SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$155M
Q4 2018
Positions
145
Filings on Record
25
2019–present window
Filed
Feb 12, 2019
original filing

Summary

Fernwood Investment Management, LLC reported $155M in U.S.-listed holdings across 145 positions for Q4 2018.

Its largest position, Global Blood Therapeutics Inc Com, represents 9.4% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+33.0%
share of reported value
Largest Position
+9.4%
Global Blood Therapeutics Inc Com

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 69.7%ETP: 22.1%REIT: 3.2%Other: 2.1%Royalty Trst: 1.5%Other: 1.4%
  • Common Stock · 69.7% · $108M
  • ETP · 22.1% · $34M
  • REIT · 3.2% · $5M
  • Other · 2.1% · $3M
  • Royalty Trst · 1.5% · $2M
  • Other · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
GLOBAL BLOOD THERAPEUTICS INC COMNEW+357.2K357.2K+$15M$15M
MYOKARDIA INC COMNEW+141.5K141.5K+$7M$7M
PORTOLA PHARMACEUTICALS INC COMNEW+340.3K340.3K+$7M$7M
IVVISHARES S&P 500 INDEXNEW+19.3K19.3K+$5M$5M
MOALTRIA GROUP INC COMNEW+71.4K71.4K+$4M$4M
METAFACEBOOK INC CL ANEW+23.6K23.6K+$3M$3M
CVSCVS HEALTH CORP COMNEW+47.1K47.1K+$3M$3M
IYKISHARES DOW JONES US CONSUMER GOODSNEW+27.0K27.0K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

144 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock9.45%$15M357.2K
2MYOKARDIA INC COMStock4.46%$7M141.5K
3PORTOLA PHARMACEUTICALS INC COMStock4.28%$7M340.3K
4IVVISHARES S&P 500 INDEXhistory →ETF3.13%$5M19.3K
5MOALTRIA GROUP INC COMhistory →Stock2.27%$4M71.4K
6METAFACEBOOK INC CL Ahistory →Stock2.00%$3M23.6K
7CVSCVS HEALTH CORP COMhistory →Stock1.99%$3M47.1K
8IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.85%$3M27.0K
9GILDGILEAD SCIENCES INChistory →Stock1.80%$3M44.6K
10BIIBBIOGEN IDEC INChistory →Stock1.74%$3M9.0K
11VVISA INChistory →Stock1.74%$3M20.5K
12BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock1.64%$3M3.5K
13DVYISHARES DJ SELECT DIVIDENDhistory →ETF1.58%$2M27.4K
14IWMISHARES RUSSELL 2000 ETFhistory →ETF1.55%$2M17.9K
15JNJJOHNSON & JOHNSON COMhistory →Stock1.53%$2M18.3K
16UNPUNION PACIFIC CORP COMhistory →Stock1.51%$2M17.0K
17TEXAS PAC LD TR SUB CTF PROP I TStock1.49%$2M4.3K
18IJHISHARES S&P MIDCAP FUNDhistory →ETF1.39%$2M13.0K
19IRMIRON MOUNTAIN INChistory →REIT1.38%$2M65.9K
20IWBISHARES RUSSELL 1000 ETFhistory →ETF1.34%$2M15.0K
21MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF1.24%$2M18.0K
22GOOGLALPHABET INC CLASS Ahistory →Stock1.19%$2M1.8K
23GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009history →Stock1.16%$2M83.0K
24PMPHILIP MORRIS INTL INChistory →Stock1.12%$2M26.0K
25MDTMEDTRONIC PLC SHShistory →Stock1.09%$2M18.7K
26PSXPHILLIPS 66history →Stock1.03%$2M18.6K
27AMZNAMAZON.COM INChistory →Stock1.01%$2M1.0K
28ARCCARES CAP CORP COMhistory →CEF1.01%$2M100.7K
29EXMOCEXXON MOBIL CORP COMhistory →Stock1.00%$2M22.8K
30SBACSBA COMMUNICATIONS CPREIT0.97%$2M9.3K
31COPCONOCOPHILLIPS COMStock0.97%$1M24.0K
32YUMCYUM CHINA HLDGS INC COMStock0.96%$1M44.4K
33BSXBOSTON SCIENTIFIC CORPStock0.93%$1M41.0K
34EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.93%$1M67.5K
35ABBVABBVIE INC COMStock0.91%$1M15.3K
36BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.90%$1M10.2K
37DAYCERIDIAN HCM HLDG INC COMStock0.89%$1M40.2K
38PFEPFIZER INC COMStock0.87%$1M30.9K
39GOOGALPHABET INC CAP STK CL CStock0.85%$1M1.3K
40AAPLAPPLE INCStock0.82%$1M8.1K
41EFAISHARES MSCI EAFE ETFETF0.82%$1M21.5K
42YUMYUM BRANDS INC COMStock0.79%$1M13.3K
43MNSTMONSTER BEVERAGE CORPStock0.76%$1M23.9K
44ILMNILLUMINA INCStock0.73%$1M3.8K
45EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF0.70%$1M40.5K
46WYWEYERHAEUSER CO COMStock0.69%$1M49.2K
47AXONAXON ENTERPRISE INC COMStock0.69%$1M24.4K
48CORAMERISOURCEBERGEN CORP COMStock0.65%$1M13.7K
49MDBMONGODB INC CL AStock0.64%$994,00011.9K
50OLEDUNIVERSAL DISPLAY CORPStock0.62%$956,00010.2K
51SPDR PORTFOLIO TOTAL STOCK MARKET ETFETF0.59%$917,00029.7K
52DGROISHARES CORE DIVIDEND GROWTH ETFETF0.59%$913,00027.5K
53IMMUNOGEN INC COMStock0.58%$898,000187.0K
54BKLNINVESCO SENIOR LOAN ETFETF0.53%$822,00037.7K
55UPSUNITED PARCEL SERVICE INC CL BStock0.52%$813,0008.3K
56MKCMCCORMICK & CO INC COM NON VTGStock0.52%$803,0005.8K
57TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.51%$791,00016.7K
58EEMISHARES MSCI EMERGING MARKETS ETFETF0.50%$783,00020.1K
59SWKSSKYWORKS SOLUTIONS INC COMStock0.48%$751,00011.2K
60CBOECBOE GLOBAL MARKETS INC COMStock0.48%$744,0007.6K
61AGIOAGIOS PHARMACEUTICALS INC COMStock0.48%$742,00016.1K
62AVAYA HLDGS CORP COMStock0.47%$730,00050.1K
63ORLYO REILLY AUTOMOTIVE INCStock0.45%$702,0002.0K
64DOWDUPONT INC COMStock0.45%$694,00013.0K
65WMBWILLIAMS COS INC DEL COMStock0.44%$687,00031.2K
66IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.44%$683,0007.1K
67PYPLPAYPAL HLDGS INC COMStock0.43%$666,0007.9K
68LYBLYONDELLBASELLStock0.43%$663,0008.0K
69SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.40%$626,00018.6K
70MSFTMICROSOFTStock0.40%$620,0006.1K
71MCDMCDONALDS CORP COMStock0.39%$601,0003.4K
72BCBRUNSWICK CORP COMStock0.39%$600,00012.9K
73CATCATERPILLAR INC DEL COMStock0.37%$580,0004.6K
74WATWATERS CPStock0.37%$571,0003.0K
75THRMGENTHERM INC COMStock0.36%$555,00013.9K
76IPGPIPG PHOTONICS CORP COMStock0.35%$538,0004.7K
77HSYHERSHEY CO COMStock0.33%$506,0004.7K
78XLVHEALTH CARE SELECT SECTOR SPDRETF0.30%$471,0005.4K
79CTRIP.COM INTL LTD AMERICAN DEP SHSADR0.30%$460,00017.0K
80ABTABBOTT LABS COMStock0.29%$444,0006.1K
81VNQVANGUARD REAL ESTATE ETFETF0.28%$430,0005.8K
82IVWISHARES S&P 500 GROWTH ETFETF0.28%$430,0002.9K
83TSCOTRACTOR SUPPLY COStock0.27%$417,0005.0K
84AGGISHARES AGGREGATE BOND ETFETF0.27%$416,0003.9K
85QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.27%$414,0005.4K
86OXYOCCIDENTAL PETE CORP COMStock0.26%$406,0006.6K
87SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.26%$405,00015.3K
88ECONEGA EMERGING GLOBAL SHS TR EMERGING GLOBAL SHS DOW JONESEMERGING MKTSCONSUMETF0.26%$405,00019.9K
89NEWFIELD EXPLORATION COStock0.26%$405,00027.6K
90NFLXNETFLIX COM INCStock0.25%$389,0001.5K
91ARRIS INTERNATIONAL PLC SHSStock0.25%$388,00012.7K
92XLKTECHNOLOGY SELECT SECTOR SPDRETF0.25%$382,0006.2K
93IWFISHARES RUSSELL 1000 GROWTH ETFETF0.24%$379,0002.9K
94HEALTH CARE PPTY INVS INCREIT0.24%$378,00013.5K
95DHRDANAHER CORPStock0.24%$372,0003.6K
96SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.24%$372,00011.4K
97ACNACCENTURE PLC IRELAND SHS CLASS AStock0.24%$365,0002.6K
98BFHALLIANCE DATA SYSTEMS CORP COMStock0.23%$359,0002.4K
99LUVSOUTHWEST AIRLS CO COMStock0.22%$347,0007.5K
100INGERSOLL-RAND PLC SHSStock0.22%$347,0003.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.