SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$172M
Q3 2024
Positions
137
Filings on Record
21
2019–present window
Filed
Nov 4, 2024
original filing

Summary

Kaizen Financial Strategies reported $172M in U.S.-listed holdings across 137 positions for Q3 2024.

Its largest position, AAPL, represents 8.8% of the portfolio.

Compared with Q2 2024, the fund opened 15 new positions and exited 12.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+50.6%
share of reported value
Largest Position
+8.8%
Apple
New / Exited
15 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 57.6%Common Stock: 39.8%REIT: 1.0%Closed-End Fund: 0.8%PUBLIC: 0.4%Other: 0.4%
  • ETP · 57.6% · $99M
  • Common Stock · 39.8% · $69M
  • REIT · 1.0% · $2M
  • Closed-End Fund · 0.8% · $1M
  • PUBLIC · 0.4% · $717,861
  • Other · 0.4% · $665,322

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HPEHEWLETT PACKARD ENTERPRISE CNEW+37.7K37.7K+$770,728$770,728
XLUSELECT SECTOR SPDR TRNEW+6.3K6.3K+$512,145$512,145
CHVCHEVRON CORP NEWNEW+2.5K2.5K+$362,763$362,763
KGCKINROSS GOLD CORPNEW+37.0K37.0K+$346,320$346,320
NEXTERA ENERGY INCNEW+7.2K7.2K+$335,646$335,646
ISHARES TRNEW+3.3K3.3K+$322,945$322,945
SPDR SER TRNEW+3.0K3.0K+$301,873$301,873
MMM3M CONEW+2.0K2.0K+$273,400$273,400

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · FUNDAMENTAL INTL · LONG TERM US · FUNDAMENTAL US B · FUNDAMENTAL US S · FUNDAMENTAL EMER · INT-TRM U.S TRES · 1000 INDEX ETF20.96%$36M657.4K
2AAPLAPPLE INChistory →COM8.83%$15M65.3K
3SPDR S&P 500 ETF TRTR UNIT8.34%$14M25.1K
4VANGUARD SPECIALIZED FUNDSDIV APP ETF4.91%$8M42.7K
5VANGUARD MALVERN FDSCORE BD ETF4.85%$8M105.6K
6NVDANVIDIA CORPORATIONhistory →COM4.33%$7M61.4K
7BXBLACKSTONE INChistory →COM2.77%$5M31.2K
8GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.67%$5M27.6K
9TSLATESLA INChistory →COM2.46%$4M16.2K
10MSFTMICROSOFT CORPhistory →COM1.85%$3M7.4K
11CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI1.82%$3M86.0K
12AMZNAMAZON COM INChistory →COM1.81%$3M16.7K
13VANECK ETF TRUSTSEMICONDUCTR ETF1.66%$3M11.7K
14GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER1.30%$2M86.5K
15VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.28%$2M5.7K
16NDQINVESCO QQQ TRhistory →UNIT SER 11.27%$2M4.5K
17SELECT SECTOR SPDR TRTECHNOLOGY · RL EST SEL SEC1.26%$2M24.4K
18CRMSALESFORCE INChistory →COM1.15%$2M7.2K
19SPDR DOW JONES INDL AVERAGEUT SER 11.13%$2M4.6K
20ISHARES TRIBOXX INV CP ETF · CORE S&P US GWT0.97%$2M13.8K
21AMDADVANCED MICRO DEVICES INCCOM0.66%$1M6.9K
22PDIPIMCO DYNAMIC INCOME FDSHS0.60%$1M51.3K
23ADBEADOBE INCCOM0.60%$1M2.0K
24COSTCOSTCO WHSL CORP NEWCOM0.55%$944,5241.1K
25LLYELI LILLY & COCOM0.53%$918,7201.0K
26METAMETA PLATFORMS INCCL A0.51%$880,1661.5K
27KLACKLA CORPCOM NEW0.47%$813,1311.1K
28ABBVABBVIE INCCOM0.46%$788,8264.0K
29AMPLIFY ETF TRBLOCKCHAIN LDR0.45%$774,03820.6K
30HPEHEWLETT PACKARD ENTERPRISE CCOM0.45%$770,72837.7K
31VVISA INCCOM CL A0.43%$736,9862.7K
32AMATAPPLIED MATLS INCCOM0.40%$696,9143.4K
33VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.40%$695,68514.5K
34SPDR SER TRS&P INS ETF0.40%$688,37812.1K
35STAGSTAG INDL INCCOM0.39%$674,26717.2K
36INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.36%$625,82016.6K
37OKEONEOK INC NEWCOM0.35%$610,3616.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.