SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$306M
Q4 2021
Positions
211
Filings on Record
25
2019–present window
Filed
Feb 9, 2022
original filing

Summary

Fernwood Investment Management, LLC reported $306M in U.S.-listed holdings across 211 positions for Q4 2021.

Its largest position, MDB, represents 3.9% of the portfolio.

Compared with Q3 2021, the fund opened 22 new positions and exited 9.

Portfolio Metrics

Turnover
+6.5%
vs prior filed quarter
Top-10 Concentration
+27.9%
share of reported value
Largest Position
+3.9%
Mongodb
New / Exited
22 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 71.3%ETP: 26.3%REIT: 1.6%ADR: 0.4%Other: 0.2%Closed-End Fund: 0.2%
  • Common Stock · 71.3% · $218M
  • ETP · 26.3% · $80M
  • REIT · 1.6% · $5M
  • ADR · 0.4% · $1M
  • Other · 0.2% · $641,000
  • Closed-End Fund · 0.2% · $588,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SLGSL GREEN RLTY CORP COMNEW+17.4K17.4K+$1M$1M
WFCWELLS FARGO CO NEW PERP PFD CNV ANEW+592592+$882,000$882,000
SMGSCOTTS MIRACLE-GRO CO CL ANEW+5.1K5.1K+$814,000$814,000
PFFISHARES PREFERRED AND INCOME SECURITIES ETFNEW+15.0K15.0K+$591,000$591,000
HTDHANCOCK JOHN TAX-ADVANTAGED DI COMNEW+16.5K16.5K+$431,000$431,000
JXNJACKSON FINANCIAL INC COM CL ANEW+8.9K8.9K+$371,000$371,000
FFORD MOTOR COMPANYNEW+14.6K14.6K+$304,000$304,000
PGPROCTER AND GAMBLE CO COMNEW+1.6K1.6K+$255,000$255,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

210 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MDBMONGODB INC CL Ahistory →Stock3.90%$12M22.5K
2AAPLAPPLE INChistory →Stock3.82%$12M65.7K
3IVVISHARES S&P 500 INDEXhistory →ETF3.36%$10M21.6K
4TPLTEXAS PACIFIC LAND CORPORATION COMhistory →Stock3.23%$10M7.9K
5MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.81%$9M32.9K
6METAMETA PLATFORMS INC CL Ahistory →Stock2.43%$7M22.1K
7AMZNAMAZON.COM INChistory →Stock2.43%$7M2.2K
8GLOBAL BLOOD THERAPEUTICS INC COMStock2.01%$6M210.3K
9GOOGLALPHABET INC CLASS Ahistory →Stock1.97%$6M2.1K
10CVSCVS HEALTH CORP COMhistory →Stock1.89%$6M55.9K
11IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.88%$6M28.7K
12RLAYRELAY THERAPEUTICS INC COMhistory →Stock1.86%$6M185.1K
13ARCCARES CAPITAL CORP COMhistory →CEF1.73%$5M249.0K
14MRVLMARVELL TECHNOLOGY INC COMhistory →Stock1.54%$5M53.7K
15MSCIMSCI INC COMhistory →Stock1.48%$5M7.4K
16LLYLILLY ELI & CO COMhistory →Stock1.29%$4M14.3K
17DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.22%$4M67.0K
18UNPUNION PAC CORP COMhistory →Stock1.21%$4M14.6K
19JNJJOHNSON & JOHNSON COMhistory →Stock1.15%$4M20.5K
20MOALTRIA GROUP INC COMhistory →Stock1.13%$3M72.7K
21IWMISHARES RUSSELL 2000 ETFhistory →ETF1.12%$3M15.4K
22IJHISHARES S&P MIDCAP FUNDhistory →ETF1.09%$3M11.7K
23IWBISHARES RUSSELL 1000 ETFhistory →ETF1.08%$3M12.5K
24VVISA INChistory →Stock1.03%$3M14.5K
25GOOGALPHABET INC CAP STK CL Chistory →Stock1.01%$3M1.1K
26PMPHILIP MORRIS INTL INCStock1.00%$3M32.2K
27DAYCERIDIAN HCM HLDG INC COMStock0.91%$3M26.7K
28BBIOBRIDGEBIO PHARMA INC COMStock0.89%$3M163.4K
29MSFTMICROSOFTStock0.83%$3M7.5K
30IRDMIRIDIUM COMMUNICATIONS INC COMStock0.83%$3M61.4K
31PLRXPLIANT THERAPEUTICS INCStock0.77%$2M174.3K
32EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.77%$2M54.7K
33DVYISHARES DJ SELECT DIVIDENDETF0.76%$2M19.1K
34BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.75%$2M3.2K
35TSLATESLA MOTORS INCStock0.75%$2M2.2K
36GILDGILEAD SCIENCES INCStock0.75%$2M31.4K
37CMGCHIPOTLE MEXICAN GRILL INC COMStock0.75%$2M1.3K
38SBACSBA COMMUNICATIONS CPREIT0.73%$2M5.7K
39MDTMEDTRONIC PLC SHSStock0.72%$2M21.3K
40AXONAXON ENTERPRISE INC COMStock0.72%$2M13.9K
41STZCONSTELLATION BRANDS INC CL AStock0.70%$2M8.5K
42ABBVABBVIE INC COMStock0.69%$2M15.7K
43DISDISNEY WALT CO COMStock0.69%$2M13.6K
44ACNACCENTURE PLC IRELAND SHS CLASS AStock0.67%$2M4.9K
45NVDANVIDIA CORPORATION COMStock0.65%$2M6.8K
46YUMCYUM CHINA HLDGS INC COMStock0.64%$2M39.0K
47NEONEOGENOMICS INC COM NEWStock0.64%$2M56.9K
48EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.62%$2M75.8K
49SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.61%$2M31.7K
50FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.59%$2M14.8K
51SWKSSKYWORKS SOLUTIONS INC COMStock0.58%$2M11.4K
52XLVHEALTH CARE SELECT SECTOR SPDRETF0.58%$2M12.5K
53SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.57%$2M24.1K
54CORAMERISOURCEBERGEN CORP COMStock0.57%$2M13.0K
55PFEPFIZER INC COMStock0.56%$2M28.8K
56OLEDUNIVERSAL DISPLAY CORPStock0.54%$2M10.0K
57CLOUGLOBAL X CLOUD COMPUTING ETFETF0.54%$2M62.0K
58YUMYUM BRANDS INC COMStock0.51%$2M11.2K
59PYPLPAYPAL HLDGS INC COMStock0.50%$2M8.1K
60VTYVERINT SYS INC COMStock0.50%$2M28.9K
61MCDMCDONALDS CORP COMStock0.49%$1M5.6K
62ORLYO REILLY AUTOMOTIVE INCStock0.46%$1M2.0K
63PSXPHILLIPS 66Stock0.45%$1M19.2K
64CRWDCROWDSTRIKE HLDGS INC CL AStock0.45%$1M6.7K
65TRUPTRUPANION INC COMStock0.44%$1M10.1K
66GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.43%$1M37.3K
67EXMOCEXXON MOBIL CORP COMStock0.42%$1M21.1K
68ILMNILLUMINA INCStock0.42%$1M3.4K
69BIIBBIOGEN IDEC INCStock0.41%$1M5.3K
70SLGSL GREEN RLTY CORP COMREIT0.41%$1M17.4K
71SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.40%$1M17.6K
72FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFETF0.40%$1M40.0K
73UPSUNITED PARCEL SERVICE INC CL BStock0.40%$1M5.7K
74MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.39%$1M6.8K
75SAFTSAFETY INSURANCE GROUP INStock0.39%$1M13.9K
76CBOECBOE GLOBAL MKTS INC COMStock0.38%$1M8.9K
77IMMUNOGEN INC COMStock0.38%$1M154.8K
78BSXBOSTON SCIENTIFIC CORPStock0.37%$1M26.6K
79DHRDANAHER CORPStock0.37%$1M3.4K
80GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.37%$1M91.0K
81HDHOME DEPOTStock0.37%$1M2.7K
82SPDR PORTFOLIO S&P 500 VALUE ETFETF0.35%$1M25.6K
83COPCONOCOPHILLIPS COMStock0.35%$1M14.7K
84PTONPELOTON INTERACTIVE INC CL A COMStock0.35%$1M29.6K
85COUPA SOFTWARE INC COMStock0.34%$1M6.6K
86SUSAISHARES MSCI USA ESG SELECT ETFETF0.34%$1M9.8K
87THRMGENTHERM INC COMStock0.33%$1M11.7K
88MKCMCCORMICK & CO INC COM NON VTGStock0.33%$1M10.5K
89LDURPIMCO ENHANCED LOW DURATION ACTIVE EXCHANGE-TRADED FUNDETF0.33%$1M10.0K
90QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.32%$979,0006.7K
91XLKTECHNOLOGY SELECT SECTOR SPDRETF0.31%$955,0005.5K
92SHVISHARES SHORT TREASURY BOND ETFETF0.30%$916,0008.3K
93AALAMERICAN AIRLS GROUP INC COMStock0.30%$905,00050.4K
94WATWATERS CPStock0.29%$885,0002.4K
95WFCWELLS FARGO CO NEW PERP PFD CNV AConvertible Preferred0.29%$882,000592
96WYWEYERHAEUSER CO MTN BE COM NEWREIT0.29%$873,00021.2K
97TWLOTWILIO INC CL AStock0.29%$872,0003.3K
98ABTABBOTT LABS COMStock0.27%$838,0006.0K
99SMGSCOTTS MIRACLE-GRO CO CL AStock0.27%$814,0005.1K
100BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.27%$813,0006.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.