SEC 13F Intelligence

Managers / Q1 2025 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$173M
Q1 2025
Positions
139
Filings on Record
21
2019–present window
Filed
Apr 9, 2025
original filing

Summary

Kaizen Financial Strategies reported $173M in U.S.-listed holdings across 139 positions for Q1 2025.

Its largest position, Spdr S P 500 Etf Tr, represents 9.3% of the portfolio.

Compared with Q4 2024, the fund opened 18 new positions and exited 12.

Portfolio Metrics

Turnover
+11.6%
vs prior filed quarter
Top-10 Concentration
+49.5%
share of reported value
Largest Position
+9.3%
Spdr S P 500 Etf Tr
New / Exited
18 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 60.1%Common Stock: 37.0%Closed-End Fund: 0.9%REIT: 0.8%PUBLIC: 0.5%Other: 0.7%
  • ETP · 60.1% · $104M
  • Common Stock · 37.0% · $64M
  • Closed-End Fund · 0.9% · $2M
  • REIT · 0.8% · $1M
  • PUBLIC · 0.5% · $936,733
  • Other · 0.7% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
J P MORGAN EXCHANGE TRADED FNEW+52.8K52.8K+$3M$3M
VGSHVANGUARD SCOTTSDALE FDSNEW+11.0K11.0K+$647,999$647,999
SPDR SER TRNEW+3.3K3.3K+$530,337$530,337
SPDR SER TRNEW+2.8K2.8K+$441,214$441,214
GARMIN LTDNEW+1.7K1.7K+$367,384$367,384
WSMWILLIAMS SONOMA INCNEW+2.1K2.1K+$328,848$328,848
WORLD GOLD TRNEW+5.1K5.1K+$313,968$313,968
OWLBLUE OWL CAPITAL INCNEW+12.4K12.4K+$248,997$248,997

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2025

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · LONG TERM US · FUNDAMENTAL US B · INT-TRM U.S TRES · FUNDAMENTAL US S · FUNDAMENTAL EMER · FUNDAMENTAL INTL18.64%$32M1.27M
2SPDR S&P 500 ETF TRTR UNIT9.31%$16M28.8K
3AAPLAPPLE INChistory →COM7.88%$14M61.5K
4VANGUARD MALVERN FDSCORE BD ETF5.34%$9M119.4K
5CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI4.83%$8M234.7K
6NVDANVIDIA CORPORATIONhistory →COM3.73%$6M59.6K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.21%$6M35.7K
8BXBLACKSTONE INChistory →COM2.34%$4M29.1K
9J P MORGAN EXCHANGE TRADED FINTRNL RES EQT1.94%$3M52.8K
10AMZNAMAZON COM INChistory →COM1.94%$3M17.7K
11VANGUARD SPECIALIZED FUNDSDIV APP ETF1.94%$3M17.3K
12GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER1.82%$3M131.9K
13XLFSELECT SECTOR SPDR TRTECHNOLOGY · RL EST SEL SEC · FINANCIAL1.76%$3M41.3K
14TSLATESLA INChistory →COM1.76%$3M11.7K
15MSFTMICROSOFT CORPhistory →COM1.66%$3M7.7K
16VANECK ETF TRUSTSEMICONDUCTR ETF1.41%$2M11.6K
17NDQINVESCO QQQ TRhistory →UNIT SER 11.24%$2M4.6K
18SPDR DOW JONES INDL AVERAGEUT SER 11.22%$2M5.0K
19VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.20%$2M5.5K
20CRMSALESFORCE INCCOM0.99%$2M6.4K
21ISHARES TRCORE S&P US GWT · IBOXX INV CP ETF0.75%$1M11.2K
22USOUNITED STS OIL FD LPUNITS0.74%$1M16.7K
23COSTCOSTCO WHSL CORP NEWCOM0.61%$1M1.1K
24METAMETA PLATFORMS INCCL A0.56%$973,9961.7K
25VVISA INCCOM CL A0.55%$945,2772.7K
26ABBVABBVIE INCCOM0.51%$880,0224.2K
27AMPLIFY ETF TRBLOCKCHAIN LDR0.43%$742,39420.1K
28ADBEADOBE INCCOM0.40%$701,4761.8K
29VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.40%$700,36715.5K
30AMDADVANCED MICRO DEVICES INCCOM0.39%$680,1396.6K
31OKEONEOK INC NEWCOM0.39%$673,7316.8K
32LLYELI LILLY & COCOM0.39%$671,465813
33VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS0.37%$647,99911.0K
34PDIPIMCO DYNAMIC INCOME FDSHS0.37%$640,47532.3K
35ARIS WATER SOLUTIONS INCCLASS A COM0.37%$635,98519.9K
36AGXARGAN INCCOM0.36%$625,6814.8K
37TEITEMPLETON EMERGING MKTS INCOCOM0.36%$619,664115.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.