SEC 13F Intelligence

Managers / Q1 2022 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$128M
Q1 2022
Positions
131
Filings on Record
21
2019–present window
Filed
May 6, 2022
original filing

Summary

Kaizen Financial Strategies reported $128M in U.S.-listed holdings across 131 positions for Q1 2022.

Its largest position, AAPL, represents 9.7% of the portfolio.

Compared with Q4 2021, the fund opened 12 new positions and exited 21.

Portfolio Metrics

Turnover
+13.0%
vs prior filed quarter
Top-10 Concentration
+36.4%
share of reported value
Largest Position
+9.7%
Apple
New / Exited
12 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 48.6%Common Stock: 45.1%REIT: 2.9%Closed-End Fund: 2.8%MLP: 0.3%Other: 0.3%
  • ETP · 48.6% · $62M
  • Common Stock · 45.1% · $58M
  • REIT · 2.9% · $4M
  • Closed-End Fund · 2.8% · $4M
  • MLP · 0.3% · $369,000
  • Other · 0.3% · $402,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INTCINTEL CORPNEW+14.0K14.0K+$695,000$695,000
MPMP MATERIALS CORPNEW+7.8K7.8K+$447,000$447,000
VANGUARD MALVERN FDSNEW+7.4K7.4K+$377,000$377,000
NFLXNETFLIX INCNEW+996996+$373,000$373,000
FRTFEDERAL RLTY INVT TR NEWNEW+2.3K2.3K+$275,000$275,000
UNPUNION PAC CORPNEW+967967+$264,000$264,000
LISTED FD TRNEW+5.7K5.7K+$238,000$238,000
LMTLOCKHEED MARTIN CORPNEW+527527+$233,000$233,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 1 5YR CORP BD · 1000 INDEX ETF · US TIPS ETF · US AGGREGATE B · US SML CAP ETF · SCHWB FDT INT LG12.78%$16M308.1K
2AAPLAPPLE INChistory →COM9.67%$12M70.6K
3SPDR S&P 500 ETF TRTR UNIT4.78%$6M13.5K
4XLFSELECT SECTOR SPDR TRFINANCIAL · SBI HEALTHCARE · TECHNOLOGY · COMMUNICATION · SBI CONS DISCR4.55%$6M79.2K
5VANGUARD INDEX FDSTOTAL STK MKT4.19%$5M23.5K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.37%$4M1.5K
7NVDANVIDIA CORPORATIONhistory →COM2.87%$4M13.4K
8ISHARES TRIBOXX HI YD ETF · IBOXX INV CP ETF2.53%$3M34.7K
9BXBLACKSTONE INChistory →COM2.40%$3M24.1K
10SPDR DOW JONES INDL AVERAGEUT SER 12.09%$3M7.7K
11MSFTMICROSOFT CORPhistory →COM2.07%$3M8.6K
12FLEXSHARES TRIBOXX 5YR TRGT2.05%$3M96.6K
13CRMSALESFORCE COM INChistory →COM1.98%$3M11.9K
14AMZNAMAZON COM INChistory →COM1.98%$3M774
15VANECK ETF TRUSTSEMICONDUCTR ETF · OIL SERVICES ETF1.87%$2M8.7K
16METAMETA PLATFORMS INChistory →CL A1.59%$2M9.1K
17SPDR SER TRPRTFLO S&P500 VL · COMP SOFTWARE1.57%$2M35.6K
18AMATAPPLIED MATLS INChistory →COM1.40%$2M13.6K
19NDQINVESCO QQQ TRhistory →UNIT SER 11.32%$2M4.7K
20NUVEEN MUN INCOME FD INCCOM1.19%$2M151.9K
21GQ9SPDR GOLD TRhistory →GOLD SHS1.13%$1M8.0K
22PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.10%$1M57.4K
23ADBEADOBE SYSTEMS INCORPORATEDhistory →COM1.02%$1M2.9K
24BBYBEST BUY INCCOM0.71%$901,0009.9K
25VVISA INCCOM CL A0.70%$892,0004.0K
26STAGSTAG INDL INCCOM0.68%$869,00021.0K
27URIUNITED RENTALS INCCOM0.64%$814,0002.3K
28CATCATERPILLAR INCCOM0.63%$809,0003.6K
29INVESCO EXCHANGE TRADED FD TS&P500 EQL REL0.63%$807,00019.9K
30FNFFIDELITY NATIONAL FINANCIALFNF GROUP COM0.61%$773,00015.8K
31TTDTHE TRADE DESK INCCOM CL A0.60%$764,00011.0K
32AMPLIFY ETF TRBLOCKCHAIN LDR0.59%$755,00022.1K
33METMETLIFE INCCOM0.58%$742,00010.6K
34TSLATESLA INCCOM0.57%$733,000680
35PARAMOUNT GLOBALCLASS B COM0.56%$713,00018.9K
36INTCINTEL CORPCOM0.54%$695,00014.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.