SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$101M
Q1 2023
Positions
101
Filings on Record
21
2019–present window
Filed
May 11, 2023
original filing

Summary

Kaizen Financial Strategies reported $101M in U.S.-listed holdings across 101 positions for Q1 2023.

Its largest position, AAPL, represents 11.0% of the portfolio.

Compared with Q4 2022, the fund opened 6 new positions and exited 26.

Portfolio Metrics

Turnover
+25.8%
vs prior filed quarter
Top-10 Concentration
+51.4%
share of reported value
Largest Position
+11.0%
Apple
New / Exited
6 / 26
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 53.5%Common Stock: 41.3%Closed-End Fund: 2.3%REIT: 2.1%MLP: 0.4%Other: 0.4%
  • ETP · 53.5% · $54M
  • Common Stock · 41.3% · $42M
  • Closed-End Fund · 2.3% · $2M
  • REIT · 2.1% · $2M
  • MLP · 0.4% · $425,172
  • Other · 0.4% · $453,495

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCHANGE TRADED FD TNEW+35.8K35.8K+$5M$5M
SCHWAB STRATEGIC TRNEW+27.2K27.2K+$666,380$666,380
MLB1MERCADOLIBRE INCNEW+215215+$283,383$283,383
GLOBAL X FDSNEW+6.9K6.9K+$278,843$278,843
AMGNAMGEN INCNEW+1.1K1.1K+$275,723$275,723
FIXCOMFORT SYS USA INCNEW+1.6K1.6K+$226,238$226,238
VANGUARD SPECIALIZED FUNDSADDED+27.1K35.2K+$4M$5M
SCHWAB STRATEGIC TRADDED+78.9K117.5K+$4M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS AGGREGATE B · INT-TRM U.S TRES · US LCAP GR ETF · SCHWB FDT INT LG · LONG TERM US · US SML CAP ETF · 1000 INDEX ETF · EMRG MKTEQ ETF22.41%$23M513.5K
2AAPLAPPLE INChistory →COM11.02%$11M67.8K
3SPDR S&P 500 ETF TRTR UNIT6.76%$7M16.8K
4INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 EQL TEC5.56%$6M37.5K
5VANGUARD SPECIALIZED FUNDSDIV APP ETF5.35%$5M35.2K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A4.42%$4M43.1K
7BXBLACKSTONE INChistory →COM2.48%$3M28.7K
8MSFTMICROSOFT CORPhistory →COM2.28%$2M8.0K
9NVDANVIDIA CORPORATIONhistory →COM2.16%$2M7.9K
10XLCSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · COMMUNICATION1.96%$2M18.1K
11AMZNAMAZON COM INChistory →COM1.87%$2M18.4K
12VANECK ETF TRUSTSEMICONDUCTR ETF · OIL SERVICES ETF1.82%$2M6.9K
13CRMSALESFORCE INChistory →COM1.56%$2M7.9K
14NDQINVESCO QQQ TRhistory →UNIT SER 11.47%$1M4.6K
15AMATAPPLIED MATLS INChistory →COM1.25%$1M10.4K
16NUVEEN MUN INCOME FD INCCOM1.24%$1M134.7K
17ISHARES TRIBOXX INV CP ETF · CORE S&P500 ETF1.14%$1M7.9K
18TSLATESLA INChistory →COM1.11%$1M5.4K
19VANGUARD INDEX FDSTOTAL STK MKT0.92%$930,4924.6K
20SPDR DOW JONES INDL AVERAGEUT SER 10.92%$927,9612.8K
21PDIPIMCO DYNAMIC INCOME FDSHS0.90%$912,15250.6K
22ADBEADOBE SYSTEMS INCORPORATEDCOM0.86%$875,1752.3K
23BBYBEST BUY INCCOM0.77%$783,67410.0K
24STAGSTAG INDL INCCOM0.65%$661,14919.5K
25VVISA INCCOM CL A0.64%$649,2682.9K
26TMOTHERMO FISHER SCIENTIFIC INCCOM0.61%$614,5981.1K
27CATCATERPILLAR INCCOM0.60%$607,0052.7K
28AMDADVANCED MICRO DEVICES INCCOM0.50%$510,5345.2K
29WPCWP CAREY INCCOM0.49%$494,1726.4K
30SPDR SER TRPRTFLO S&P500 VL0.49%$492,38612.1K
31KLACKLA CORPCOM NEW0.46%$465,0331.2K
32ABBVABBVIE INCCOM0.45%$458,2792.9K
33AMPLIFY ETF TRBLOCKCHAIN LDR0.44%$445,63123.0K
34UNHUNITEDHEALTH GROUP INCCOM0.43%$431,747914
35AGCOAGCO CORPCOM0.42%$429,4463.2K
36WEPMAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.42%$425,1727.8K
37METAMETA PLATFORMS INCCL A0.38%$390,3931.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.