SEC 13F Intelligence

Managers / Q4 2025 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$227M
Q4 2025
Positions
165
Filings on Record
21
2019–present window
Filed
Jan 21, 2026
original filing

Summary

Kaizen Financial Strategies reported $227M in U.S.-listed holdings across 165 positions for Q4 2025.

Its largest position, Spdr S P 500 Etf Tr, represents 8.4% of the portfolio.

Compared with Q3 2025, the fund opened 15 new positions and exited 3.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+49.7%
share of reported value
Largest Position
+8.4%
Spdr S P 500 Etf Tr
New / Exited
15 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 60.0%Common Stock: 37.4%Closed-End Fund: 1.3%REIT: 0.5%ADR: 0.3%Other: 0.4%
  • ETP · 60.0% · $136M
  • Common Stock · 37.4% · $85M
  • Closed-End Fund · 1.3% · $3M
  • REIT · 0.5% · $1M
  • ADR · 0.3% · $619,352
  • Other · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD WHITEHALL FDSNEW+3.3K3.3K+$470,876$470,876
BTCGRAYSCALE BITCOIN MINI TR ETNEW+11.1K11.1K+$431,259$431,259
PROSHARES TRNEW+5.3K5.3K+$424,028$424,028
VANECK ETF TRUSTNEW+18.7K18.7K+$357,192$357,192
DIREXION SHS ETF TRNEW+7.6K7.6K+$319,848$319,848
ISHARES INCNEW+11.1K11.1K+$306,436$306,436
LULULULULEMON ATHLETICA INCNEW+1.2K1.2K+$247,294$247,294
EMEEMCOR GROUP INCNEW+393393+$240,433$240,433

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · LONG TERM US · INT-TRM U.S TRES · FUNDAMENTAL US B · FUNDAMENTAL EMER · FUNDAMENTAL US S · FUNDAMENTAL INTL16.95%$38M1.31M
2SPDR S&P 500 ETF TRTR UNIT8.35%$19M27.8K
3AAPLAPPLE INChistory →COM7.11%$16M59.3K
4CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI5.87%$13M304.9K
5VANGUARD MALVERN FDSCORE BD ETF · CORE-PLUS BD ETF4.89%$11M142.3K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A4.86%$11M35.1K
7NVDANVIDIA CORPORATIONhistory →COM4.44%$10M54.0K
8J P MORGAN EXCHANGE TRADED FINTRNL RES EQT2.62%$6M79.3K
9AMZNAMAZON COM INChistory →COM2.26%$5M22.2K
10BXBLACKSTONE INChistory →COM1.84%$4M27.1K
11VANGUARD SPECIALIZED FUNDSDIV APP ETF1.68%$4M17.3K
12NEOS ETF TRUSTNEOS S&P 500 HI · NASDAQ 100 HIGH1.67%$4M71.1K
13XLFSELECT SECTOR SPDR TRSTATE STREET TEC · STATE STREET REA · STATE STREET FIN1.64%$4M51.3K
14MSFTMICROSOFT CORPhistory →COM1.60%$4M7.5K
15VANECK ETF TRUSTSEMICONDUCTR ETF1.51%$3M9.5K
16TSLATESLA INChistory →COM1.32%$3M6.7K
17NDQINVESCO QQQ TRhistory →UNIT SER 11.09%$2M4.0K
18VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.03%$2M5.0K
19SPDR DOW JONES INDL AVERAGEUT SER 10.87%$2M4.1K
20LLYELI LILLY & COCOM0.86%$2M1.8K
21METAMETA PLATFORMS INCCL A0.61%$1M2.1K
22AMDADVANCED MICRO DEVICES INCCOM0.53%$1M5.6K
23CRMSALESFORCE INCCOM0.51%$1M4.4K
24KTOSKRATOS DEFENSE & SEC SOLUTIOCOM NEW0.51%$1M15.1K
25TEITEMPLETON EMERGING MKTS INCOCOM0.49%$1M171.4K
26AMPLIFY ETF TRBLOCKCHAIN TECHN0.48%$1M19.2K
27AGXARGAN INCCOM0.47%$1M3.4K
28VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS0.46%$1M17.7K
29PLTRPALANTIR TECHNOLOGIES INCCL A0.43%$967,6715.4K
30VVISA INCCOM CL A0.42%$947,0732.7K
31ABBVABBVIE INCCOM0.42%$945,7814.1K
32VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.42%$943,14517.5K
33ETF SER SOLUTIONSDEFIANCE QUANTUM0.41%$922,8998.4K
34SPDR SERIES TRUSTSTATE STREET SPD0.41%$918,5546.0K
35COSTCOSTCO WHSL CORP NEWCOM0.39%$885,4601.0K
36LRCXLAM RESEARCH CORPCOM NEW0.35%$785,6904.6K
37GE AEROSPACECOM NEW0.34%$774,0352.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.