SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$117M
Q2 2023
Positions
115
Filings on Record
21
2019–present window
Filed
Aug 8, 2023
original filing

Summary

Kaizen Financial Strategies reported $117M in U.S.-listed holdings across 115 positions for Q2 2023.

The portfolio is heavily concentrated: Schwab Strategic Tr alone accounts for 22.8% of reported value.

Compared with Q1 2023, the fund opened 20 new positions and exited 7.

Portfolio Metrics

Turnover
+7.7%
vs prior filed quarter
Top-10 Concentration
+65.3%
share of reported value
Largest Position
+22.8%
Schwab Strategic Tr
New / Exited
20 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 51.7%Common Stock: 43.2%Closed-End Fund: 2.0%REIT: 1.9%MLP: 0.4%Other: 0.8%
  • ETP · 51.7% · $60M
  • Common Stock · 43.2% · $50M
  • Closed-End Fund · 2.0% · $2M
  • REIT · 1.9% · $2M
  • MLP · 0.4% · $499,293
  • Other · 0.8% · $967,400

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ORCLORACLE CORPNEW+4.1K4.1K+$474,853$474,853
ZZILLOW GROUP INCNEW+17.5K17.5K+$431,032$431,032
NOWSERVICENOW INCNEW+750750+$421,005$421,005
SPDR SER TRNEW+2.9K2.9K+$394,287$394,287
CHDCHURCH & DWIGHT CO INCNEW+3.6K3.6K+$355,346$355,346
INMODE LTDNEW+6.2K6.2K+$280,364$280,364
TDCTERADATA CORP DELNEW+5.0K5.0K+$278,350$278,350
FISVFISERV INCNEW+2.1K2.1K+$274,020$274,020

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

89 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US AGGREGATE B · INT-TRM U.S TRES · SCHWB FDT INT LG · LONG TERM US · US SML CAP ETF · 1000 INDEX ETF · EMRG MKTEQ ETF · US MID-CAP ETF22.79%$27M566.9K
2AAPLAPPLE INChistory →COM10.99%$13M67.7K
3SPDR S&P 500 ETF TRTR UNIT8.92%$10M23.4K
4VANGUARD SPECIALIZED FUNDSDIV APP ETF6.61%$8M47.6K
5GOOGALPHABET INCCAP STK CL C · CAP STK CL A4.13%$5M40.4K
6NVDANVIDIA CORPORATIONhistory →COM2.61%$3M7.0K
7BXBLACKSTONE INChistory →COM2.54%$3M30.2K
8MSFTMICROSOFT CORPhistory →COM2.33%$3M8.1K
9XLCSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · COMMUNICATION · FINANCIAL2.30%$3M28.2K
10AMZNAMAZON COM INChistory →COM2.04%$2M18.3K
11VANECK ETF TRUSTSEMICONDUCTR ETF · OIL SERVICES ETF · FALLEN ANGEL HG1.74%$2M18.7K
12ISHARES TRIBOXX INV CP ETF · CORE S&P500 ETF · MRGSTR MD CP GRW · RUSSELL 2000 ETF · GL CLEAN ENE ETF1.62%$2M23.4K
13NDQINVESCO QQQ TRhistory →UNIT SER 11.53%$2M4.8K
14CRMSALESFORCE INChistory →COM1.45%$2M7.4K
15TSLATESLA INChistory →COM1.20%$1M5.2K
16SPDR SER TRS&P HOMEBUILD · FACTST INV ETF · COMP SOFTWARE · S&P INS ETF1.19%$1M16.9K
17NUVEEN MUN INCOME FD INCCOM1.05%$1M130.8K
18ADBEADOBE SYSTEMS INCORPORATEDCOM0.97%$1M2.2K
19VANGUARD INDEX FDSTOTAL STK MKT0.87%$1M4.6K
20SPDR DOW JONES INDL AVERAGEUT SER 10.86%$1M2.9K
21PDIPIMCO DYNAMIC INCOME FDSHS0.83%$969,50451.2K
22AMATAPPLIED MATLS INCCOM0.74%$863,3796.2K
23BBYBEST BUY INCCOM0.67%$786,5139.7K
24STAGSTAG INDL INCCOM0.63%$739,11719.7K
25INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC · S&P500 EQL UTL0.63%$732,2113.8K
26LENLENNAR CORPCL A0.61%$707,1985.5K
27VVISA INCCOM CL A0.60%$695,5882.9K
28CATCATERPILLAR INCCOM0.57%$671,1162.6K
29GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER0.53%$620,69220.8K
30AMPLIFY ETF TRBLOCKCHAIN LDR0.53%$619,05624.4K
31AMDADVANCED MICRO DEVICES INCCOM0.51%$597,9935.2K
32TMOTHERMO FISHER SCIENTIFIC INCCOM0.48%$562,1361.1K
33KLACKLA CORPCOM NEW0.46%$542,9721.2K
34WEPMAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.43%$499,2937.8K
35ORCLORACLE CORPCOM0.41%$474,8534.1K
36G7AGRUPO AEROPORTUARIO DEL CENTSPON ADR0.39%$461,0565.3K
37WPCWP CAREY INCCOM0.39%$460,2726.7K
38BACBANK AMERICA CORPCOM · 7.25%CNV PFD L0.39%$457,1278.1K
39QCOMQUALCOMM INCCOM0.37%$429,0973.6K
40AGCOAGCO CORPCOM0.36%$424,7923.2K
41NOWSERVICENOW INCCOM0.36%$421,005750
42XIFRNEXTERA ENERGY PARTNERS LPCOM UNIT PART IN0.36%$420,7237.1K
43LISTED FD TRWAHED FTSE ETF0.35%$414,3609.7K
44DWDMORGAN STANLEYCOM NEW0.34%$400,4134.7K
45INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL · PFD ETF0.34%$394,66817.7K
46SCHWSCHWAB CHARLES CORPCOM0.34%$392,5126.7K
47ABBVABBVIE INCCOM0.33%$385,0692.9K
48CHDCHURCH & DWIGHT CO INCCOM0.30%$355,3463.6K
497SUSUMMIT MATLS INCCL A0.30%$345,5989.4K
50LMTLOCKHEED MARTIN CORPCOM0.28%$327,613709
51METAMETA PLATFORMS INCCL A0.28%$322,3321.0K
52INTUINTUITCOM0.27%$319,601670
53JPMJPMORGAN CHASE & COCOM0.27%$316,0402.1K
54VANGUARD MALVERN FDSSTRM INFPROIDX0.26%$305,2556.5K
55GQ9SPDR GOLD TRGOLD SHS0.26%$304,6491.7K
56BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.26%$300,455870
57BERYEURBERRY GLOBAL GROUP INCCOM0.25%$293,2894.4K
58SPGSIMON PPTY GROUP INC NEWCOM0.25%$291,0982.4K
59ZZILLOW GROUP INCCL C CAP STK0.25%$290,9505.5K
60EXPDEXPEDITORS INTL WASH INCCOM0.25%$287,2352.3K
61SNASNAP ON INCCOM0.25%$286,905980
62UNHUNITEDHEALTH GROUP INCCOM0.24%$282,528625
63MTZMASTEC INCCOM0.24%$280,9172.5K
64INMODE LTDSHS0.24%$280,3646.2K
65TDCTERADATA CORP DELCOM0.24%$278,3505.0K
66FISVFISERV INCCOM0.23%$274,0202.1K
67BCBRUNSWICK CORPCOM0.23%$271,2073.1K
68HONGBPHONEYWELL INTL INCCOM0.23%$263,7681.3K
69DISDISNEY WALT COCOM0.22%$261,0832.9K
70AMGNAMGEN INCCOM0.22%$259,4411.1K
71FIXCOMFORT SYS USA INCCOM0.22%$255,0531.6K
72RISRUSDTIDAL ETF TRFOLIOBEYOND ALTE0.22%$254,8977.8K
73FRTFEDERAL RLTY INVT TR NEWSH BEN INT NEW0.22%$254,7482.6K
74LRCXEURLAM RESEARCH CORPCOM0.21%$251,143403
75MLB1MERCADOLIBRE INCCOM0.21%$245,343215
76CVSCVS HEALTH CORPCOM0.21%$243,3333.5K
77REXREX AMERICAN RES CORPCOM0.21%$242,1906.9K
78AXSMAXSOME THERAPEUTICS INCCOM0.20%$237,4723.2K
79CUBECUBESMARTCOM0.19%$226,6205.0K
80TTDTHE TRADE DESK INCCOM CL A0.19%$223,2752.6K
81VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.19%$217,9895.2K
82DELLDELL TECHNOLOGIES INCCL C0.19%$216,6804.0K
83LUVSOUTHWEST AIRLS COCOM0.18%$212,2185.5K
84LANDGLADSTONE LD CORPCOM0.18%$211,44312.8K
85ISRGINTUITIVE SURGICAL INCCOM NEW0.18%$208,554600
86GNWGENWORTH FINL INCCOM CL A0.15%$180,96432.2K
87ALLIANCEBERNSTEIN GLOBAL HIGCOM0.10%$120,10912.1K
88ULCCFRONTIER GROUP HLDGS INCCOM0.09%$106,57510.5K
89BIRDGBPALLBIRDS INCCOM CL A0.02%$24,76519.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.