SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$147M
Q1 2024
Positions
130
Filings on Record
21
2019–present window
Filed
May 3, 2024
original filing

Summary

Kaizen Financial Strategies reported $147M in U.S.-listed holdings across 130 positions for Q1 2024.

Its largest position, Spdr S P 500 Etf Tr, represents 8.6% of the portfolio.

Compared with Q4 2023, the fund opened 19 new positions and exited 10.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+49.6%
share of reported value
Largest Position
+8.6%
Spdr S P 500 Etf Tr
New / Exited
19 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 58.0%Common Stock: 39.3%REIT: 1.4%Closed-End Fund: 1.2%PUBLIC: 0.1%
  • ETP · 58.0% · $85M
  • Common Stock · 39.3% · $58M
  • REIT · 1.4% · $2M
  • Closed-End Fund · 1.2% · $2M
  • PUBLIC · 0.1% · $207,697

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+4.8K4.8K+$565,515$565,515
WSMWILLIAMS SONOMA INCNEW+1.5K1.5K+$490,584$490,584
VANGUARD INDEX FDSNEW+1.4K1.4K+$360,865$360,865
IOTSAMSARA INCNEW+8.1K8.1K+$306,704$306,704
ALSNALLISON TRANSMISSION HLDGS INEW+3.5K3.5K+$280,002$280,002
FTREFORTREA HLDGS INCNEW+6.8K6.8K+$272,952$272,952
SPDR SER TRNEW+2.9K2.9K+$271,385$271,385
PYPLPAYPAL HLDGS INCNEW+4.0K4.0K+$267,960$267,960

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US AGGREGATE B · 5 10YR CORP BD · SCHWB FDT INT LG · LONG TERM US · INT-TRM U.S TRES · SCHWAB FDT US SC · SCHWAB FDT US BM · SCHWB FDT EMK LG · 1000 INDEX ETF25.07%$37M733.9K
2SPDR S&P 500 ETF TRTR UNIT8.57%$13M24.2K
3AAPLAPPLE INChistory →COM7.75%$11M66.6K
4VANGUARD SPECIALIZED FUNDSDIV APP ETF5.39%$8M43.5K
5NVDANVIDIA CORPORATIONhistory →COM3.66%$5M6.0K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.61%$5M35.1K
7SPDR DOW JONES INDL AVERAGEUT SER 13.02%$4M11.2K
8BXBLACKSTONE INChistory →COM2.82%$4M31.6K
9MSFTMICROSOFT CORPhistory →COM2.15%$3M7.5K
10AMZNAMAZON COM INChistory →COM2.09%$3M17.1K
11TSLATESLA INChistory →COM1.88%$3M15.7K
12XLCSELECT SECTOR SPDR TRTECHNOLOGY · COMMUNICATION · SBI HEALTHCARE1.63%$2M16.8K
13VANECK ETF TRUSTSEMICONDUCTR ETF1.55%$2M10.2K
14CRMSALESFORCE INChistory →COM1.37%$2M6.7K
15NDQINVESCO QQQ TRhistory →UNIT SER 11.36%$2M4.5K
16VANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS1.31%$2M5.8K
17GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER1.16%$2M66.9K
18ISHARES TRIBOXX INV CP ETF · CORE S&P US GWT1.02%$2M13.5K
19SPDR SER TRS&P INS ETF · S&P HOMEBUILD0.90%$1M19.1K
20AMDADVANCED MICRO DEVICES INCCOM0.76%$1M6.2K
21PDIPIMCO DYNAMIC INCOME FDSHS0.66%$968,39750.2K
22AMPLIFY ETF TRBLOCKCHAIN LDR0.60%$886,58524.3K
23ADBEADOBE INCCOM0.60%$878,0041.7K
24KLACKLA CORPCOM NEW0.55%$806,8481.2K
25METAMETA PLATFORMS INCCL A0.52%$763,9131.6K
26AMATAPPLIED MATLS INCCOM0.51%$744,7853.6K
27VVISA INCCOM CL A0.49%$718,4502.6K
28NUVEEN MUN INCOME FD INCCOM0.48%$712,48375.4K
29STAGSTAG INDL INCCOM0.48%$702,54518.3K
30CATCATERPILLAR INCCOM0.45%$668,0721.8K
31ABBVABBVIE INCCOM0.41%$611,1243.4K
32BBYBEST BUY INCCOM0.41%$603,7417.4K
33INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.40%$584,15416.6K
34OKEONEOK INC NEWCOM0.36%$532,0396.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.