SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$105M
Q1 2021
Positions
137
Filings on Record
21
2019–present window
Filed
May 28, 2021
original filing

Summary

Kaizen Financial Strategies reported $105M in U.S.-listed holdings across 137 positions for Q1 2021.

Its largest position, AAPL, represents 8.4% of the portfolio.

Compared with Q4 2020, the fund opened 35 new positions and exited 18.

Portfolio Metrics

Turnover
+25.7%
vs prior filed quarter
Top-10 Concentration
+29.2%
share of reported value
Largest Position
+8.4%
Apple
New / Exited
35 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 51.1%Common Stock: 40.4%ADR: 3.2%REIT: 2.8%Closed-End Fund: 1.5%Other: 0.8%
  • ETP · 51.1% · $54M
  • Common Stock · 40.4% · $42M
  • ADR · 3.2% · $3M
  • REIT · 2.8% · $3M
  • Closed-End Fund · 1.5% · $2M
  • Other · 0.8% · $837,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWAB STRATEGIC TRNEW+73.8K73.8K+$4M$4M
INVESCO EXCHANGE TRADED FD TNEW+17.1K17.1K+$2M$2M
ISHARES TRNEW+23.3K23.3K+$2M$2M
SCHWAB STRATEGIC TRNEW+15.8K15.8K+$2M$2M
SCHWAB STRATEGIC TRNEW+25.6K25.6K+$2M$2M
FLEXSHARES TRNEW+53.8K53.8K+$1M$1M
SCHWAB STRATEGIC TRNEW+32.9K32.9K+$1M$1M
INVESCO EXCH TRADED FD TR IINEW+11.2K11.2K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TR1 5YR CORP BD · US LCAP GR ETF · US AGGREGATE B · US SML CAP ETF · US TIPS ETF · EMRG MKTEQ ETF · INTL EQTY ETF · 1000 INDEX ETF · INTRM TRM TRES · SCHWB FDT INT LG15.43%$16M299.1K
2AAPLAPPLE INChistory →COM8.38%$9M72.0K
3ISHARES TRIBOXX HI YD ETF · IBOXX INV CP ETF · RUSSELL 2000 ETF5.36%$6M45.6K
4XLFSELECT SECTOR SPDR TRSBI INT-FINL · ENERGY · TECHNOLOGY · SBI CONS DISCR · SBI INT-INDS5.35%$6M98.0K
5CRMSALESFORCE COM INChistory →COM2.39%$3M11.8K
6GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.36%$2M1.2K
7INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT2.31%$2M17.1K
8MSFTMICROSOFT CORPhistory →COM2.29%$2M10.2K
9NDQINVESCO QQQ TRhistory →UNIT SER 12.11%$2M6.9K
10AMZNAMAZON COM INChistory →COM1.98%$2M670
11INVESCO EXCH TRADED FD TR IISOLAR ETF · S&P500 LOW VOL1.68%$2M23.9K
12VANGUARD INDEX FDSTOTAL STK MKT1.43%$1M7.2K
13SPDR S&P 500 ETF TRTR UNIT1.42%$1M3.8K
14FLEXSHARES TRIBOXX 5YR TRGT1.42%$1M53.8K
15AMPLIFY ETF TRBLOCKCHAIN LDR1.30%$1M24.5K
16BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.27%$1M5.9K
17JDJD.COM INChistory →SPON ADR CL A1.21%$1M15.1K
18PYPLPAYPAL HLDGS INChistory →COM1.17%$1M5.1K
19ADBEADOBE SYSTEMS INCORPORATEDhistory →COM1.08%$1M2.4K
20AMATAPPLIED MATLS INChistory →COM1.07%$1M8.4K
21QCOMQUALCOMM INCCOM1.00%$1M7.9K
22PIMCO DYNAMIC CR INCOME FDCOM SHS0.98%$1M46.2K
23VVISA INCCOM CL A0.97%$1M4.8K
24VANECK VECTORS ETF TRSEMICONDUCTOR ET0.92%$964,0004.0K
25BXBLACKSTONE GROUP INCCOM0.81%$853,00011.4K
26ZTSZOETIS INCCL A0.81%$847,0005.4K
27METMETLIFE INCCOM0.71%$741,00012.2K
28TTWOTAKE-TWO INTERACTIVE SOFTWARCOM0.70%$733,0004.2K
29SPDR SER TRCOMP SOFTWARE0.69%$727,0004.6K
30URIUNITED RENTALS INCCOM0.69%$724,0002.2K
31SBUXSTARBUCKS CORPCOM0.69%$721,0006.6K
32STAGSTAG INDL INCCOM0.66%$694,00020.6K
33HO1HOLOGIC INCCOM0.66%$692,0009.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.