SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Fernwood Investment Management, LLC

CIK 0001570296 · 400 CROWN COLONY, SUITE 101, QUINCY, MA, 02169 · 617-376-4750

Reported Value
$212M
Q3 2020
Positions
163
Filings on Record
25
2019–present window
Filed
Nov 3, 2020
original filing

Summary

Fernwood Investment Management, LLC reported $212M in U.S.-listed holdings across 163 positions for Q3 2020.

Its largest position, Global Blood Therapeutics Inc Com, represents 4.9% of the portfolio.

Compared with Q2 2020, the fund opened 6 new positions and exited 9.

Portfolio Metrics

Turnover
+8.0%
vs prior filed quarter
Top-10 Concentration
+30.7%
share of reported value
Largest Position
+4.9%
Global Blood Therapeutics Inc Com
New / Exited
6 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $155MQ4 ’18Q1 ’19: $187MQ2 ’19: $183MQ3 ’19: $202MQ4 ’19: $209MQ4 ’19Q1 ’20: $157MQ2 ’20: $202MQ3 ’20: $212MQ4 ’20: $254MQ4 ’20Q1 ’21: $272MQ2 ’21: $302MQ3 ’21: $291MQ4 ’21: $306MQ4 ’21Q1 ’22: $285MQ2 ’22: $232MQ3 ’22: $237MQ4 ’22: $242MQ4 ’22Q1 ’23: $261MQ2 ’23: $282MQ3 ’23: $278MQ4 ’23: $303MQ4 ’23Q1 ’24: $343MQ2 ’24: $322MQ3 ’24: $307MQ4 ’24: $288MQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 68.1%ETP: 25.9%REIT: 2.1%ADR: 1.6%Royalty Trst: 1.5%Other: 0.8%
  • Common Stock · 68.1% · $144M
  • ETP · 25.9% · $55M
  • REIT · 2.1% · $4M
  • ADR · 1.6% · $3M
  • Royalty Trst · 1.5% · $3M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RLAYRELAY THERAPEUTICS INC COMNEW+165.6K165.6K+$7M$7M
XSOEWISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUNDNEW+10.1K10.1K+$338,000$338,000
FSLYFASTLY INC CL ANEW+3.6K3.6K+$337,000$337,000
NSCNORFOLK SOUTHERN CRPNEW+1.0K1.0K+$214,000$214,000
RDYDR REDDYS LABS LTD ADRNEW+3.0K3.0K+$209,000$209,000
VYNE THERAPEUTICS INC COM NEWNEW+79.2K79.2K+$132,000$132,000
AAPLAPPLE INCADDED+55.0K63.3K+$4M$7M
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFADDED+4.6K7.1K+$487,000$738,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

162 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GLOBAL BLOOD THERAPEUTICS INC COMStock4.88%$10M187.5K
2AAPLAPPLE INChistory →Stock3.46%$7M63.3K
3RLAYRELAY THERAPEUTICS INC COMhistory →Stock3.33%$7M165.6K
4IVVISHARES S&P 500 INDEXhistory →ETF3.14%$7M19.7K
5AMZNAMAZON.COM INChistory →Stock2.75%$6M1.8K
6MGKVANGUARD MEGA CAP GROWTH ETFhistory →ETF2.73%$6M31.2K
7METAFACEBOOK INC CL Ahistory →Stock2.72%$6M22.0K
8MDBMONGODB INC CL Ahistory →Stock2.66%$6M24.3K
9BBIOBRIDGEBIO PHARMA INC COMhistory →Stock2.55%$5M143.8K
10MYOKARDIA INC COMStock2.48%$5M38.5K
11IYKISHARES DOW JONES US CONSUMER GOODShistory →ETF1.90%$4M26.9K
12ARCCARES CAPITAL CORP COMhistory →CEF1.72%$4M261.4K
13TEXAS PAC LD TR SUB CTF PROP I TStock1.49%$3M7.0K
14CVSCVS HEALTH CORP COMhistory →Stock1.43%$3M52.0K
15DAYCERIDIAN HCM HLDG INC COMhistory →Stock1.39%$3M35.7K
16VVISA INChistory →Stock1.37%$3M14.5K
17GOOGLALPHABET INC CLASS Ahistory →Stock1.34%$3M1.9K
18MOALTRIA GROUP INC COMhistory →Stock1.25%$3M68.3K
19EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETFETF1.23%$3M50.0K
20UNPUNION PAC CORP COMhistory →Stock1.23%$3M13.2K
21DGROISHARES CORE DIVIDEND GROWTH ETFhistory →ETF1.20%$3M63.9K
22BABAALIBABA GROUP HLDG LTD SPONSORED ADShistory →ADR1.18%$2M8.5K
23JNJJOHNSON & JOHNSON COMhistory →Stock1.17%$2M16.7K
24IWBISHARES RUSSELL 1000 ETFhistory →ETF1.17%$2M13.2K
25GILDGILEAD SCIENCES INChistory →Stock1.09%$2M36.7K
26IWMISHARES RUSSELL 2000 ETFhistory →ETF1.08%$2M15.3K
27IJHISHARES S&P MIDCAP FUNDhistory →ETF1.04%$2M11.9K
28YUMCYUM CHINA HLDGS INC COMStock0.98%$2M39.0K
29PMPHILIP MORRIS INTL INCStock0.97%$2M27.4K
30MDTMEDTRONIC PLC SHSStock0.94%$2M19.1K
31OLEDUNIVERSAL DISPLAY CORPStock0.86%$2M10.0K
32DVYISHARES DJ SELECT DIVIDENDETF0.84%$2M21.8K
33SBACSBA COMMUNICATIONS CPREIT0.81%$2M5.4K
34SWKSSKYWORKS SOLUTIONS INC COMStock0.79%$2M11.5K
35MSCIMSCI INC COMStock0.75%$2M4.5K
36LLYLILLY ELI & CO COMStock0.75%$2M10.7K
37MARVELL TECHNOLOGY GROUP LTD ORDStock0.75%$2M39.9K
38BIIBBIOGEN IDEC INCStock0.74%$2M5.6K
39COUPA SOFTWARE INC COMStock0.74%$2M5.7K
40GOOGALPHABET INC CAP STK CL CStock0.74%$2M1.1K
41BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.71%$2M2.6K
42STZCONSTELLATION BRANDS INC CL AStock0.69%$1M7.7K
43EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDETF0.69%$1M76.5K
44AXONAXON ENTERPRISE INC COMStock0.68%$1M15.8K
45DISDISNEY WALT CO COM DISNEYStock0.66%$1M11.3K
46MSFTMICROSOFTStock0.66%$1M6.7K
47CLOUGLOBAL X CLOUD COMPUTING ETFETF0.66%$1M58.2K
48FPXFIRST TRUST US EQUITY OPPORTUNITIES ETFETF0.65%$1M14.2K
49IRMIRON MOUNTAIN INCREIT0.63%$1M50.0K
50ACNACCENTURE PLC IRELAND SHS CLASS AStock0.63%$1M5.9K
51XLVHEALTH CARE SELECT SECTOR SPDRETF0.63%$1M12.6K
52PYPLPAYPAL HLDGS INC COMStock0.59%$1M6.3K
53CORAMERISOURCEBERGEN CORP COMStock0.59%$1M12.8K
54FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFETF0.58%$1M40.5K
55ABBVABBVIE INC COMStock0.58%$1M14.1K
56CMGCHIPOTLE MEXICAN GRILL INC COMStock0.54%$1M915
57MCDMCDONALDS CORP COMStock0.53%$1M5.1K
58PFEPFIZER INC COMStock0.52%$1M30.2K
59MKCMCCORMICK & CO INC COM NON VTGStock0.52%$1M5.7K
60BSXBOSTON SCIENTIFIC CORPStock0.50%$1M27.8K
61XLRNACCELERON PHARMA INC COMStock0.49%$1M9.3K
62SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFETF0.49%$1M25.6K
63ILMNILLUMINA INCStock0.49%$1M3.4K
64SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.49%$1M20.6K
65UPSUNITED PARCEL SERVICE INC CL BStock0.48%$1M6.1K
66WYWEYERHAEUSER CO MTN BE COM NEWREIT0.46%$969,00034.0K
67GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETFETF0.45%$962,00034.2K
68PSXPHILLIPS 66Stock0.45%$944,00018.2K
69ORLYO REILLY AUTOMOTIVE INCStock0.43%$920,0002.0K
70YUMYUM BRANDS INC COMStock0.43%$908,0009.9K
71MSGSMADISON SQUARE GRDN SPRT CORP CL AStock0.40%$852,0005.7K
72TWLOTWILIO INC CL AStock0.40%$852,0003.5K
73SPHRMADISON SQUARE GRDN ENTERTNMNT CL AStock0.40%$843,00012.3K
74NVDANVIDIA CORPORATION COMStock0.39%$833,0001.5K
75SAFTSAFETY INSURANCE GROUP INStock0.38%$806,00011.7K
76CAGCONAGRA BRANDS INC COMStock0.38%$795,00022.3K
77WFCWELLS FARGO CO NEW PERP PFD CNV APreferred0.38%$794,000592
78TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF0.37%$783,00015.9K
79BMYBRISTOL-MYERS SQUIBB CO COMStock0.37%$782,00013.0K
80SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.35%$738,0007.1K
81PRSPPERSPECTA INC COMStock0.34%$726,00037.3K
82EXMOCEXXON MOBIL CORP COMStock0.34%$720,00021.0K
83DHRDANAHER CORPStock0.34%$719,0003.3K
84SPDR PORTFOLIO S&P 500 VALUE ETFETF0.34%$711,00023.5K
85QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.34%$710,0006.8K
86GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009Stock0.33%$690,000113.9K
87HDHOME DEPOTStock0.32%$683,0002.5K
88BKLNINVESCO SENIOR LOAN ETFETF0.31%$653,00030.1K
89CBOECBOE GLOBAL MKTS INC COMStock0.31%$649,0007.4K
90IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDETF0.31%$647,0004.8K
91ABTABBOTT LABS COMStock0.30%$644,0005.9K
92XLKTECHNOLOGY SELECT SECTOR SPDRETF0.30%$639,0005.5K
93OPLNKAR AUCTION SVCS INC COMStock0.29%$619,00043.0K
94AALAMERICAN AIRLS GROUP INC COMStock0.29%$612,00049.8K
95IPGPIPG PHOTONICS CORP COMStock0.28%$601,0003.5K
96IMMUNOGEN INC COMStock0.26%$556,000154.3K
97IVWISHARES S&P 500 GROWTH ETFETF0.26%$546,0002.4K
98HSYHERSHEY CO COMStock0.25%$534,0003.7K
99IWFISHARES RUSSELL 1000 GROWTH ETFETF0.25%$530,0002.4K
100PSKSPDR WELLS FARGO PREFERRED STOCK ETFETF0.24%$518,00011.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$288M165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$307M189Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$322M198Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$343M720May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$303M194Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$278M190Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$282M191Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M184May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$242M182Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$237M185Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$232M183Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$285M200May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$306M211Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$291M198Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$302M199Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$272M190May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$254M183Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$212M163Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$202M166Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$157M146Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$209M159Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$202M180Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$183M152Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M155May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$155M145Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.