SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$187M
Q1 2019
Positions
155
Filings on Record
25
2019–present window
Filed
May 6, 2019
original filing

Summary

Fernwood Investment Management, LLC reported $187M in U.S.-listed holdings across 155 positions for Q1 2019.

Its largest position, Global Blood Therapeutics Inc Com, represents 9.2% of the portfolio.

Compared with Q4 2018, the fund opened 14 new positions and exited 4.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+34.0%
share of reported value
Largest Position
+9.2%
Global Blood Therapeutics Inc Com
New / Exited
14 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 69.4%ETP: 22.2%REIT: 3.0%Royalty Trst: 1.9%Other: 1.9%Other: 1.5%
  • Common Stock · 69.4% · $130M
  • ETP · 22.2% · $42M
  • REIT · 3.0% · $6M
  • Royalty Trst · 1.9% · $4M
  • Other · 1.9% · $4M
  • Other · 1.5% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WFCWELLS FARGO CO NEW PERP PFD CNV ANEW+500500+$646,000$646,000
ENCANA CORPORATIONNEW+58.0K58.0K+$420,000$420,000
SPMDSPDR PORTFOLIO MID CAP ETFNEW+10.1K10.1K+$336,000$336,000
INDAISHARES MSCI INDIA INDEX FUNDNEW+8.1K8.1K+$284,000$284,000
MTDMETTLER TOLEDO INTL INCFNEW+350350+$253,000$253,000
MAMASTERCARD INCNEW+1.0K1.0K+$235,000$235,000
DVNDEVON ENERGY CORPNEW+7.4K7.4K+$234,000$234,000
VBVANGUARD SMALL CAP ETFNEW+1.4K1.4K+$221,000$221,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

154 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock9.17%$17M324.9K
2PORTOLA PHARMACEUTICALS INC COMStock7.16%$13M387.0K
3MYOKARDIA INC COMStock3.35%$6M120.8K
4IVVISHARES S&P 500 INDEXhistory →ETF2.93%$5M19.3K
5MOALTRIA GROUP INC COMhistory →Stock2.23%$4M72.9K
6METAFACEBOOK INC CL Ahistory →Stock2.22%$4M25.0K
7TEXAS PAC LD TR SUB CTF PROP I TStock1.93%$4M4.7K
8IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.75%$3M27.5K
9VVISA INChistory →Stock1.69%$3M20.3K
10GILDGILEAD SCIENCES INChistory →Stock1.53%$3M44.1K
11IWMISHARES RUSSELL 2000 ETFhistory →ETF1.45%$3M17.8K
12UNPUNION PACIFIC CORP COMhistory →Stock1.44%$3M16.1K
13DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.42%$3M27.1K
14CVSCVS HEALTH CORP COMhistory →Stock1.41%$3M49.1K
15DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.40%$3M51.1K
16JNJJOHNSON & JOHNSON COMhistory →Stock1.37%$3M18.4K
17BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock1.32%$2M3.3K
18IJHISHARES S&P MIDCAP FUNDhistory →ETF1.29%$2M12.8K
19PMPHILIP MORRIS INTL INChistory →Stock1.29%$2M27.4K
20MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF1.27%$2M19.2K
21AMZNAMAZON.COM INChistory →Stock1.22%$2M1.3K
22IWBISHARES RUSSELL 1000 ETFhistory →ETF1.21%$2M14.4K
23IRMIRON MOUNTAIN INChistory →REIT1.18%$2M62.4K
24GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009history →Stock1.14%$2M101.0K
25BIIBBIOGEN IDEC INChistory →Stock1.13%$2M9.0K
26GOOGLALPHABET INC CLASS Ahistory →Stock1.09%$2M1.7K
27MDBMONGODB INC CL Ahistory →Stock1.09%$2M13.9K
28YUMCYUM CHINA HLDGS INC COMhistory →Stock1.06%$2M44.2K
29EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDhistory →ETF1.02%$2M77.5K
30ARCCARES CAP CORP COMhistory →CEF1.02%$2M111.2K
31EXMOCEXXON MOBIL CORP COMStock0.98%$2M22.8K
32BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.98%$2M10.1K
33SBACSBA COMMUNICATIONS CPREIT0.97%$2M9.1K
34PSXPHILLIPS 66Stock0.95%$2M18.7K
35MDTMEDTRONIC PLC SHSStock0.92%$2M18.9K
36EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.91%$2M52.0K
37DGROISHARES CORE DIVIDEND GROWTH ETFETF0.90%$2M45.9K
38COPCONOCOPHILLIPS COMStock0.85%$2M23.7K
39AAPLAPPLE INCStock0.84%$2M8.3K
40OLEDUNIVERSAL DISPLAY CORPStock0.83%$2M10.2K
41GOOGALPHABET INC CAP STK CL CStock0.81%$2M1.3K
42AXONAXON ENTERPRISE INC COMStock0.79%$1M27.3K
43BSXBOSTON SCIENTIFIC CORPStock0.74%$1M36.0K
44PFEPFIZER INC COMStock0.70%$1M30.9K
45MNSTMONSTER BEVERAGE CORPStock0.69%$1M23.8K
46WYWEYERHAEUSER CO COMStock0.69%$1M49.2K
47ABBVABBVIE INC COMStock0.66%$1M15.3K
48SWKSSKYWORKS SOLUTIONS INC COMStock0.63%$1M14.4K
49EFAISHARES MSCI EAFE ETFETF0.63%$1M18.3K
50YUMYUM BRANDS INC COMStock0.63%$1M11.8K
51ILMNILLUMINA INCStock0.63%$1M3.8K
52CORAMERISOURCEBERGEN CORP COMStock0.58%$1M13.7K
53AGIOAGIOS PHARMACEUTICALS INC COMStock0.56%$1M15.5K
54WMBWILLIAMS COS INC DEL COMStock0.48%$899,00031.3K
55UPSUNITED PARCEL SERVICE INC CL BStock0.48%$898,0008.0K
56SPDR PORTFOLIO TOTAL STOCK MARKET ETFETF0.48%$895,00025.4K
57MKCMCCORMICK & CO INC COM NON VTGStock0.46%$869,0005.8K
58BKLNINVESCO SENIOR LOAN ETFETF0.46%$854,00037.7K
59EEMISHARES MSCI EMERGING MARKETS ETFETF0.45%$847,00019.7K
60DOWDUPONT INC COMStock0.45%$843,00015.8K
61AVAYA HLDGS CORP COMStock0.44%$830,00049.3K
62PYPLPAYPAL HLDGS INC COMStock0.44%$820,0007.9K
63TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.43%$807,00016.7K
64ORLYO REILLY AUTOMOTIVE INCStock0.42%$792,0002.0K
65IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.41%$765,0006.8K
66BCBRUNSWICK CORP COMStock0.41%$761,00015.1K
67WATWATERS CPStock0.41%$761,0003.0K
68CBOECBOE GLOBAL MARKETS INC COMStock0.40%$745,0007.8K
69IPGPIPG PHOTONICS CORP COMStock0.40%$743,0004.9K
70CTRIP.COM INTL LTD AMERICAN DEP SHSADR0.39%$724,00016.6K
71MSFTMICROSOFTStock0.38%$716,0006.1K
72LYBLYONDELLBASELLStock0.36%$671,0008.0K
73SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.36%$670,00018.6K
74SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.36%$670,00022.9K
75WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.34%$646,000500
76MCDMCDONALDS CORP COMStock0.34%$642,0003.4K
77SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.33%$623,00016.7K
78CATCATERPILLAR INC DEL COMStock0.33%$618,0004.6K
79CMGCHIPOTLE MEXICAN GRILL INC COMStock0.30%$558,000785
80ACNACCENTURE PLC IRELAND SHS CLASS AStock0.29%$544,0003.1K
81HSYHERSHEY CO COMStock0.29%$543,0004.7K
82THRMGENTHERM INC COMStock0.27%$512,00013.9K
83SPDR PORTFOLIO S&P 500 VALUE ETFETF0.27%$509,00016.8K
84IMMUNOGEN INC COMStock0.27%$507,000187.0K
85VNQVANGUARD REAL ESTATE ETFETF0.27%$501,0005.8K
86XLVHEALTH CARE SELECT SECTOR SPDRETF0.27%$500,0005.4K
87NFLXNETFLIX COM INCStock0.27%$497,0001.4K
88LUVSOUTHWEST AIRLS CO COMStock0.26%$495,0009.5K
89IVWISHARES S&P 500 GROWTH ETFETF0.26%$492,0002.9K
90QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.26%$487,0005.5K
91ABTABBOTT LABS COMStock0.26%$481,0006.0K
92DHRDANAHER CORPStock0.25%$472,0003.6K
93ECONEGA EMERGING GLOBAL SHS TR EMERGING GLOBAL SHS DOW JONESEMERGING MKTSCONSUMETF0.24%$449,00019.9K
94XLKTECHNOLOGY SELECT SECTOR SPDRETF0.24%$445,0006.0K
95IWFISHARES RUSSELL 1000 GROWTH ETFETF0.23%$438,0002.9K
96OXYOCCIDENTAL PETE CORP COMStock0.23%$438,0006.6K
97AGGISHARES AGGREGATE BOND ETFETF0.23%$426,0003.9K
98ENCANA CORPORATIONStock0.22%$420,00058.0K
99INGERSOLL-RAND PLC SHSStock0.22%$411,0003.8K
100CELGCELGENE CORPStock0.22%$408,0004.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.