Managers / Q4 2021 · view latest →
Kaizen Financial Strategies
CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010
Summary
Kaizen Financial Strategies reported $134M in U.S.-listed holdings across 140 positions for Q4 2021.
Its largest position, AAPL, represents 9.7% of the portfolio.
Compared with Q3 2021, the fund opened 14 new positions and exited 13.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 50.2% · $67M
- Common Stock · 43.3% · $58M
- REIT · 3.2% · $4M
- Closed-End Fund · 2.2% · $3M
- ADR · 0.4% · $578,000
- Other · 0.7% · $902,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AFRMAFFIRM HLDGS INC | NEW | +7.2K | 7.2K | +$723,000 | $723,000 |
| NUVEEN MUN INCOME FD INC | NEW | +52.1K | 52.1K | +$597,000 | $597,000 |
| TSLATESLA INC | NEW | +498 | 498 | +$526,000 | $526,000 |
| FQIDIGITAL RLTY TR INC | NEW | +1.5K | 1.5K | +$267,000 | $267,000 |
| BNYBANK NEW YORK MELLON CORP | NEW | +4.4K | 4.4K | +$256,000 | $256,000 |
| ADPAUTOMATIC DATA PROCESSING IN | NEW | +956 | 956 | +$236,000 | $236,000 |
| DGXQUEST DIAGNOSTICS INC | NEW | +1.3K | 1.3K | +$231,000 | $231,000 |
| UBERUBER TECHNOLOGIES INC | NEW | +5.5K | 5.5K | +$231,000 | $231,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | US LCAP GR ETF · 1 5YR CORP BD · US SML CAP ETF · US TIPS ETF · US AGGREGATE B · 1000 INDEX ETF · INTL EQTY ETF · SCHWB FDT INT LG | 15.57% | $21M | 328.7K |
| 2 | AAPLAPPLE INChistory → | COM | 9.70% | $13M | 72.9K |
| 3 | XLFSELECT SECTOR SPDR TR | FINANCIAL · COMMUNICATION · TECHNOLOGY · SBI HEALTHCARE · RL EST SEL SEC · SBI CONS DISCR · SBI MATERIALS | 7.42% | $10M | 133.4K |
| 4 | SPDR S&P 500 ETF TR | TR UNIT | 4.55% | $6M | 12.8K |
| 5 | ISHARES TR | IBOXX INV CP ETF · IBOXX HI YD ETF · RUSSELL 2000 ETF | 3.03% | $4M | 34.5K |
| 6 | NVDANVIDIA CORPORATIONhistory → | COM | 2.87% | $4M | 13.0K |
| 7 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 2.45% | $3M | 1.1K |
| 8 | NDQINVESCO QQQ TRhistory → | UNIT SER 1 | 2.24% | $3M | 7.5K |
| 9 | VANGUARD INDEX FDS | TOTAL STK MKT | 2.22% | $3M | 12.3K |
| 10 | AMZNAMAZON COM INChistory → | COM | 2.09% | $3M | 837 |
| 11 | CRMSALESFORCE COM INChistory → | COM | 2.07% | $3M | 10.9K |
| 12 | SPDR SER TR | PRTFLO S&P500 VL · S&P HOMEBUILD · COMP SOFTWARE | 2.07% | $3M | 39.7K |
| 13 | FLEXSHARES TR | IBOXX 5YR TRGT | 1.95% | $3M | 92.8K |
| 14 | MSFTMICROSOFT CORPhistory → | COM | 1.93% | $3M | 7.7K |
| 15 | BXBLACKSTONE INChistory → | COM | 1.69% | $2M | 17.5K |
| 16 | AMATAPPLIED MATLS INChistory → | COM | 1.57% | $2M | 13.3K |
| 17 | VANECK ETF TRUST | SEMICONDUCTR ETF | 1.32% | $2M | 5.7K |
| 18 | PDIPIMCO DYNAMIC INCOME FDhistory → | SHS | 1.09% | $1M | 56.0K |
| 19 | ADBEADOBE SYSTEMS INCORPORATEDhistory → | COM | 1.05% | $1M | 2.5K |
| 20 | SCHWSCHWAB CHARLES CORP | COM | 0.83% | $1M | 13.3K |
| 21 | FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 0.77% | $1M | 15.1K |
| 22 | TTDTHE TRADE DESK INC | COM CL A | 0.76% | $1M | 11.1K |
| 23 | METAMETA PLATFORMS INC | CL A | 0.76% | $1M | 3.0K |
| 24 | STAGSTAG INDL INC | COM | 0.75% | $1M | 20.9K |
| 25 | VVISA INC | COM CL A | 0.67% | $896,000 | 4.1K |
| 26 | URIUNITED RENTALS INC | COM | 0.67% | $890,000 | 2.7K |
| 27 | FNFFIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 0.61% | $812,000 | 15.6K |
| 28 | AMPLIFY ETF TR | BLOCKCHAIN LDR | 0.60% | $795,000 | 19.8K |
| 29 | BBYBEST BUY INC | COM | 0.55% | $737,000 | 7.3K |
| 30 | INVESCO EXCHANGE TRADED FD T | S&P500 EQL REL | 0.55% | $731,000 | 17.3K |
| 31 | AFRMAFFIRM HLDGS INC | COM CL A | 0.54% | $723,000 | 7.2K |
| 32 | METMETLIFE INC | COM | 0.50% | $667,000 | 10.7K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $236M | 174 | May 1, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $227M | 165 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $221M | 151 | Nov 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $197M | 150 | Aug 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $173M | 139 | Apr 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $177M | 133 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $172M | 137 | Nov 4, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $160M | 133 | Aug 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $147M | 130 | May 3, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $132M | 118 | Jan 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $118M | 112 | Oct 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $117M | 115 | Aug 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $101M | 101 | May 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $101M | 121 | Jan 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $99M | 117 | Oct 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $101M | 120 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $128M | 131 | May 6, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $134M | 140 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $124M | 145 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $105M | 137 | May 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $90M | 123 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.