000 GROWTH ETFETF0.22%$630,7132.3K
98JASPER THERAPEURITC, INC.Stock0.22%$622,947454.7K
99WMBWILLIAMS COS INC COMStock0.22%$618,30618.9K
100UNHUNITEDHEALTH GROUPStock0.22%$613,7771.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.