SEC 13F Intelligence

Managers / Q1 2026

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$236M
Q1 2026
Positions
174
Filings on Record
21
2019–present window
Filed
May 1, 2026
original filing

Summary

Kaizen Financial Strategies reported $236M in U.S.-listed holdings across 174 positions for Q1 2026.

Its largest position, State Str Spdr S P 500 Etf T, represents 7.8% of the portfolio.

Compared with Q4 2025, the fund opened 23 new positions and exited 15.

Portfolio Metrics

Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+47.5%
share of reported value
Largest Position
+7.8%
State Str Spdr S P 500 Etf T
New / Exited
23 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 61.1%Common Stock: 36.1%Closed-End Fund: 1.4%REIT: 0.6%ADR: 0.4%Other: 0.5%
  • ETP · 61.1% · $144M
  • Common Stock · 36.1% · $85M
  • Closed-End Fund · 1.4% · $3M
  • REIT · 0.6% · $1M
  • ADR · 0.4% · $989,975
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWAB STRATEGIC TRNEW+79.1K79.1K+$2M$2M
J P MORGAN EXCHANGE TRADED FNEW+17.0K17.0K+$2M$2M
LISTED FDS TRNEW+11.8K11.8K+$394,194$394,194
ISHARES INCNEW+2.9K2.9K+$293,515$293,515
DRSLEONARDO DRS INCNEW+6.4K6.4K+$288,065$288,065
AAALCOA CORPNEW+4.1K4.1K+$286,710$286,710
UNHUNITEDHEALTH GROUP INCNEW+861861+$272,563$272,563
INCYINCYTE CORPNEW+2.9K2.9K+$271,948$271,948

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · FUNDAMENTAL US B · INT-TRM U.S TRES · ULTRA SHORT INCM · FUNDAMENTAL US S · FUNDAMENTAL EMER · FUNDAMENTAL INTL16.02%$38M1.30M
2STATE STR SPDR S&P 500 ETF TTR UNIT7.78%$18M26.2K
3AAPLAPPLE INChistory →COM6.41%$15M57.6K
4VANGUARD MALVERN FDSCORE BD ETF · CORE-PLUS BD ETF5.34%$13M162.7K
5CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI5.33%$13M277.8K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A4.92%$12M34.8K
7NVDANVIDIA CORPORATIONhistory →COM4.36%$10M52.0K
8J P MORGAN EXCHANGE TRADED FINTRNL RES EQT · JPMORGAN INTL VL3.64%$9M105.2K
9AMZNAMAZON COM INChistory →COM2.13%$5M20.1K
10VANECK ETF TRUSTSEMICONDUCTR ETF2.10%$5M10.9K
11NEOS ETF TRUSTNEOS S&P 500 HI · NASDAQ 100 HIGH1.68%$4M75.2K
12VANGUARD WHITEHALL FDSHIGH DIV YLD1.49%$4M22.9K
13BXBLACKSTONE INChistory →COM1.34%$3M24.7K
14VANGUARD SPECIALIZED FUNDSDIV APP ETF1.34%$3M14.0K
15MSFTMICROSOFT CORPhistory →COM1.24%$3M7.0K
16NDQINVESCO QQQ TRhistory →UNIT SER 11.10%$3M4.1K
17TSLATESLA INChistory →COM1.01%$2M6.1K
18VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.01%$2M5.0K
19SPDR SERIES TRUSTSTATE STREET SPD0.97%$2M8.7K
20SELECT SECTOR SPDR TRSTATE STREET TEC0.88%$2M13.7K
21STATE STR SPDR DOW JONES INDUT SER 10.74%$2M3.6K
22METAMETA PLATFORMS INCCL A0.68%$2M2.4K
23AGXARGAN INCCOM0.66%$2M2.6K
24AMDADVANCED MICRO DEVICES INCCOM0.65%$2M5.5K
25LLYELI LILLY & COCOM0.60%$1M1.6K
26TEITEMPLETON EMERGING MKTS INCOCOM0.49%$1M174.5K
27AMPLIFY ETF TRBLOCKCHAIN TECHN0.47%$1M19.1K
28SNDKSANDISK CORPCOM0.46%$1M1.2K
29ETF SER SOLUTIONSDEFIANCE QUANTUM0.46%$1M8.7K
30KTOSKRATOS DEFENSE & SEC SOLUTIOCOM NEW0.45%$1M14.4K
31VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.43%$1M17.5K
32GEVGE VERNOVA INCCOM0.42%$984,3221.0K
33CATCATERPILLAR INCCOM0.41%$963,1721.2K
34VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS0.38%$908,04315.5K
35INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.38%$904,52217.9K
36AMATAPPLIED MATLS INCCOM0.37%$871,0142.2K
37LRCXLAM RESEARCH CORPCOM NEW0.36%$861,5713.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.