SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$303M
Q4 2023
Positions
194
Filings on Record
25
2019–present window
Filed
Feb 5, 2024
original filing

Summary

Fernwood Investment Management, LLC reported $303M in U.S.-listed holdings across 194 positions for Q4 2023.

Its largest position, AAPL, represents 5.1% of the portfolio.

Compared with Q3 2023, the fund opened 11 new positions and exited 7.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+32.0%
share of reported value
Largest Position
+5.1%
Apple
New / Exited
11 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 74.0%ETP: 24.6%REIT: 1.0%ADR: 0.2%Closed-End Fund: 0.1%Other: 0.0%
  • Common Stock · 74.0% · $224M
  • ETP · 24.6% · $75M
  • REIT · 1.0% · $3M
  • ADR · 0.2% · $737,916
  • Closed-End Fund · 0.1% · $390,026
  • Other · 0.0% · $119,920

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JSPRJASPER THERAPEURITC, INC.NEW+494.7K494.7K+$390,323$390,323
BABOEING CO COMNEW+1.2K1.2K+$299,315$299,315
UBERUBER TECHNOLOGIES INC COMNEW+4.2K4.2K+$255,253$255,253
AMLPALPS TRUST ETF ALERIAN MLPNEW+6.0K6.0K+$253,122$253,122
NSCNORFOLK SOUTHERN CRPNEW+1.0K1.0K+$236,380$236,380
TLTISHARES 20 YEAR TREASURY BOND ETFNEW+2.4K2.4K+$235,214$235,214
QQQPOWERSHARES QQQ TRNEW+1.9K1.9K+$214,697$214,697
EXPEEXPEDIA INC DEL COMNEW+1.4K1.4K+$212,506$212,506

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

193 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock5.10%$15M82.9K
2TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock4.23%$13M8.2K
3IVVISHARES S&P 500 INDEXhistory →ETF3.86%$12M24.5K
4BBIOBRIDGEBIO PHARMA INC COMhistory →Stock3.13%$10M235.5K
5MDBMONGODB INC CL Ahistory →Stock2.90%$9M21.6K
6MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.89%$9M33.8K
7PLRXPLIANT THERAPEUTICS INChistory →Stock2.53%$8M423.2K
8MSFTMICROSOFThistory →Stock2.52%$8M22.2K
9METAMETA PLATFORMS INC CL Ahistory →Stock2.50%$8M21.4K
10AMZNAMAZON.COM INChistory →Stock2.31%$7M47.1K
11GOOGLALPHABET INC CLASS Ahistory →Stock2.29%$7M51.5K
12MSCIMSCI INC COMhistory →Stock1.89%$6M10.2K
13LLYELI LILLY & CO COMhistory →Stock1.86%$6M9.7K
14DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.68%$5M94.4K
15IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.66%$5M26.3K
16ARCCARES CAPITAL CORP COMhistory →CEF1.61%$5M244.3K
17NVDANVIDIA CORPORATION COMhistory →Stock1.56%$5M9.7K
18VVISA INChistory →Stock1.40%$4M16.8K
19CVSCVS HEALTH CORP COMhistory →Stock1.33%$4M51.0K
20GOOGALPHABET INC CAP STK CL Chistory →Stock1.20%$4M27.9K
21UNPUNION PAC CORP COMhistory →Stock1.14%$3M14.1K
22MRVLMARVELL TECHNOLOGY INC COMhistory →Stock1.05%$3M52.8K
23AXONAXON ENTERPRISE INC COMhistory →Stock1.05%$3M12.3K
24CMGCHIPOTLE MEXICAN GRILL INC COMhistory →Stock1.02%$3M1.4K
25IJHISHARES CORE S&P MID-CAP ETFhistory →ETF1.00%$3M11.2K
26PMPHILIP MORRIS INTL INCStock0.99%$3M32.0K
27IWBISHARES RUSSELL 1000 ETFETF0.95%$3M11.0K
28JNJJOHNSON & JOHNSON COMStock0.92%$3M17.9K
29ACNACCENTURE PLC IRELAND SHS CLASS AStock0.92%$3M8.4K
30MOALTRIA GROUP INC COMStock0.91%$3M68.7K
31IWMISHARES RUSSELL 2000 ETFETF0.90%$3M13.9K
32IMMUNOGEN INC COMStock0.82%$2M83.8K
33BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.80%$2M3.8K
34PSXPHILLIPS 66Stock0.76%$2M17.3K
35ABBVABBVIE INC COMStock0.76%$2M14.7K
36CORCENCORA INC COMStock0.75%$2M11.1K
37EXMOCEXXON MOBIL CORP COMStock0.73%$2M21.9K
38STZCONSTELLATION BRANDS INC CL AStock0.69%$2M8.7K
39RLAYRELAY THERAPEUTICS INC COMStock0.67%$2M185.1K
40DVYISHARES DJ SELECT DIVIDENDETF0.62%$2M16.1K
41MCDMCDONALDS CORP COMStock0.62%$2M6.3K
42SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.61%$2M28.3K
43ORLYO REILLY AUTOMOTIVE INCStock0.60%$2M1.9K
44CRWDCROWDSTRIKE HLDGS INC CL AStock0.59%$2M7.0K
45EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.57%$2M63.0K
46SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.57%$2M29.4K
47DAYDAYFORCE INC COMStock0.56%$2M25.1K
48XLEENERGY SELECT SECTOR SPDRETF0.56%$2M20.1K
49XLVHEALTH CARE SELECT SECTOR SPDRETF0.55%$2M12.3K
50SPYSPDR S&P 500 ETF TRUSTETF0.55%$2M198.0K
51SPDR PORTFOLIO S&P 500 VALUE ETFETF0.55%$2M35.8K
52TSLATESLA MOTORS INCStock0.55%$2M6.7K
53GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.55%$2M72.0K
54COPCONOCOPHILLIPS COMStock0.53%$2M14.0K
55MDTMEDTRONIC PLC SHSStock0.53%$2M19.6K
56GILDGILEAD SCIENCES INCStock0.51%$2M19.0K
57FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.50%$2M15.8K
58OLEDUNIVERSAL DISPLAY CORPStock0.50%$2M7.9K
59WMTWALMART INC COMStock0.49%$1M9.9K
60CBOECBOE GLOBAL MKTS INC COMStock0.48%$1M8.2K
61MDUMDU RES GROUP INC COMStock0.47%$1M71.8K
62GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.46%$1M42.5K
63YUMYUM BRANDS INC COMStock0.45%$1M10.4K
64SBACSBA COMMUNICATIONS CPREIT0.43%$1M5.2K
65SAFTSAFETY INSURANCE GROUP INStock0.43%$1M17.0K
66YUMCYUM CHINA HLDGS INC COMStock0.41%$1M29.4K
67ATECALPHATEC HLDGS INC COM NEWStock0.41%$1M82.0K
68NEONEOGENOMICS INC COM NEWStock0.41%$1M76.5K
69BSXBOSTON SCIENTIFIC CORPStock0.40%$1M21.2K
70MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.40%$1M6.6K
71CLOUGLOBAL X CLOUD COMPUTING ETFETF0.38%$1M51.5K
72DISDISNEY WALT CO COMStock0.36%$1M12.3K
73SUSAISHARES MSCI USA ESG SELECT ETFETF0.36%$1M10.8K
74SWKSSKYWORKS SOLUTIONS INC COMStock0.35%$1M9.6K
75EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETFETF0.35%$1M34.2K
76KVUEKENVUE INC COMStock0.34%$1M47.8K
77XLKTECHNOLOGY SELECT SECTOR SPDRETF0.34%$1M5.3K
78KELKELLANOVA COMStock0.34%$1M18.4K
79BILSPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFETF0.33%$989,02310.8K
80FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.32%$978,88032.0K
81PFEPFIZER INC COMStock0.28%$855,09324.8K
82CYTKCYTOKINETICS INC COM NEWStock0.28%$834,90010.0K
83HDHOME DEPOTStock0.27%$824,1672.8K
84QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.27%$816,0385.5K
85DHRDANAHER CORPStock0.26%$797,8783.9K
86CATCATERPILLAR INC COMStock0.25%$771,1072.6K
87BIIBBIOGEN IDEC INCStock0.25%$745,2582.9K
88UPSUNITED PARCEL SERVICE INC CL BStock0.24%$733,1634.7K
89MKCMCCORMICK & CO INC COM NON VTGStock0.24%$714,98910.4K
90IWFISHARES RUSSELL 1000 GROWTH ETFETF0.23%$697,8972.3K
91SLGSL GREEN RLTY CORP COMREIT0.23%$697,69615.4K
92HEHAWAIIAN ELEC INDUSTRIES COMStock0.23%$695,31049.0K
93SPMDSPDR PORTFOLIO S&P 400 MID CAP ETFETF0.23%$693,09114.2K
94AALAMERICAN AIRLS GROUP INC COMStock0.23%$689,80350.2K
95UNHUNITEDHEALTH GROUPStock0.22%$672,3021.3K
96WATWATERS CPStock0.22%$666,6912.0K
97BKLNINVESCO SENIOR LOAN ETFETF0.22%$664,69231.4K
98LDURPIMCO ENHANCED LOW DURATION ACTIVE ETFETF0.22%$663,3207.0K
99WMBWILLIAMS COS INC COMStock0.22%$659,99418.9K
100IVWISHARES S&P 500 GROWTH ETFETF0.21%$625,2838.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.