SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$272M
Q1 2021
Positions
190
Filings on Record
25
2019–present window
Filed
May 6, 2021
original filing

Summary

Fernwood Investment Management, LLC reported $272M in U.S.-listed holdings across 190 positions for Q1 2021.

Its largest position, TPL, represents 4.5% of the portfolio.

Compared with Q4 2020, the fund opened 16 new positions and exited 9.

Portfolio Metrics

Turnover
+5.8%
vs prior filed quarter
Top-10 Concentration
+28.8%
share of reported value
Largest Position
+4.5%
Texas Pacific Land Corporation Com
New / Exited
16 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 71.3%ETP: 25.5%REIT: 1.9%ADR: 1.0%Other: 0.3%Closed-End Fund: 0.1%
  • Common Stock · 71.3% · $194M
  • ETP · 25.5% · $69M
  • REIT · 1.9% · $5M
  • ADR · 1.0% · $3M
  • Other · 0.3% · $805,000
  • Closed-End Fund · 0.1% · $156,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MRVLMARVELL TECHNOLOGY INC COMNEW+49.1K49.1K+$2M$2M
SHVISHARES SHORT TREASURY BOND ETFNEW+8.3K8.3K+$917,000$917,000
COGNYTE SOFTWARE LTD ORD SHSNEW+26.5K26.5K+$737,000$737,000
HONHONEYWELL INTL INC COMNEW+2.1K2.1K+$462,000$462,000
RVMDREVOLUTION MEDICINES INC COMNEW+6.7K6.7K+$309,000$309,000
NUENUCOR CORP COMNEW+3.6K3.6K+$287,000$287,000
BCBRUNSWICK CORP COMNEW+2.6K2.6K+$248,000$248,000
VYMVANGUARD HIGH DIVIDEND YIELDNEW+2.3K2.3K+$231,000$231,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

189 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock4.50%$12M7.7K
2BBIOBRIDGEBIO PHARMA INC COMhistory →Stock3.42%$9M151.1K
3GLOBAL BLOOD THERAPEUTICS INC COMStock3.10%$8M206.6K
4IVVISHARES S&P 500 INDEXhistory →ETF2.95%$8M20.1K
5AAPLAPPLE INChistory →Stock2.89%$8M64.2K
6MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.49%$7M32.7K
7METAFACEBOOK INC CL Ahistory →Stock2.40%$7M22.2K
8AMZNAMAZON.COM INChistory →Stock2.38%$6M2.1K
9RLAYRELAY THERAPEUTICS INC COMhistory →Stock2.35%$6M185.1K
10MDBMONGODB INC CL Ahistory →Stock2.34%$6M23.8K
11ARCCARES CAPITAL CORP COMhistory →CEF1.93%$5M280.5K
12IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.87%$5M28.8K
13CVSCVS HEALTH CORP COMhistory →Stock1.49%$4M53.8K
14GOOGLALPHABET INC CLASS Ahistory →Stock1.46%$4M1.9K
15MOALTRIA GROUP INC COMhistory →Stock1.38%$4M73.5K
16EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF1.29%$3M54.7K
17IWMISHARES RUSSELL 2000 ETFhistory →ETF1.23%$3M15.2K
18JNJJOHNSON & JOHNSON COMhistory →Stock1.19%$3M19.7K
19DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.17%$3M65.9K
20UNPUNION PAC CORP COMhistory →Stock1.15%$3M14.2K
21IJHISHARES S&P MIDCAP FUNDhistory →ETF1.13%$3M11.8K
22IWBISHARES RUSSELL 1000 ETFhistory →ETF1.03%$3M12.6K
23VVISA INChistory →Stock1.02%$3M13.1K
24MSCIMSCI INC COMhistory →Stock1.01%$3M6.5K
25PMPHILIP MORRIS INTL INChistory →Stock1.01%$3M30.8K
26LLYLILLY ELI & CO COMStock0.97%$3M14.1K
27MDTMEDTRONIC PLC SHSStock0.96%$3M22.0K
28DAYCERIDIAN HCM HLDG INC COMStock0.93%$3M30.1K
29IRDMIRIDIUM COMMUNICATIONS INC COMStock0.93%$3M61.4K
30PTONPELOTON INTERACTIVE INC CL A COMStock0.92%$2M22.2K
31DVYISHARES DJ SELECT DIVIDENDETF0.89%$2M21.2K
32MRVLMARVELL TECHNOLOGY INC COMStock0.88%$2M49.1K
33OLEDUNIVERSAL DISPLAY CORPStock0.88%$2M10.1K
34YUMCYUM CHINA HLDGS INC COMStock0.87%$2M40.0K
35GILDGILEAD SCIENCES INCStock0.85%$2M35.8K
36GOOGALPHABET INC CAP STK CL CStock0.82%$2M1.1K
37DISDISNEY WALT CO COMStock0.82%$2M12.1K
38SWKSSKYWORKS SOLUTIONS INC COMStock0.78%$2M11.6K
39AXONAXON ENTERPRISE INC COMStock0.75%$2M14.3K
40BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.72%$2M3.2K
41STZCONSTELLATION BRANDS INC CL AStock0.69%$2M8.2K
42CMGCHIPOTLE MEXICAN GRILL INC COMStock0.69%$2M1.3K
43PYPLPAYPAL HLDGS INC COMStock0.68%$2M7.6K
44EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.64%$2M76.5K
45FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.64%$2M14.6K
46BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.63%$2M7.6K
47MSFTMICROSOFTStock0.59%$2M6.8K
48CLOUGLOBAL X CLOUD COMPUTING ETFETF0.59%$2M62.0K
49SBACSBA COMMUNICATIONS CPREIT0.58%$2M5.7K
50CORAMERISOURCEBERGEN CORP COMStock0.57%$2M13.2K
51BIIBBIOGEN IDEC INCStock0.56%$2M5.5K
52PSXPHILLIPS 66Stock0.56%$2M18.7K
53COUPA SOFTWARE INC COMStock0.56%$2M6.0K
54ABBVABBVIE INC COMStock0.55%$2M13.9K
55XLVHEALTH CARE SELECT SECTOR SPDRETF0.54%$1M12.6K
56ACNACCENTURE PLC IRELAND SHS CLASS AStock0.53%$1M5.2K
57SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.50%$1M27.5K
58SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.48%$1M16.1K
59ILMNILLUMINA INCStock0.48%$1M3.4K
60MCDMCDONALDS CORP COMStock0.46%$1M5.6K
61CRWDCROWDSTRIKE HLDGS INC CL AStock0.46%$1M6.8K
62VTYVERINT SYS INC COMStock0.45%$1M27.1K
63MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.45%$1M6.8K
64IMMUNOGEN INC COMStock0.45%$1M151.3K
65FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFETF0.45%$1M40.0K
66YUMYUM BRANDS INC COMStock0.45%$1M11.2K
67AALAMERICAN AIRLS GROUP INC COMStock0.44%$1M49.7K
68TWLOTWILIO INC CL AStock0.43%$1M3.5K
69SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.43%$1M20.8K
70SL GREEN RLTY CORP COMREIT0.43%$1M16.6K
71GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.42%$1M34.7K
72SAFTSAFETY INSURANCE GROUP INStock0.42%$1M13.6K
73EXMOCEXXON MOBIL CORP COMStock0.42%$1M20.5K
74XLRNACCELERON PHARMA INC COMStock0.42%$1M8.4K
75PFEPFIZER INC COMStock0.42%$1M31.2K
76NEONEOGENOMICS INC COM NEWStock0.41%$1M23.3K
77PRSPPERSPECTA INC COMStock0.40%$1M37.3K
78BSXBOSTON SCIENTIFIC CORPStock0.40%$1M27.8K
79IRMIRON MOUNTAIN INCREIT0.39%$1M28.6K
80LDURPIMCO ENHANCED LOW DURATION ACTIVE EXCHANGE-TRADED FUNDETF0.38%$1M10.0K
81GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.37%$1M99.6K
82UPSUNITED PARCEL SERVICE INC CL BStock0.37%$1M6.0K
83ORLYO REILLY AUTOMOTIVE INCStock0.37%$1M2.0K
84MKCMCCORMICK & CO INC COM NON VTGStock0.36%$988,00011.1K
85WYWEYERHAEUSER CO MTN BE COM NEWREIT0.36%$978,00027.5K
86SHVISHARES SHORT TREASURY BOND ETFETF0.34%$917,0008.3K
87SPDR PORTFOLIO S&P 500 VALUE ETFETF0.33%$900,00023.7K
88CBOECBOE GLOBAL MKTS INC COMStock0.32%$873,0008.8K
89THRMGENTHERM INC COMStock0.32%$866,00011.7K
90CAGCONAGRA BRANDS INC COMStock0.31%$837,00022.3K
91NVDANVIDIA CORPORATION COMStock0.30%$822,0001.5K
92COPCONOCOPHILLIPS COMStock0.30%$819,00015.5K
93HDHOME DEPOTStock0.30%$811,0002.7K
94QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.30%$807,0006.6K
95CATCATERPILLAR INC COMStock0.29%$786,0003.4K
96PFPTPROOFPOINT INC COMStock0.29%$780,0006.2K
97TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.28%$765,00015.9K
98IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.28%$765,0005.1K
99IPGPIPG PHOTONICS CORP COMStock0.27%$746,0003.5K
100COGNYTE SOFTWARE LTD ORD SHSStock0.27%$737,00026.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.